WELLS FARGO & COMPANY/MN Q3 2019 Filing

Filed November 12, 2019

Portfolio Value

$352.9M

Holdings

6,385

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (6,385 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	MOMOUSDMOMO INC	64,004	$2.0M	0.56%
3302	LVLNSPDR SERIES TRUST	55,679	$2.0M	0.56%
3303	VETVERMILION ENERGY INC	118,568	$2.0M	0.56%
3304	ODPEUROFFICE DEPOT INC	1,127,483	$2.0M	0.56%
3305	PBWINVESCO EXCHANGE TRADED FD T	67,771	$2.0M	0.56%
3306	PTHINVESCO EXCHANGE TRADED FD T	25,274	$2.0M	0.56%
3307	SPHBINVESCO EXCHNG TRADED FD TR	47,763	$2.0M	0.56%
3308	PJPINVESCO EXCHANGE TRADED FD T	34,840	$2.0M	0.56%
3309	HDGEGBPADVISORSHARES TR	300,084	$2.0M	0.56%
3310	EXIISHARES TR	21,583	$2.0M	0.56%
3311	NHSNEUBERGER BERMAN HGH YLD FD	163,237	$2.0M	0.56%
3312	PSLINVESCO EXCHANGE TRADED FD T	27,258	$2.0M	0.56%
3313	DISH 2.375 03/15/24DISH NETWORK CORP	2,230,000	$2.0M	0.56%
3314	MHOM/I HOMES INC	52,124	$2.0M	0.56%
3315	DSEURDRIVE SHACK INC	455,586	$2.0M	0.56%
3316	PMLPIMCO MUN INCOME FD II	124,489	$2.0M	0.56%
3317	CAMPEURCALAMP CORP	169,847	$2.0M	0.55%
3318	LNNLINDSAY CORP	21,039	$2.0M	0.55%
3319	MYIBLACKROCK MUNIYIELD QLTY FD	143,695	$1.9M	0.55%
3320	ATRCATRICURE INC	78,175	$1.9M	0.55%
3321	—WASHINGTON PRIME GROUP NEW	469,295	$1.9M	0.55%
3322	BNYBLACKROCK N Y MUN INCOME TR	137,303	$1.9M	0.55%
3323	BYBYLINE BANCORP INC	108,673	$1.9M	0.55%
3324	CNXCNX RESOURCES CORPORATION	132,330	$1.9M	0.55%	Put
3325	VKIINVESCO ADVANTAGE MUNICIPAL	172,788	$1.9M	0.55%
3326	—AMERICAN ELEC PWR CO INC	35,268	$1.9M	0.55%
3327	PWZINVESCO EXCHNG TRADED FD TR	70,817	$1.9M	0.55%
3328	TLVGRUPO TELEVISA SA	198,098	$1.9M	0.55%
3329	EGRXEAGLE PHARMACEUTICALS INC	34,056	$1.9M	0.55%
3330	—PANHANDLE OIL AND GAS INC	137,390	$1.9M	0.54%
3331	GCOWPACER FDS TR	64,507	$1.9M	0.54%
3332	ZM3ZUMIEZ INC	60,485	$1.9M	0.54%
3333	RGENREPLIGEN CORP	1,942,000	$1.9M	0.54%
3334	IPI1EURINTREPID POTASH INC	585,191	$1.9M	0.54%
3335	EXTREXTREME NETWORKS INC	262,672	$1.9M	0.54%
3336	HCMHUTCHISON CHINA MEDITECH LTD	107,080	$1.9M	0.54%
3337	EMLEASTERN CO	76,804	$1.9M	0.54%
3338	—LYON WILLIAM HOMES	121,372	$1.9M	0.54%	Call
3339	VRTSVIRTUS INVT PARTNERS INC	17,222	$1.9M	0.54%
3340	—OLD LINE BANCSHARES INC	65,500	$1.9M	0.54%
3341	HLNEHAMILTON LANE INC	33,347	$1.9M	0.54%
3342	OPPRIVERNORTH DOUBLELINE STRATE	109,014	$1.9M	0.54%
3343	VVRINVESCO SR INCOME TR	451,930	$1.9M	0.54%
3344	QCLNFIRST TR EXCHANGE TRADED FD	88,439	$1.9M	0.54%
3345	—CHEGG INC	1,474,000	$1.9M	0.54%
3346	ASIXADVANSIX INC	73,563	$1.9M	0.54%
3347	NHCNATIONAL HEALTHCARE CORP	23,046	$1.9M	0.53%
3348	CDEVEURCENTENNIAL RESOURCE DEV INC	417,333	$1.9M	0.53%
