ALPS ADVISORS INC Q3 2016 Filing

Filed November 2, 2016

Portfolio Value

$12.3T

Holdings

674

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (674 positions)

#StockSharesValue% PortfolioType
201
SEASeabridge Gold Inc. DL
143,397$1.6B0.01%
202
PVG1EURPretium Resources
152,997$1.6B0.01%
203
ESSEssex Property Trust REIT
6,975$1.6B0.01%
204
FQIDigital Realty Trust REIT
15,803$1.5B0.01%
205
NGNovaGold Resources DL
273,528$1.5B0.01%
206
Tallgrass Energy GP LP
59,692$1.4B0.01%
207
Achillion Pharmac.
174,246$1.4B0.01%
208
EGRXEagle Pharmaceutical
19,933$1.4B0.01%
209
AERIEURAerie Pharmaceutical
35,558$1.3B0.01%
210
MGNXMacroGenics Inc.
44,279$1.3B0.01%
211
HSTHost Hotels & Resort REIT
83,840$1.3B0.01%
212
KIMKimco Realty Corp REIT
44,763$1.3B0.01%
213
LN5Lannett Company, Inc
47,549$1.3B0.01%
214
Acorda Therapeutics
58,819$1.2B0.01%
215
FRTEURFederal REIT
7,650$1.2B0.01%
216
SLG2EURSL Green Realty Corp REIT
10,785$1.2B0.01%
217
IM8NInsmed Inc
78,884$1.1B0.01%
218
MACThe Macerich Co REIT
13,925$1.1B0.01%
219
ENTAEnanta Pharma
42,130$1.1B0.01%
220
AROCArchrock Inc
84,952$1.1B0.01%
221
EXRExtra Space Storage REIT
13,503$1.1B0.01%
222
SciClone Pharma Inc
104,317$1.1B0.01%
223
AMAGAMAG Pharmaceuticals
43,540$1.1B0.01%
224
AAPLApple Inc.
9,229$1.0B0.01%
225
UDRUDR Inc. REIT
28,779$1.0B0.01%
226
Aduro Biotech Inc
82,471$1.0B0.01%
227
0E41EnLink Midstream LLC
58,629$982.0M0.01%
228
AREAlexandria REIT
8,423$916.0M0.01%
229
GOOGLAlphabet Inc Class A
1,118$899.0M0.01%
230
METAFacebook Inc
6,973$894.0M0.01%
231
REGRegency Centers REIT
11,086$859.0M0.01%
232
Aimmune Therp Inc.
53,867$808.0M0.01%
233
PDLIEURPDL BioPharma Inc
239,051$801.0M0.01%
234
MSFTMicrosoft Corp
13,694$789.0M0.01%
235
ATRAGBXAtara Biotherapeutic
36,729$786.0M0.01%
236
ARDXArdelyx Inc.
60,236$779.0M0.01%
237
HIGHLAND/IBOXX SENIOR LOAN ETF
41,578$775.0M0.01%
238
Vitae Pharmaceutical
36,767$769.0M0.01%
239
Epizyme, Inc
73,886$727.0M0.01%
240
Loxo Oncology Inc
27,618$723.0M0.01%
241
Sucampo Pharm. Inc. Class A
58,415$719.0M0.01%
242
ACCUSDAmerican Campus REIT
14,135$719.0M0.01%
243
SBUXStarbucks Corp
13,084$708.0M0.01%
244
OTICEUROtonomy Inc
38,460$700.0M0.01%
245
KRCKilroy Realty Corp REIT
10,006$694.0M0.01%
246
Flexion Therapeutics
35,084$686.0M0.01%
247
GILDGilead Sciences Inc
8,145$644.0M0.01%
248
MCRB1EURSeres Therapeutics
51,344$631.0M0.01%
249
DISWalt Disney Co
6,629$616.0M0.01%
250
PTCTPTC Therapeutics
43,660$612.0M0.00%
251
Western Gas Equity Partners LP
14,119$600.0M0.00%
252
UPSUnited Parcel Svs.
5,455$597.0M0.00%
253
NVDANvidia Corp
8,633$592.0M0.00%
254
LEALear Corp
4,866$590.0M0.00%
255
RVNCEURRevance Therapuetics
36,313$589.0M0.00%
256
HRLHormel Foods Corp
15,418$585.0M0.00%
257
BIIBBiogen Inc
1,836$575.0M0.00%
258
CELGCelgene Corp.
5,430$568.0M0.00%
259
HDHome Depot Inc
4,357$561.0M0.00%
260
DEIDouglas Emmett REIT
15,273$559.0M0.00%
261
HIWHighwoods Properties REIT
10,428$544.0M0.00%
262
TXNTexas Instruments
7,714$541.0M0.00%
263
TRVCCitigroup Inc
11,414$539.0M0.00%
264
INTCIntel Corp
14,024$529.0M0.00%
265
OncoMed Pharma
45,747$523.0M0.00%
266
IDIInterDigital Inc.
6,552$519.0M0.00%
267
Celldex Therapeutics
128,179$518.0M0.00%
268
Gigamon Inc
9,332$511.0M0.00%
269
NeuroDerm Ltd.
27,598$510.0M0.00%
270
JBLUJetBlue Airways Corp
29,486$508.0M0.00%
271
GMGeneral Motors Co.
15,916$506.0M0.00%
272
Tessera Technologies
13,125$505.0M0.00%
273
LUVSouthwest Airlines
12,998$505.0M0.00%
274
Integrated Dev. Tech
21,837$504.0M0.00%
275
NKENike Inc CL B
9,527$502.0M0.00%
276
RYAMRayonier Adv Mat
37,340$499.0M0.00%
277
TPLUSDTexas Pacific Land
2,120$498.0M0.00%
278
INCYIncyte Corp
5,225$493.0M0.00%
279
BMYBristol-Myers Squibb
9,120$492.0M0.00%
280
AMATApplied Materials
16,238$490.0M0.00%
281
Weingarten Realty REIT
12,552$489.0M0.00%
282
Surgical Care Affil
9,963$486.0M0.00%
283
EAElectronic Arts Inc
5,690$486.0M0.00%
284
AAAlcoa Inc
50,454$486.0M0.00%
285
Convergys Corp
15,870$483.0M0.00%
286
AOSAO Smith Corp
4,886$483.0M0.00%
287
AWMSkyworks Solutions
6,326$482.0M0.00%
288
TJXTJX Cos Inc
6,434$481.0M0.00%
289
HZOMarineMax Inc
22,976$481.0M0.00%
290
Rice Midstream Ptnrs MLP
19,726$479.0M0.00%
291
SPGIS&P Global Inc
3,780$478.0M0.00%
292
AMGNAmgen Inc
2,862$477.0M0.00%
293
MTCHEURMatch Group Inc.
26,718$475.0M0.00%
294
AGXArgan Inc.
8,006$474.0M0.00%
295
COHRII-VI Inc
19,466$474.0M0.00%
296
MAMastercard Inc Class A
4,650$473.0M0.00%
297
PPLPPL Corp
13,624$471.0M0.00%
298
BBYBest Buy Co Inc
12,298$470.0M0.00%
299
MeetMe Inc.
75,799$470.0M0.00%
300
Ellie Mae, Inc
4,455$469.0M0.00%
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