Warberg Asset Management LLC Q4 2023 Filing
Filed February 7, 2024
Portfolio Value
$528.0B
Holdings
232
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (232 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | XYZ 0.125 03/01/25BLOCK INC | 286,000 | $280.4M | 0.05% | |
| 102 | —DOLLAR GEN CORP NEW | 2,000 | $271.9M | 0.05% | Call |
| 103 | ALSAFALPHA STAR ACQUISITION CORP | 24,196 | $271.2M | 0.05% | |
| 104 | LENLENNAR CORP | 2,000 | $268.1M | 0.05% | |
| 105 | ARKTARK ETF TR | 5,000 | $261.9M | 0.05% | Put |
| 106 | PCAPAP ACQUISITION CORP | 23,027 | $256.3M | 0.05% | |
| 107 | —SOUTHWESTERN ENERGY CO | 37,000 | $242.3M | 0.05% | Call |
| 108 | —DELCATH SYS INC | 57,600 | $239.6M | 0.05% | Call |
| 109 | TBMCTRAILBLAZER MERGER CORP I | 22,877 | $239.3M | 0.05% | |
| 110 | JOBYJOBY AVIATION INC | 182,289 | $222.9M | 0.04% | |
| 111 | GDSTGOLDENSTONE ACQUISITION LTD | 19,090 | $205.9M | 0.04% | |
| 112 | EXEEZCHESAPEAKE ENERGY CORP | 3,165 | $201.7M | 0.04% | |
| 113 | —CETUS CAP ACQUISITION CORP | 18,668 | $196.0M | 0.04% | |
| 114 | CTLPCANTALOUPE INC | 24,600 | $182.3M | 0.03% | Put |
| 115 | —VISION SENSING ACQUISITION C | 16,368 | $180.9M | 0.03% | |
| 116 | PPYAPAPAYA GRWT OPPORTUNITY CORP | 15,287 | $164.6M | 0.03% | |
| 117 | AFJKAIMEI HEALTH TECHNOLOGY CO L | 15,000 | $153.0M | 0.03% | |
| 118 | AMPX/WSAMPRIUS TECHNOLOGIES INC | 371,879 | $145.0M | 0.03% | |
| 119 | —BUKIT JALIL GBL ACQUISITION | 13,740 | $142.8M | 0.03% | |
| 120 | RIG 4.625 09/30/29 *TRANSOCEAN INC | 65,000 | $135.0M | 0.03% | |
| 121 | OMQSOMNIQ CORP | 193,200 | $125.6M | 0.02% | |
| 122 | INDIINDIE SEMICONDUCTOR INC | 15,000 | $121.7M | 0.02% | Call |
| 123 | SASEABRIDGE GOLD INC | 10,000 | $121.3M | 0.02% | Call |
| 124 | —TESLA INC | 10,000 | $120.2M | 0.02% | |
| 125 | —EXCELFIN ACQUISITION CORP | 10,972 | $117.7M | 0.02% | |
| 126 | —BROAD CAPITAL ACQUISITION CO | 10,329 | $114.8M | 0.02% | |
| 127 | WENNBOWEN ACQUISITION CORP | 10,000 | $103.2M | 0.02% | |
| 128 | OPHCOPTIMUMBANK HLDGS INC | 19,700 | $82.4M | 0.02% | |
| 129 | PXSPYXIS TANKERS INC | 69,617 | $76.7M | 0.01% | |
| 130 | TALKWTALKSPACE INC | 559,300 | $72.5M | 0.01% | |
| 131 | —MIRION TECHNOLOGIES INC | 30,096 | $61.1M | 0.01% | |
| 132 | ESPRESPERION THERAPEUTICS INC NE | 20,000 | $59.8M | 0.01% | Call |
| 133 | PODCPODCASTONE INC | 30,652 | $56.7M | 0.01% | |
| 134 | NEOVWNEOVOLTA INC | 198,611 | $53.6M | 0.01% | |
| 135 | —KWESST MICRO SYSTEMS INC | 57,283 | $51.6M | 0.01% | |
| 136 | STSSWSHARPS TECHNOLOGY INC | 470,752 | $51.5M | 0.01% | |
| 137 | NXPLWNEXTPLAT CORP | 80,826 | $48.5M | 0.01% | |
| 138 | LRN 1.125 09/01/27STRIDE INC | 35,000 | $44.5M | 0.01% | |
| 139 | —HCI GROUP INC | 28,000 | $39.9M | 0.01% | |
| 140 | TNONWTENON MEDICAL INC | 671,700 | $36.5M | 0.01% | |
| 141 | FGFPPFG FINANCIAL GROUP INC | 20,885 | $33.4M | 0.01% | |
| 142 | MOBBWMOBILICOM LTD | 92,100 | $33.4M | 0.01% | |
| 143 | SPAQUSDFISKER INC | 18,600 | $32.5M | 0.01% | |
| 144 | PETVPETVIVO HLDGS INC | 27,693 | $29.4M | 0.01% | |
| 145 | PETVWPETVIVO HLDGS INC | 209,086 | $29.3M | 0.01% | |
| 146 | —FOREMOST LITHIUM RES & TECH | 109,631 | $27.4M | 0.01% | |
| 147 | DFSCWKWESST MICRO SYSTEMS INC | 191,429 | $26.8M | 0.01% | |
| 148 | IBIOIBIO INC | 19,000 | $26.2M | 0.00% | |
