WELLS FARGO & COMPANY/MN Q3 2016 Filing

Filed October 31, 2016

Portfolio Value

$271.2M

Holdings

6,136

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,136 positions)

#	Stock	Shares	Value	% Portfolio	Type
3201	XPROFRANKS INTL N V	107,605	$1.4M	0.52%
3202	NATNORDIC AMERICAN TANKERS LIMI	138,189	$1.4M	0.52%
3203	—SUMMIT MIDSTREAM PARTNERS LP	60,755	$1.4M	0.51%
3204	—ADVENT CLAY CONV SEC INC FD	242,208	$1.4M	0.51%
3205	—EXACTECH INC	51,538	$1.4M	0.51%
3206	YUSDALLEGHANY CORP DEL	22,020	$1.4M	0.51%
3207	—NUVEEN SELECT TAX FREE INCM	95,335	$1.4M	0.51%
3208	QABAFIRST TR NASDAQ ABA CMNTY BK	33,591	$1.4M	0.51%
3209	PSECPROSPECT CAPITAL CORPORATION	171,096	$1.4M	0.51%
3210	UBAUSDURSTADT BIDDLE PPTYS INC	62,324	$1.4M	0.51%
3211	SILCSILICOM LTD	33,372	$1.4M	0.51%
3212	—INTERVAL LEISURE GROUP INC	80,479	$1.4M	0.51%
3213	—MANAGED DURATION INVT GRD FU	96,205	$1.4M	0.51%
3214	JRINUVEEN REAL ASSET INC & GROW	80,092	$1.4M	0.51%
3215	FADFIRST TR MULTI CAP VALUE ALP	26,035	$1.4M	0.51%
3216	NSSCNAPCO SEC TECHNOLOGIES INC	191,080	$1.4M	0.51%
3217	—SOLARCITY CORP	70,269	$1.4M	0.51%
3218	—TORTOISE PIPELINE & ENERGY F	64,805	$1.4M	0.51%
3219	HPIHANCOCK JOHN PFD INCOME FD	61,094	$1.4M	0.51%
3220	NRANRG ENERGY INC	121,988	$1.4M	0.50%
3221	FULTFULTON FINL CORP PA	94,233	$1.4M	0.50%
3222	SBRSABINE ROYALTY TR	37,098	$1.4M	0.50%
3223	—COLUMBIA PPTY TR INC	60,823	$1.4M	0.50%
3224	SCVLSHOE CARNIVAL INC	51,022	$1.4M	0.50%
3225	IMKTAINGLES MKTS INC	34,394	$1.4M	0.50%
3226	—TAILORED BRANDS INC	86,415	$1.4M	0.50%
3227	GBYSANGAMO BIOSCIENCES INC	292,636	$1.4M	0.50%
3228	EMBJEMBRAER S A	78,077	$1.3M	0.50%
3229	CHCOCITY HLDG CO	26,818	$1.3M	0.50%
3230	—TESARO INC	62,153	$1.3M	0.50%	Call
3231	BBBLACKBERRY LTD	168,612	$1.3M	0.50%
3232	—LIONBRIDGE TECHNOLOGIES INC	269,006	$1.3M	0.50%
3233	STEWBOULDER GROWTH & INCOME FD I	160,242	$1.3M	0.50%
3234	IRTINDEPENDENCE RLTY TR INC	149,141	$1.3M	0.50%
3235	MCRIMONARCH CASINO & RESORT INC	53,156	$1.3M	0.49%
3236	—ENTEGRA FINL CORP	72,700	$1.3M	0.49%
3237	PCRXPACIRA PHARMACEUTICALS INC	38,952	$1.3M	0.49%
3238	UNVREURUNIVAR INC	60,938	$1.3M	0.49%
3239	SSYSSTRATASYS LTD	55,014	$1.3M	0.49%
3240	RXIISHARES TR	14,842	$1.3M	0.49%
3241	XHNWXPIONEER DIV HIGH INCOME TRUS	81,071	$1.3M	0.49%
3242	CASSCASS INFORMATION SYS INC	23,318	$1.3M	0.49%
3243	—VIRTUS TOTAL RETURN FD	278,476	$1.3M	0.49%
3244	MHNBLACKROCK MUNIHLDGS NY QLTY	88,754	$1.3M	0.49%
3245	GOFGUGGENHEIM STRATEGIC OPP FD	68,609	$1.3M	0.48%
3246	EIS*ISHARES	27,270	$1.3M	0.48%
3247	IEURISHARES TR	31,556	$1.3M	0.48%
