WELLS FARGO & COMPANY/MN Q1 2020 Filing

Filed May 14, 2020

Portfolio Value

$289.2M

Holdings

6,765

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (6,765 positions)

#	Stock	Shares	Value	% Portfolio	Type
3201	JUSTGOLDMAN SACHS ETF TR	41,991	$1.6M	0.54%
3202	SAILEURSAILPOINT TECHNLGIES HLDGS I	102,267	$1.6M	0.54%
3203	CPE3EURCALLON PETE CO DEL	2,834,967	$1.6M	0.54%
3204	RAREULTRAGENYX PHARMACEUTICAL IN	34,939	$1.6M	0.54%
3205	AZZAZZ INC	55,154	$1.6M	0.54%
3206	MUABLACKROCK MUNIASSETS FD INC	115,991	$1.5M	0.53%
3207	CLDTCHATHAM LODGING TR	259,835	$1.5M	0.53%
3208	RXIISHARES TR	16,226	$1.5M	0.53%
3209	EMLEASTERN CO	78,262	$1.5M	0.53%
3210	FDEFUSDFIRST DEFIANCE FINL CORP	103,364	$1.5M	0.53%
3211	GOROGOLD RESOURCE CORP	552,563	$1.5M	0.53%
3212	—TEEKAY LNG PARTNERS L P	154,969	$1.5M	0.52%
3213	UVEUNIVERSAL INS HLDGS INC	84,604	$1.5M	0.52%
3214	CODICOMPASS DIVERSIFIED HOLDINGS	112,964	$1.5M	0.52%
3215	YUSDALLEGHANY CORP DEL	27,041	$1.5M	0.52%
3216	HAMHARMONY GOLD MNG LTD	693,232	$1.5M	0.52%
3217	SIGSIGNET JEWELERS LIMITED	233,166	$1.5M	0.52%
3218	LXFRLUXFER HOLDINGS PLC	105,978	$1.5M	0.52%
3219	HCCWARRIOR MET COAL INC	141,138	$1.5M	0.52%
3220	EFADPROSHARES TR	47,087	$1.5M	0.52%
3221	NAVINAVIENT CORPORATION	196,891	$1.5M	0.52%
3222	RIGTRANSOCEAN LTD	758,511	$1.5M	0.52%	Put
3223	DNPDNP SELECT INCOME FD	152,205	$1.5M	0.52%
3224	JYNTJOINT CORP	137,313	$1.5M	0.52%
3225	MUJBLACKROCK MUNIHLDGS NJ QLTY	112,902	$1.5M	0.51%
3226	USCRU S CONCRETE INC	81,991	$1.5M	0.51%
3227	SL2SLEEP NUMBER CORP	77,599	$1.5M	0.51%
3228	AMPHAMPHASTAR PHARMACEUTICALS IN	100,092	$1.5M	0.51%
3229	MHNBLACKROCK MUNIHLDGS NY QLTY	117,531	$1.5M	0.51%
3230	WYNEURWYNDHAM DESTINATIONS INC	68,234	$1.5M	0.51%
3231	EGRXEAGLE PHARMACEUTICALS INC	32,124	$1.5M	0.51%
3232	BGTBLACKROCK FLOATING RATE INCO	150,300	$1.5M	0.51%
3233	PUMPPROPETRO HLDG CORP	589,992	$1.5M	0.51%
3234	—INDEXIQ ETF TR	92,132	$1.5M	0.51%
3235	—BLACKROCK MUN BD TR	102,308	$1.5M	0.51%
3236	PDTHANCOCK JOHN PREM DIVID FD	120,003	$1.5M	0.51%
3237	EENI S P A	73,722	$1.5M	0.51%
3238	WNCWABASH NATL CORP	202,363	$1.5M	0.51%
3239	OVIDOVID THERAPEUTICS INC	489,821	$1.5M	0.50%
3240	MCNMADISON COVERED CALL & EQUIT	288,184	$1.5M	0.50%
3241	AORTCRYOLIFE INC	86,157	$1.5M	0.50%
3242	—HELIX ENERGY SOLUTIONS GRP I	1,958,000	$1.5M	0.50%
3243	ETVEATON VANCE TX MNG BY WRT OP	120,774	$1.5M	0.50%
3244	—FORTY SEVEN INC	15,254	$1.5M	0.50%
3245	SPPIUSDSPECTRUM PHARMACEUTICALS INC	624,012	$1.5M	0.50%
3246	TDWTIDEWATER INC NEW	205,255	$1.5M	0.50%
3247	GMS1EURGMS INC	92,318	$1.5M	0.50%
3248	ACNTSYNALLOY CP DEL	166,149	$1.4M	0.50%