| 149 | THTARGET HOSPITALITY CORP | 64,011 | $25.9M | 0.00% | |
| 150 | APCXWAPPTECH PMTS CORP | 69,507 | $24.3M | 0.00% | |
| 151 | SKYHSKY HARBOUR GROUP CORPORATIO | 31,436 | $23.6M | 0.00% | |
| 152 | BEATWHEARTBEAM INC | 57,345 | $22.9M | 0.00% | |
| 153 | SVREWSAVERONE 2014 LTD | 185,481 | $22.3M | 0.00% | |
| 154 | AUMNGOLDEN MINERALS CO | 42,402 | $22.0M | 0.00% | |
| 155 | VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY INC | 20,000 | $19.7M | 0.00% | |
| 156 | PIIIP3 HEALTH PARTNERS INC | 13,400 | $18.9M | 0.00% | |
| 157 | —STRONG GLOBAL ENTMT INC | 11,699 | $18.7M | 0.00% | |
| 158 | FGIFGI INDUSTRIES LTD | 121,152 | $18.5M | 0.00% | |
| 159 | BTBDWBT BRANDS INC | 134,959 | $17.7M | 0.00% | |
| 160 | SNGXSOLIGENIX INC | 20,000 | $15.1M | 0.00% | |
| 161 | —EDIBLE GARDEN AG INC | 30,000 | $15.1M | 0.00% | |
| 162 | GRVIUPEXI INC | 13,000 | $15.1M | 0.00% | |
| 163 | ONFOWONFOLIO HOLDINGS INC | 193,570 | $14.7M | 0.00% | |
| 164 | RCATRED CAT HLDGS INC | 16,310 | $14.4M | 0.00% | |
| 165 | —BIOSIG TECHNOLOGIES INC | 27,928 | $13.3M | 0.00% | |
| 166 | —WHOLE EARTH BRANDS INC | 160,742 | $12.9M | 0.00% | |
| 167 | FRSXUSDFORESIGHT AUTONOMOUS HLDGS L | 11,749 | $12.1M | 0.00% | |
| 168 | —WORKSPORT LTD | 65,152 | $11.7M | 0.00% | |
| 169 | —APOLLOMICS INC | 445,600 | $11.1M | 0.00% | |
| 170 | AUROWAURORA INNOVATION INC | 20,000 | $10.8M | 0.00% | |
| 171 | —CARBON REVOLUTION LTD | 190,000 | $10.3M | 0.00% | |
| 172 | INUVGBPINUVO INC | 22,500 | $9.6M | 0.00% | |
| 173 | LO9AVBI VACCINES INC CDA | 15,000 | $8.8M | 0.00% | |
| 174 | WLDSWEARABLE DEVICES LTD | 117,700 | $8.2M | 0.00% | |
| 175 | LEGWQTHE LION ELECTRIC COMPANY | 21,000 | $8.0M | 0.00% | |
| 176 | SWAGWSTRAN & COMPANY INC | 181,824 | $7.3M | 0.00% | |
| 177 | SBEVWSPLASH BEVERAGE GROUP INC | 139,740 | $7.0M | 0.00% | |
| 178 | AERTAERIES TECHNOLOGY INC | 95,027 | $6.8M | 0.00% | |
| 179 | PGYPAGAYA TECHNOLOGIES LTD | 30,000 | $6.6M | 0.00% | |
| 180 | YTENYIELD10 BIOSCIENCE INC | 25,500 | $6.1M | 0.00% | |
| 181 | PALIPALISADE BIO INC | 10,000 | $5.9M | 0.00% | |
| 182 | ICUCWSEASTAR MEDICAL HOLDING CORP | 193,600 | $5.9M | 0.00% | |
| 183 | VLCNVOLCON INC | 55,000 | $5.5M | 0.00% | |
| 184 | IVDAWIVEDA SOLUTIONS INC | 49,413 | $5.4M | 0.00% | |
| 185 | AEONAEON BIOPHARMA INC | 53,500 | $5.3M | 0.00% | |
| 186 | BAERWBRIDGER AEROSPACE GRP HLDGS | 25,200 | $5.3M | 0.00% | |
| 187 | NCPLNETCAPITAL INC | 25,000 | $5.3M | 0.00% | |
| 188 | AIMDWAINOS INC | 24,871 | $5.2M | 0.00% | |
| 189 | KTTAWPASITHEA THERAPEUTICS CORP | 289,868 | $5.2M | 0.00% | |
| 190 | —THARIMMUNE INC | 10,002 | $5.1M | 0.00% | |
| 191 | NRSNNEUROSENSE THERAPEUTICS LTD | 63,502 | $5.0M | 0.00% | |
| 192 | —AURORA CANNABIS INC | 10,000 | $4.8M | 0.00% | Call |
| 193 | MTEKMARIS TECH LTD | 226,620 | $4.6M | 0.00% | |
| 194 | PNSWQBANYAN ACQUISITION CORPORATI | 12,200 | $4.5M | 0.00% | |
| 195 | ZURAZURA BIO LTD | 25,818 | $4.4M | 0.00% | |
| 196 | —NUSCALE PWR CORP | 11,500 | $3.6M | 0.00% | |
| 197 | RBOTWVICARIOUS SURGICAL INC | 112,000 | $3.4M | 0.00% | |
| 198 | ANGHANGHAMI INC | 40,409 | $3.2M | 0.00% | |
| 199 | HUBCHUB CYBER SECURITY LTD | 171,171 | $2.4M | 0.00% | |
| 200 | AOGOWAROGO CAPITAL ACQUISITION CO | 90,000 | $2.3M | 0.00% |