3248	OIAINVESCO MUNI INCOME OPP TRST	157,063	$1.3M	0.48%
3249	GTLSCHART INDS INC	39,643	$1.3M	0.48%
3250	—NUVEEN OHIO QUALITY INCOME M	78,952	$1.3M	0.48%
3251	—NIC INC	55,399	$1.3M	0.48%
3252	NMZNUVEEN MUN HIGH INCOME OPP F	89,642	$1.3M	0.48%
3253	PSFCOHEN & STEERS SLT PFD INCM	48,471	$1.3M	0.48%
3254	WWWWOLVERINE WORLD WIDE INC	57,778	$1.3M	0.48%	Put
3255	—GW PHARMACEUTICALS PLC	9,758	$1.3M	0.48%
3256	SCCOSOUTHERN COPPER CORP	49,211	$1.3M	0.48%
3257	—JP ENERGY PARTNERS LP	174,830	$1.3M	0.48%
3258	CHRCHURCHILL DOWNS INC	8,828	$1.3M	0.48%
3259	—ACORDA THERAPEUTICS INC	61,733	$1.3M	0.48%
3260	—GLATFELTER	59,253	$1.3M	0.47%
3261	PMOPUTNAM MUN OPPORTUNITIES TR	96,217	$1.3M	0.47%
3262	IOOISHARES TR	17,079	$1.3M	0.47%
3263	MQTBLACKROCK MUNIY QUALITY FD I	90,355	$1.3M	0.47%
3264	—TECH DATA CORP	15,120	$1.3M	0.47%
3265	—LYON WILLIAM HOMES	68,899	$1.3M	0.47%
3266	ADXADAMS DIVERSIFIED EQUITY FD	96,958	$1.3M	0.47%
3267	—ALON USA ENERGY INC	157,823	$1.3M	0.47%
3268	XFEBFIRST TR EXCHANGE-TRADED FD	65,005	$1.3M	0.47%
3269	CSANCOSAN LTD	177,516	$1.3M	0.47%
3270	—ARALEZ PHARMACEUTICALS INC	260,769	$1.3M	0.47%
3271	—WINDSTREAM HLDGS INC	125,855	$1.3M	0.47%
3272	ZZILLOW GROUP INC	36,473	$1.3M	0.47%
3273	—SEMGROUP CORP	35,731	$1.3M	0.47%
3274	BAKBRASKEM S A	82,049	$1.3M	0.47%
3275	—PBF LOGISTICS LP	63,545	$1.3M	0.46%
3276	—BLACKROCK MUNI 2018 TERM TR	82,649	$1.3M	0.46%
3277	CGOCALAMOS GLOBAL TOTAL RETURN	109,731	$1.3M	0.46%
3278	XFEBFIRST TR ABERDEEN GLBL OPP F	106,460	$1.3M	0.46%
3279	KWKENNEDY-WILSON HLDGS INC	55,550	$1.3M	0.46%
3280	—CINCINNATI BELL INC NEW	24,928	$1.3M	0.46%
3281	IEIINSIGHT ENTERPRISES INC	38,411	$1.3M	0.46%
3282	—8POINT3 ENERGY PARTNERS LP	86,738	$1.2M	0.46%
3283	LILALIBERTY GLOBAL PLC	45,307	$1.2M	0.46%
3284	—ALLIANCE CALIF MUN INCOME FD	81,097	$1.2M	0.46%
3285	—DERMIRA INC	36,969	$1.2M	0.46%
3286	PFBCPREFERRED BK LOS ANGELES CA	34,863	$1.2M	0.46%
3287	—NORTHWEST NAT GAS CO	20,710	$1.2M	0.46%
3288	—AUTOBYTEL INC	69,806	$1.2M	0.46%
3289	BCOBRINKS CO	33,435	$1.2M	0.46%
3290	ASTEASTEC INDS INC	20,656	$1.2M	0.46%
3291	—INTERDIGITAL INC	1,016,000	$1.2M	0.46%
3292	MHIPIONEER MUN HIGH INCOME TR	93,521	$1.2M	0.45%
3293	SCHGSCHWAB STRATEGIC TR	22,191	$1.2M	0.45%
3294	NOKNOKIA CORP	212,587	$1.2M	0.45%
3295	APLEAPPLE HOSPITALITY REIT INC	66,431	$1.2M	0.45%
3296	—VECTREN CORP	24,472	$1.2M	0.45%
3297	—RYDEX ETF TRUST	39,277	$1.2M	0.45%
3298	WTSWATTS WATER TECHNOLOGIES INC	18,918	$1.2M	0.45%
3299	FNBFNB CORP PA	99,719	$1.2M	0.45%
3300	—BARCLAYS BANK PLC	23,929	$1.2M	0.45%

PreviousPage 33 of 62Next