3249	BSFAANI PHARMACEUTICALS INC	35,571	$1.4M	0.50%
3250	ACIUAC IMMUNE SA	209,540	$1.4M	0.50%
3251	BOOMDMC GLOBAL INC	62,747	$1.4M	0.50%
3252	CYTKCYTOKINETICS INC	122,431	$1.4M	0.50%
3253	RRRRED ROCK RESORTS INC	168,815	$1.4M	0.50%
3254	AVGO 8 09/30/22 ABROADCOM INC	4,706	$1.4M	0.50%
3255	SPWRQSUNPOWER CORP	283,664	$1.4M	0.50%
3256	PMLPIMCO MUN INCOME FD II	113,523	$1.4M	0.50%
3257	—ALLIANZGI ARTIFICIAL INTELLI	89,648	$1.4M	0.50%
3258	ALECALECTOR INC	59,395	$1.4M	0.50%
3259	EMOCLEARBRIDGE MLP AND MIDSTRM	1,037,385	$1.4M	0.50%
3260	SFIXSTITCH FIX INC	111,844	$1.4M	0.49%
3261	FTSDFRANKLIN ETF TR	14,968	$1.4M	0.49%
3262	—DTE ENERGY CO	37,667	$1.4M	0.49%
3263	VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY INC	1,582,000	$1.4M	0.49%
3264	CCXIEURCHEMOCENTRYX INC	35,109	$1.4M	0.49%
3265	—MAGAL SECURITY SYS LTD	478,668	$1.4M	0.49%
3266	PLMRPALOMAR HLDGS INC	24,122	$1.4M	0.49%
3267	OMEROMEROS CORP	105,023	$1.4M	0.49%
3268	IVOVVANGUARD ADMIRAL FDS INC	16,577	$1.4M	0.48%
3269	LVLNSPDR SER TR	38,733	$1.4M	0.48%
3270	—PROVIDENCE SVC CORP	25,418	$1.4M	0.48%
3271	VKIINVESCO ADVANTAGE MUN INCOME	135,210	$1.4M	0.48%
3272	—VANECK VECTORS ETF TR	147,972	$1.4M	0.48%
3273	GFLCN 6 03/15/23GFL ENVIRONMENTAL INC	30,300	$1.4M	0.48%
3274	DBLDOUBLELINE OPPORTUNISTIC CR	80,964	$1.4M	0.48%
3275	—NUVEEN PFD & INCOME 2022 TER	72,450	$1.4M	0.48%
3276	ATEXANTERIX INC	30,278	$1.4M	0.48%
3277	B7SBROOKDALE SR LIVING INC	443,035	$1.4M	0.48%
3278	MURMURPHY OIL CORP	225,650	$1.4M	0.48%
3279	9990302DAPACHE CORP	330,752	$1.4M	0.48%
3280	GTESGATES INDUSTRIAL CORPRATIN P	187,220	$1.4M	0.48%
3281	CARAEURCARA THERAPEUTICS INC	104,575	$1.4M	0.48%
3282	ATENA10 NETWORKS INC	222,175	$1.4M	0.48%
3283	XAGDXABERDEEN GLOBAL DYNAMIC DIVI	187,561	$1.4M	0.48%
3284	IDGTISHARES TR	31,800	$1.4M	0.48%
3285	—NUVEEN ENHANCED MUN VALUE FD	105,079	$1.4M	0.47%
3286	—GOLDMAN SACHS MLP ENERGY REN	1,923,506	$1.4M	0.47%
3287	RGNXREGENXBIO INC	42,146	$1.4M	0.47%
3288	ATATLANTIC POWER CORP	637,314	$1.4M	0.47%
3289	—INTL FCSTONE INC	37,572	$1.4M	0.47%
3290	DYDYCOM INDS INC	53,074	$1.4M	0.47%
3291	—MEET GROUP INC	231,663	$1.4M	0.47%
3292	—NUVEEN GEORGIA QLTY MUN INC	114,316	$1.4M	0.47%
3293	STMSTMICROELECTRONICS N V	63,302	$1.4M	0.47%
3294	CYRXCRYOPORT INC	78,937	$1.3M	0.47%
3295	—KNOLL INC	130,296	$1.3M	0.47%
3296	FINXGLOBAL X FDS	55,524	$1.3M	0.46%
3297	PEBOPEOPLES BANCORP INC	60,502	$1.3M	0.46%
3298	EAFEURGRAFTECH INTL LTD	164,355	$1.3M	0.46%
3299	EUFNISHARES TR	106,436	$1.3M	0.46%
3300	TBITRUEBLUE INC	104,145	$1.3M	0.46%

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