WATER ISLAND CAPITAL LLC Q3 2016 Filing
Filed November 17, 2016
Portfolio Value
$1.6B
Holdings
128
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (128 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —ITC Holdings Corp | 3,692,171 | $171.6M | 10.90% | |
| 2 | —LinkedIn Corp | 644,403 | $111.1M | 7.05% | Put |
| 3 | —St Jude Medical Inc | 1,294,439 | $92.4M | 5.87% | Put |
| 4 | —Piedmont Natural Gas Co Inc | 1,291,565 | $77.5M | 4.92% | |
| 5 | —NetSuite Inc | 731,710 | $76.9M | 4.88% | Put |
| 6 | —Valspar Corp/The | 684,322 | $72.6M | 4.61% | |
| 7 | —Cvent Inc | 1,991,311 | $62.8M | 3.99% | Put |
| 8 | WRUSDWestar Energy Inc | 1,263,380 | $62.8M | 3.99% | Put |
| 9 | —CST Brands Inc | 1,184,980 | $57.0M | 3.62% | |
| 10 | PGProcter & Gamble Co/The | 800,000 | $48.2M | 3.06% | Put |
| 11 | —Cepheid | 913,974 | $48.2M | 3.06% | |
| 12 | —Rofin-Sinar Technologies Inc | 1,281,651 | $41.2M | 2.62% | |
| 13 | —PrivateBancorp Inc | 890,654 | $40.9M | 2.60% | |
| 14 | —WhiteWave Foods Co/The | 710,648 | $38.7M | 2.46% | |
| 15 | —Syngenta AG | 387,624 | $34.0M | 2.16% | |
| 16 | STRZStarz | 1,031,015 | $32.2M | 2.04% | |
| 17 | —Press Ganey Holdings Inc | 768,182 | $31.0M | 1.97% | |
| 18 | —Raptor Pharmaceutical Corp | 3,359,140 | $30.1M | 1.91% | |
| 19 | —Fleetmatics Group PLC | 483,698 | $29.0M | 1.84% | |
| 20 | —Vitae Pharmaceuticals Inc | 1,255,878 | $26.3M | 1.67% | |
| 21 | —Media General Inc | 1,199,521 | $22.1M | 1.40% | |
| 22 | —Chemtura Corp | 668,792 | $21.9M | 1.39% | |
| 23 | —Infoblox Inc | 794,756 | $21.0M | 1.33% | |
| 24 | —Cynapsus Therapeutics Inc | 517,247 | $20.8M | 1.32% | |
| 25 | —Rackspace Hosting Inc | 618,300 | $19.6M | 1.24% | |
| 26 | —EverBank Financial Corp | 980,000 | $19.0M | 1.20% | |
| 27 | —InterOil Corp | 324,727 | $16.5M | 1.05% | |
| 28 | TLNTalen Energy Corp | 1,069,784 | $14.8M | 0.94% | |
| 29 | —Empire District Electric Co/The | 421,788 | $14.4M | 0.91% | |
| 30 | —Yahoo! Inc | 284,060 | $12.2M | 0.78% | |
| 31 | —Astoria Financial Corp | 837,665 | $12.2M | 0.78% | |
| 32 | —Transocean Partners LLC | 938,979 | $11.6M | 0.74% | |
| 33 | —Joy Global Inc | 357,930 | $9.9M | 0.63% | |
| 34 | —Envision Healthcare Holdings Inc | 381,481 | $8.5M | 0.54% | |
| 35 | —Interactive Intelligence Group Inc | 137,786 | $8.3M | 0.53% | |
| 36 | —Apigee Corp | 472,399 | $8.2M | 0.52% | |
| 37 | —Silicon Graphics International Corp | 1,052,508 | $8.1M | 0.51% | |
| 38 | —Skullcandy Inc | 1,255,520 | $8.0M | 0.51% | |
| 39 | CMCSAComcast Corp | 117,264 | $7.8M | 0.49% | |
| 40 | APDAir Products & Chemicals Inc | 42,350 | $6.4M | 0.40% | |
| 41 | —AEP Industries Inc | 58,077 | $6.4M | 0.40% | |
| 42 | HPEHewlett Packard Enterprise Co | 273,481 | $6.2M | 0.40% | |
| 43 | —Imperva Inc | 110,068 | $5.9M | 0.38% | |
| 44 | —Post Properties Inc | 89,033 | $5.9M | 0.37% | |
| 45 | NXPINXP Semiconductors NV | 105,000 | $5.8M | 0.37% | Put |
| 46 | —Intersil Corp | 332,800 | $5.4M | 0.34% | Put |
| 47 | —DTS Inc/CA | 105,800 | $4.5M | 0.29% | |
| 48 | —CBS Corp | 80,000 | $4.4M | 0.28% | |