3349	XAGDXABERDEEN GLOBAL DYNAMIC DIVI	195,089	$1.9M	0.53%
3350	IDIEURFLUENT INC	687,975	$1.9M	0.53%
3351	GDOTGREEN DOT CORP	74,257	$1.9M	0.53%
3352	AEGAEGON N V	453,608	$1.9M	0.53%
3353	—ORITANI FINL CORP DEL	105,766	$1.9M	0.53%
3354	—WISDOMTREE TR	55,013	$1.9M	0.53%
3355	GTESGATES INDUSTRIAL CORPRATIN P	185,061	$1.9M	0.53%
3356	JLSNUVEEN MTG OPPORTUNITY TERM	80,725	$1.9M	0.53%
3357	ADNTADIENT PLC	81,036	$1.9M	0.53%
3358	DBDEURDIEBOLD NXDF INC	166,118	$1.9M	0.53%
3359	JRSNUVEEN REAL ESTATE INCOME FD	169,294	$1.9M	0.53%
3360	SSYSSTRATASYS LTD	87,183	$1.9M	0.53%
3361	IMGIAMGOLD CORP	544,200	$1.9M	0.53%
3362	YORWYORK WTR CO	42,483	$1.9M	0.53%
3363	—THL CR SR LN FD	123,026	$1.8M	0.52%
3364	—ENCORE CAP GROUP INC	1,831,000	$1.8M	0.52%
3365	—ARQULE INC	255,894	$1.8M	0.52%
3366	THRTHERMON GROUP HLDGS INC	79,906	$1.8M	0.52%
3367	YELPYELP INC	52,741	$1.8M	0.52%
3368	BGTBLACKROCK FLOATING RATE INCO	149,346	$1.8M	0.52%
3369	—PENNEY J C CORP INC	1,226,837	$1.8M	0.52%	Put
3370	4IUINVESCO INDIA EXCHG TRED FD	75,553	$1.8M	0.52%
3371	—DEL TACO RESTAURANTS INC	178,911	$1.8M	0.52%
3372	GMS1EURGMS INC	63,519	$1.8M	0.52%
3373	PSRINVESCO ACTIVELY MANAGD ETF	19,033	$1.8M	0.52%
3374	ATATLANTIC PWR CORP	778,925	$1.8M	0.52%
3375	VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY INC	1,934,000	$1.8M	0.52%
3376	—ENSCO JERSEY FIN LTD	2,695,000	$1.8M	0.52%
3377	NIJNELNET INC	28,556	$1.8M	0.51%
3378	FDEFUSDFIRST DEFIANCE FINL CORP	62,692	$1.8M	0.51%
3379	BANDBANDWIDTH INC	27,831	$1.8M	0.51%
3380	TEN1TENNECO INC	144,463	$1.8M	0.51%
3381	MODMODINE MFG CO	158,843	$1.8M	0.51%
3382	HEPUSDHOLLY ENERGY PARTNERS L P	71,482	$1.8M	0.51%
3383	—RA PHARMACEUTICALS INC	76,365	$1.8M	0.51%
3384	—CONNECTICUT WTR SVC INC	25,690	$1.8M	0.51%
3385	ENTAENANTA PHARMACEUTICALS INC	29,946	$1.8M	0.51%
3386	IVOVVANGUARD ADMIRAL FDS INC	14,528	$1.8M	0.51%
3387	THFFFIRST FINL CORP IND	41,168	$1.8M	0.51%
3388	SPUSDSP PLUS CORP	48,375	$1.8M	0.51%
3389	SCSCSCANSOURCE INC	58,548	$1.8M	0.51%
3390	OIAINVESCO MUNI INCOME OPP TRST	225,096	$1.8M	0.51%
3391	MYNBLACKROCK MUNIYIELD NY QLTY	136,669	$1.8M	0.51%
3392	—MAGAL SECURITY SYS LTD	423,484	$1.8M	0.50%
3393	BHCBAUSCH HEALTH COS INC	81,367	$1.8M	0.50%
3394	PMOPUTNAM MUN OPPORTUNITIES TR	135,882	$1.8M	0.50%
3395	MUABLACKROCK MUNIASSETS FD INC	114,581	$1.8M	0.50%
3396	1T7TRICIDA INC	57,399	$1.8M	0.50%
3397	WTWISDOMTREE CONTINUOUS COMMOD	100,948	$1.8M	0.50%
3398	BKFIBNY MELLON MUN INCOME INC	189,337	$1.8M	0.50%
3399	BSCRINVESCO EXCH TRD SLF IDX FD	84,776	$1.8M	0.50%
3400	RRDEURDONNELLEY R R & SONS CO	467,218	$1.8M	0.50%

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