WELLS FARGO & COMPANY/MN Q1 2017 Filing

Filed April 28, 2017

Portfolio Value

$307.8M

Holdings

6,131

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (6,131 positions)

#	Stock	Shares	Value	% Portfolio
5301	XEADXWELLS FARGO INCOME OPPORTUNI	3,414	$29K	0.01%
5302	—LANDMARK INFRASTRUCTURE LP	1,901	$28K	0.01%
5303	—ABERDEEN INDONESIA FD INC	3,900	$28K	0.01%
5304	—TITAN PHARMACEUTICALS INC DE	8,503	$28K	0.01%
5305	—POPE RES DEL LTD PARTNERSHIP	391	$28K	0.01%
5306	—CHECK CAP LTD	13,000	$28K	0.01%
5307	VIOVVANGUARD ADMIRAL FDS INC	234	$28K	0.01%
5308	—EURASIAN MINERALS INC	30,002	$28K	0.01%
5309	—BIODELIVERY SCIENCES INTL IN	14,907	$28K	0.01%
5310	INVNIDENTIV INC	4,000	$28K	0.01%
5311	—ISRAMCO INC	232	$27K	0.01%
5312	REFRRESEARCH FRONTIERS INC	19,501	$27K	0.01%
5313	—BARCLAYS BK PLC	190	$27K	0.01%
5314	DSGDESCARTES SYS GROUP INC	1,184	$27K	0.01%
5315	—VIVINT SOLAR INC	9,520	$27K	0.01%
5316	PHPNGALECTIN THERAPEUTICS INC	11,882	$27K	0.01%
5317	—PDC ENERGY INC	26,000	$27K	0.01%
5318	RDHLGBPREDHILL BIOPHARMA LTD	2,866	$27K	0.01%
5319	ENICENEL CHILE S A	4,665	$26K	0.01%
5320	MCHXMARCHEX INC	9,550	$26K	0.01%
5321	—BARCLAYS BANK PLC	650	$26K	0.01%
5322	—FUELCELL ENERGY INC	19,479	$26K	0.01%
5323	QQQEDIREXION SHS ETF TR	330	$25K	0.01%
5324	—POWERSHARES ETF TR II	1,000	$25K	0.01%
5325	—KB HOME	25,000	$25K	0.01%
5326	—MORGAN STANLEY	3,215	$25K	0.01%
5327	—POWERSHARES ETF TRUST II	1,000	$25K	0.01%
5328	—JUMEI INTL HLDG LTD	6,639	$25K	0.01%
5329	ECCEAGLE PT CR CO LLC	1,220	$25K	0.01%
5330	G7AGRUPO AEROPORTUARIO CTR NORT	576	$25K	0.01%
5331	NVRNVR INC	11,834	$25K	0.01%
5332	—SUNTRUST BKS INC	1,800	$24K	0.01%
5333	BBUBROOKFIELD BUSINESS PARTNERS	961	$24K	0.01%
5334	—FIRST FINL BANCORP OH	1,500	$24K	0.01%
5335	VALEVALE S A	2,643	$24K	0.01%
5336	—BARCLAYS BK PLC	233	$24K	0.01%
5337	—NAVIDEA BIOPHARMACEUTICALS I	41,000	$24K	0.01%
5338	GLMDGALMED PHARMACEUTICALS LTD	5,000	$24K	0.01%
5339	ICADUSDICAD INC	5,076	$24K	0.01%
5340	UGUNITED GUARDIAN INC	1,601	$24K	0.01%
5341	—COMMAND SEC CORP	9,500	$24K	0.01%
5342	—CONATUS PHARMACEUTICALS INC	4,200	$24K	0.01%
5343	—WISDOMTREE TR	1,802	$24K	0.01%
5344	TACTTRANSACT TECHNOLOGIES INC	2,885	$23K	0.01%
5345	—SYNTHETIC BIOLOGICS INC	36,033	$23K	0.01%
5346	PKBKPARKE BANCORP INC	1,100	$23K	0.01%
5347	SNDXSYNDAX PHARMACEUTICALS INC	1,648	$23K	0.01%