| 49 | —Monster Worldwide Inc | 1,002,500 | $3.6M | 0.23% | |
| 50 | —Yadkin Financial Corp | 134,529 | $3.5M | 0.22% | |
| 51 | XHBSPDR S&P Homebuilders ETF | 104,147 | $3.5M | 0.22% | |
| 52 | CBOECBOE Holdings Inc | 150,000 | $3.5M | 0.22% | Put |
| 53 | NOMDNomad Foods Ltd | 254,009 | $3.0M | 0.19% | |
| 54 | FEYECHFFireEye Inc | 190,000 | $2.8M | 0.18% | |
| 55 | —Cabot Microelectronics Corp | 50,000 | $2.6M | 0.17% | |
| 56 | —Electronics For Imaging Inc | 53,244 | $2.6M | 0.17% | |
| 57 | XLKTechnology Select Sector SPDR Fund | 52,073 | $2.5M | 0.16% | |
| 58 | IWOiShares Russell 2000 Growth ETF | 16,548 | $2.5M | 0.16% | |
| 59 | QCOMQUALCOMM Inc | 35,000 | $2.4M | 0.15% | |
| 60 | CAJPYCanon Inc | 79,865 | $2.3M | 0.15% | |
| 61 | VIABViacom Inc | 59,819 | $2.3M | 0.14% | |
| 62 | —SUPERVALU Inc | 450,000 | $2.2M | 0.14% | |
| 63 | —NetSuite Inc | 2,000,000 | $2.2M | 0.14% | |
| 64 | —LinkedIn Corp | 2,000,000 | $2.0M | 0.13% | |
| 65 | —Twitter Inc | 2,000,000 | $1.9M | 0.12% | |
| 66 | CTXSEURCitrix Systems Inc | 20,775 | $1.8M | 0.11% | |
| 67 | —Cabela's Inc | 30,000 | $1.6M | 0.10% | |
| 68 | —Monster Worldwide Inc | 1,500,000 | $1.5M | 0.10% | |
| 69 | —Shutterfly Inc | 1,500,000 | $1.5M | 0.09% | |
| 70 | —Depomed Inc | 1,000,000 | $1.4M | 0.09% | |
| 71 | —FireEye Inc | 1,500,000 | $1.4M | 0.09% | |
| 72 | GIBCGI Group Inc | 27,878 | $1.3M | 0.08% | |
| 73 | —inContact Inc | 1,000,000 | $1.2M | 0.08% | |
| 74 | XLIIndustrial Select Sector SPDR Fund | 19,865 | $1.2M | 0.07% | |
| 75 | INTCIntel Corp | 29,242 | $1.1M | 0.07% | |
| 76 | IBMInternational Business Machines Corp | 6,149 | $977K | 0.06% | |
| 77 | ORCLOracle Corp | 24,182 | $950K | 0.06% | |
| 78 | CLSCA Inc | 28,399 | $939K | 0.06% | |
| 79 | CLColgate-Palmolive Co | 12,027 | $892K | 0.06% | |
| 80 | KMBKimberly-Clark Corp | 7,027 | $886K | 0.06% | |
| 81 | CLXClorox Co | 7,057 | $883K | 0.06% | |
| 82 | CHDChurch & Dwight Co Inc | 18,349 | $879K | 0.06% | |
| 83 | MOAltria Group Inc | 13,827 | $874K | 0.06% | |
| 84 | —Reynolds American Inc | 18,126 | $855K | 0.05% | |
| 85 | ACNAccenture PLC | 5,196 | $635K | 0.04% | |
| 86 | SYMCEURSymantec Corp | 24,400 | $612K | 0.04% | |
| 87 | GGenpact Ltd | 24,722 | $592K | 0.04% | |
| 88 | ADIAnalog Devices Inc | 6,734 | $434K | 0.03% | |
| 89 | TAPMolson Coors Brewing Co | 38,600 | $388K | 0.02% | Put |
| 90 | —EndoChoice Holdings Inc | 48,200 | $385K | 0.02% | |
| 91 | —Forest City Realty Trust Inc | 15,605 | $361K | 0.02% | |
| 92 | NBL2EURNoble Energy Inc | 9,250 | $246K | 0.02% | Call |
| 93 | AVGOBroadcom Ltd | 1,400 | $242K | 0.02% | |
| 94 | —Cone Midstream Partners LP | 13,250 | $240K | 0.02% | |
| 95 | XLFFinancial Select Sector SPDR Fund | 12,000 | $232K | 0.01% | |
| 96 | LDOSLeidos Holdings Inc | 5,250 | $227K | 0.01% | |
| 97 | —Forest City Realty Trust Inc | 8,509 | $197K | 0.01% | |
| 98 | NIHDEURNII Holdings Inc | 54,000 | $180K | 0.01% | |
| 99 | —Dynegy Inc | 13,750 | $170K | 0.01% | |
| 100 | BABAAlibaba Group Holding Ltd | 25,000 | $168K | 0.01% | Put |
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