Advisors Asset Management, Inc. Q3 2020 Filing
Filed November 16, 2020
Portfolio Value
$5.4B
Holdings
1,520
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (1,520 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | XYZSQUARE INC | 30,666 | $5.0B | 92.18% | |
| 202 | BALLBALL CORP | 59,863 | $5.0B | 92.01% | |
| 203 | BKEBUCKLE INC | 242,131 | $4.9B | 91.29% | |
| 204 | XSCDXLMP CAP & INCOME FD INC | 483,259 | $4.9B | 91.14% | |
| 205 | DGDOLLAR GEN CORP NEW | 23,508 | $4.9B | 91.12% | |
| 206 | WDCWESTERN DIGITAL CORP. | 134,646 | $4.9B | 90.99% | |
| 207 | CVA1EURCOVANTA HLDG CORP | 631,308 | $4.9B | 90.47% | |
| 208 | ARCCARES CAPITAL CORP | 350,367 | $4.9B | 90.38% | |
| 209 | WSTWEST PHARMACEUTICAL SVSC INC | 17,698 | $4.9B | 89.96% | |
| 210 | NEWTNEWTEK BUSINESS SVCS CORP | 259,771 | $4.8B | 89.20% | |
| 211 | —NUVEEN DIVERSIFIED DIVID & I | 616,853 | $4.8B | 88.63% | |
| 212 | NVCRNOVOCURE LTD | 43,033 | $4.8B | 88.57% | |
| 213 | LRCXEURLAM RESEARCH CORP | 14,432 | $4.8B | 88.53% | |
| 214 | PHPARKER-HANNIFIN CORP | 23,654 | $4.8B | 88.50% | |
| 215 | NKENIKE INC | 37,681 | $4.7B | 87.46% | |
| 216 | —INVESCO DYNAMIC CR OPPORTUNI | 511,043 | $4.7B | 87.03% | |
| 217 | GEGGEO GROUP INC NEW | 412,470 | $4.7B | 86.48% | |
| 218 | PSXPHILLIPS 66 | 89,773 | $4.7B | 86.05% | |
| 219 | CHWCALAMOS GBL DYN INCOME FUND | 571,360 | $4.6B | 85.78% | |
| 220 | OGEOGE ENERGY CORP | 154,339 | $4.6B | 85.59% | |
| 221 | ZBRAZEBRA TECHNOLOGIES CORPORATI | 18,225 | $4.6B | 85.07% | |
| 222 | SPGSIMON PPTY GROUP INC NEW | 71,036 | $4.6B | 84.96% | |
| 223 | MLMMARTIN MARIETTA MATLS INC | 19,463 | $4.6B | 84.71% | |
| 224 | DRIDARDEN RESTAURANTS INC | 44,984 | $4.5B | 83.80% | |
| 225 | SMGSCOTTS MIRACLE GRO CO | 29,538 | $4.5B | 83.52% | |
| 226 | COOCOOPER COS INC | 13,360 | $4.5B | 83.28% | |
| 227 | QDELUSDQUIDEL CORP | 20,493 | $4.5B | 83.13% | |
| 228 | DSUBLACKROCK DEBT STRATEGIES FD | 451,697 | $4.5B | 83.02% | |
| 229 | GCVGABELLI CONV & INC SECS FD I | 828,498 | $4.5B | 82.73% | |
| 230 | HTDHANCOCK JOHN TAX-ADVANTAGED | 233,784 | $4.5B | 82.52% | |
| 231 | CBCVR ENERGY INC | 358,524 | $4.4B | 82.08% | |
| 232 | ADXADAMS DIVERSIFIED EQUITY FD | 272,842 | $4.4B | 81.78% | |
| 233 | RITMNEW RESIDENTIAL INVT CORP | 555,028 | $4.4B | 81.58% | |
| 234 | FLOFLOWERS FOODS INC | 180,881 | $4.4B | 81.38% | |
| 235 | RABROOKFIELD REAL ASSETS INCOM | 265,944 | $4.4B | 81.23% | |
| 236 | ZTRVIRTUS GLOBAL DIVID & INCOME | 559,733 | $4.4B | 81.04% | |
| 237 | MPWRMONOLITHIC PWR SYS INC | 15,641 | $4.4B | 80.86% | |
| 238 | OREALTY INCOME CORP | 71,226 | $4.3B | 80.01% | |
| 239 | IPINTERNATIONAL PAPER CO | 106,526 | $4.3B | 79.86% | |
| 240 | ICLRICON PLC | 22,599 | $4.3B | 79.84% | |
| 241 | OPLNKAR AUCTION SVCS INC | 299,323 | $4.3B | 79.69% | |
| 242 | LENLENNAR CORP | 52,633 | $4.3B | 79.49% | |
| 243 | XLNXEURXILINX INC | 41,123 | $4.3B | 79.27% | |
| 244 | QQQXNUVEEN NASDAQ 100 DYNAMIC OV | 174,302 | $4.2B | 78.46% | |
| 245 | ARIAPOLLO COML REAL EST FIN INC | 470,152 | $4.2B | 78.33% | |
| 246 | XFRAXBLACKROCK FLOATING RATE INCO | 368,347 | $4.2B | 78.33% | |
| 247 | BABOEING CO | 25,420 | $4.2B | 77.68% | |
| 248 | HQHTEKLA HEALTHCARE INVS | 203,739 | $4.2B | 77.68% | |
| 249 | CMICUMMINS INC | 19,837 | $4.2B | 77.46% | |