5348	AEFABERDEEN CHILE FD INC	3,250	$23K	0.01%
5349	—TCF FINL CORP	10,000	$23K	0.01%
5350	—SPDR INDEX SHS FDS	515	$22K	0.01%
5351	—POLYMET MINING CORP	29,700	$22K	0.01%
5352	CGENCOMPUGEN LTD	5,135	$22K	0.01%
5353	—CREDIT SUISSE NASSAU BRH	2,339	$22K	0.01%
5354	—PERSHING GOLD CORP	7,600	$22K	0.01%
5355	SENS1GBPSENSEONICS HLDGS INC	12,477	$22K	0.01%
5356	—TWO RIV BANCORP	1,258	$22K	0.01%
5357	CRBPEURCORBUS PHARMACEUTICALS HLDGS	2,700	$22K	0.01%
5358	POWRISHARES	1,061	$21K	0.01%
5359	KWEBKRANESHARES TR	499	$21K	0.01%
5360	SCKTSOCKET MOBILE INC	5,000	$21K	0.01%
5361	NWFLNORWOOD FINANCIAL CORP	505	$21K	0.01%
5362	PARPAR TECHNOLOGY CORP	2,893	$21K	0.01%
5363	SCXSTARRETT L S CO	2,001	$21K	0.01%
5364	SYLDCAMBRIA ETF TR	600	$21K	0.01%
5365	BCLIEURBRAINSTORM CELL THERAPEUTICS	5,000	$21K	0.01%
5366	—ADEPTUS HEALTH INC	11,876	$21K	0.01%
5367	CYRXCRYOPORT INC	8,898	$21K	0.01%
5368	IRMDIRADIMED CORP	2,418	$21K	0.01%
5369	MSOXADVISORSHARES TR	434	$21K	0.01%
5370	—CALAMP CORP	21,000	$21K	0.01%
5371	—TROVAGENE INC	17,542	$20K	0.01%
5372	—BLACKROCK NY MUNI INC QLTY T	1,500	$20K	0.01%
5373	—ALON USA PARTNERS LP	2,160	$20K	0.01%
5374	—AMPIO PHARMACEUTICALS INC	22,783	$19K	0.01%
5375	—NANTHEALTH INC	3,760	$19K	0.01%
5376	GRIDFIRST TR EXCH TRADED FD II	450	$19K	0.01%
5377	—CHINA DISTANCE ED HLDGS LTD	1,850	$19K	0.01%
5378	ACNTSYNALLOY CP DEL	1,550	$19K	0.01%
5379	—LINE CORP	500	$19K	0.01%
5380	CARZFIRST TR EXCHANGE TRADED FD	510	$19K	0.01%
5381	—EATON VANCE NY MUNI INCOME T	1,501	$19K	0.01%
5382	—GAFISA S A	977	$19K	0.01%
5383	—COMERICA INC	450	$18K	0.01%
5384	—ASIA PAC FD INC	1,442	$18K	0.01%
5385	CSIQCANADIAN SOLAR INC	1,460	$18K	0.01%
5386	—NEURODERM LTD	675	$18K	0.01%
5387	—MMA CAP MGMT LLC	756	$18K	0.01%
5388	—BANK AMER CORP	20,000	$18K	0.01%
5389	—NEXEO SOLUTIONS INC	2,000	$18K	0.01%
5390	USDPUSD PARTNERS LP	1,501	$18K	0.01%
5391	—AMEC FOSTER WHEELER PLC	2,771	$18K	0.01%
5392	—ALLERGAN PLC	18,297	$18K	0.01%
5393	—EATON VANCE FLTG RATE INCOM	1,002	$17K	0.01%
5394	—WALTER INVT MGMT CORP	16,015	$17K	0.01%
5395	—BARCLAYS BANK PLC	288	$17K	0.01%
5396	BBCETFIS SER TR I	729	$17K	0.01%
5397	—PENNTEX MIDSTREAM PARTNERS L	950	$17K	0.01%
5398	—SILICONWARE PRECISION INDS L	2,180	$17K	0.01%
5399	—GUGGENHEIM CR ALLOCATION FD	738	$17K	0.01%
5400	—GOLDMAN SACHS GROUP INC	759	$17K	0.01%

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