| 250 | UFSDOMTAR CORP | 158,979 | $4.2B | 77.22% | |
| 251 | ETNEATON CORP PLC | 40,851 | $4.2B | 77.07% | |
| 252 | CSQCALAMOS STRATEGIC TOTL RETN | 300,282 | $4.0B | 74.74% | |
| 253 | CA8ACACI INTL INC | 18,940 | $4.0B | 74.65% | |
| 254 | AJGGALLAGHER ARTHUR J & CO | 38,038 | $4.0B | 74.26% | |
| 255 | ETRNUSDEQUITRANS MIDSTREAM CORP | 472,720 | $4.0B | 73.94% | |
| 256 | ROPROPER TECHNOLOGIES INC | 10,072 | $4.0B | 73.59% | |
| 257 | EQIXEQUINIX INC | 5,217 | $4.0B | 73.33% | |
| 258 | CHECHEMED CORP NEW | 8,180 | $3.9B | 72.65% | |
| 259 | DC4DEXCOM INC | 9,511 | $3.9B | 72.50% | |
| 260 | XAWPXABERDEEN GLOBAL PREMIER PPTY | 848,439 | $3.9B | 72.32% | |
| 261 | AZNASTRAZENECA PLC | 71,289 | $3.9B | 72.24% | |
| 262 | OGM1COGENT COMMUNICATIONS HLDGS | 64,892 | $3.9B | 72.06% | |
| 263 | XBGYXBLACKROCK ENHANCED INTL DIV | 733,713 | $3.9B | 71.50% | |
| 264 | TRVCCITIGROUP INC | 89,193 | $3.8B | 71.10% | |
| 265 | STESTERIS PLC | 21,780 | $3.8B | 70.95% | |
| 266 | XFEBFIRST TR MLP & ENERGY INCOM | 823,663 | $3.8B | 70.67% | |
| 267 | GSKGLAXOSMITHKLINE PLC | 101,218 | $3.8B | 70.45% | |
| 268 | METMETLIFE INC | 101,469 | $3.8B | 69.75% | |
| 269 | DIAXNUVEEN DOW 30 DYNAMIC OVERWR | 278,316 | $3.8B | 69.64% | |
| 270 | TFXTELEFLEX INCORPORATED | 11,030 | $3.8B | 69.43% | |
| 271 | XNROXNEUBERGER BERMAN REAL ESTATE | 1,007,438 | $3.7B | 69.12% | |
| 272 | NADNUVEEN QUALITY MUNCP INCOME | 256,211 | $3.7B | 68.78% | |
| 273 | BBBYEURBED BATH & BEYOND INC | 243,126 | $3.6B | 67.34% | |
| 274 | AFBALLIANCEBERNSTEIN NATL MUN I | 260,980 | $3.6B | 67.27% | |
| 275 | —BLACKROCK MUNIHOLDINGS QUALI | 280,765 | $3.6B | 66.86% | |
| 276 | RMERESMED INC | 21,081 | $3.6B | 66.82% | |
| 277 | ELVANTHEM INC | 13,408 | $3.6B | 66.58% | |
| 278 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 250,698 | $3.6B | 66.47% | |
| 279 | DHID R HORTON INC | 47,056 | $3.6B | 65.81% | |
| 280 | BGTBLACKROCK FLOATING RATE INCO | 316,749 | $3.6B | 65.77% | |
| 281 | MYIBLACKROCK MUNIYIELD QUALITY | 264,437 | $3.6B | 65.72% | |
| 282 | VMCVULCAN MATLS CO | 26,149 | $3.5B | 65.53% | |
| 283 | LYBLYONDELLBASELL INDUSTRIES N | 49,971 | $3.5B | 65.12% | |
| 284 | XMUIXBLACKROCK MUNI INTER DR FD I | 250,124 | $3.5B | 64.88% | |
| 285 | XRXXEROX HOLDINGS CORP | 186,510 | $3.5B | 64.74% | |
| 286 | XETYXEATON VANCE TX MGD DIV EQ IN | 320,549 | $3.5B | 64.55% | |
| 287 | XEFRXEATON VANCE SR FLTNG RTE TR | 298,517 | $3.5B | 64.20% | |
| 288 | NVGNUVEEN AMT FREE MUN CR INC F | 221,175 | $3.5B | 64.05% | |
| 289 | 3M4MASIMO CORP | 14,574 | $3.4B | 63.61% | |
| 290 | IIMINVESCO CALIF MUN INCOME TR | 232,607 | $3.4B | 63.27% | |
| 291 | —ABERDEEN ASIA-PACIFIC INCOME | 857,005 | $3.4B | 63.22% | |
| 292 | —APOLLO SR FLOATING RATE FD I | 265,849 | $3.4B | 63.02% | |
| 293 | MHIPIONEER MUN HIGH INCOME TR | 292,603 | $3.4B | 62.65% | |
| 294 | APPSDIGITAL TURBINE INC | 102,986 | $3.4B | 62.35% | |
| 295 | AMDADVANCED MICRO DEVICES INC | 41,024 | $3.4B | 62.20% | |
| 296 | ORCLORACLE CORP | 56,183 | $3.4B | 62.02% | |
| 297 | T7DTRANSDIGM GROUP INC | 7,048 | $3.3B | 61.92% | |
| 298 | RGENREPLIGEN CORP | 22,643 | $3.3B | 61.78% | |
| 299 | NEANUVEEN FLTNG RTE INCM OPP FD | 407,247 | $3.3B | 61.74% | |
| 300 | XXHYBXXNEW AMER HIGH INCOME FD INC | 407,646 | $3.3B | 61.67% |