ALPS ADVISORS INC Q4 2016 Filing
Filed January 24, 2017
Portfolio Value
$13.6B
Holdings
715
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (715 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | XLKTECHNOLOGY SELECT SECTOR SPDR | 298,609 | $14.4B | 106.49% | |
| 102 | XLFFINANCIAL SELECT SECTOR SPDR F | 621,098 | $14.4B | 106.49% | |
| 103 | XLIIndustrial Select Sector SPDR | 231,862 | $14.4B | 106.38% | |
| 104 | XLFIConsumer Staples Select Sector | 278,713 | $14.4B | 106.28% | |
| 105 | XLVHealth Care Select Sector SPDR | 208,565 | $14.4B | 106.03% | |
| 106 | XLBMaterials Select Sector SPDR F | 287,791 | $14.3B | 105.47% | |
| 107 | XLEEnergy Select Sector SPDR Fund | 189,638 | $14.3B | 105.33% | |
| 108 | XLYConsumer Discretionary Select | 175,461 | $14.3B | 105.32% | |
| 109 | SCZiShares MSCI EAFE Small-Cap ET | 278,450 | $13.9B | 102.34% | |
| 110 | VTVVANGUARD VALUE ETF | 147,763 | $13.7B | 101.34% | |
| 111 | TIPiShares TIPS Bond ETF | 115,355 | $13.1B | 96.27% | |
| 112 | BIPBROOKFIELD INFRASTRUCTURE PARTNERS LP | 376,216 | $12.6B | 92.86% | |
| 113 | DHRDANAHER CORPORATION | 159,948 | $12.5B | 91.82% | |
| 114 | MIC2EURMACQUARIE INFRASTRUCTURE CO | 147,362 | $12.0B | 88.78% | |
| 115 | ABXBarrick Gold Corp | 558,732 | $8.9B | 65.84% | |
| 116 | BVNCia de Minas Buenaventura SAA | 784,209 | $8.8B | 65.23% | |
| 117 | LM03LIBERTY SIRIUSXM GROUP | 250,952 | $8.7B | 63.88% | |
| 118 | YRIYamana Gold Inc | 2,916,916 | $8.2B | 60.45% | |
| 119 | BTOB2Gold Corp | 3,382,980 | $8.0B | 59.13% | |
| 120 | NGDNew Gold Inc | 2,269,940 | $7.9B | 58.59% | |
| 121 | KGCKinross Gold Corp | 2,421,148 | $7.5B | 55.53% | |
| 122 | —HIGHLAND/IBOXX SENIOR LOAN ETF | 382,964 | $7.2B | 52.95% | |
| 123 | CDECoeur Mining Inc | 739,183 | $6.7B | 49.55% | |
| 124 | AU3EURAngloGold Ashanti Ltd | 624,055 | $6.6B | 48.37% | |
| 125 | AGFirst Majestic Silver Corp | 854,802 | $6.5B | 48.09% | |
| 126 | —VanEck Vectors J.P. Morgan EM | 368,553 | $6.5B | 47.84% | |
| 127 | VCSHVanguard Short-Term Corporate | 76,984 | $6.1B | 45.06% | |
| 128 | ETEnergy Transfer Equity LP | 311,270 | $6.0B | 44.33% | |
| 129 | IMGIAMGOLD Corp | 1,551,307 | $6.0B | 44.05% | |
| 130 | SPYSPDR S&P 500 ETF | 25,839 | $5.8B | 42.59% | |
| 131 | —LIBERTY VENTURES | 156,415 | $5.8B | 42.53% | |
| 132 | —PwShs Opt Yield Dvsf ETF | 322,560 | $5.6B | 41.10% | |
| 133 | DDominion Resources Inc/VA | 72,690 | $5.6B | 41.05% | |
| 134 | SESpectra Energy Corp | 129,597 | $5.3B | 39.27% | |
| 135 | —Tallgrass Energy GP LP | 193,998 | $5.2B | 38.34% | |
| 136 | KMIKinder Morgan Inc/DE | 246,377 | $5.1B | 37.62% | |
| 137 | FVICHFFortuna Silver Mines Inc | 871,035 | $4.9B | 36.29% | |
| 138 | ISIIonis Pharmaceuticals Inc | 99,550 | $4.8B | 35.11% | |
| 139 | —Silver Standard Resources Inc | 521,705 | $4.7B | 34.32% | |
| 140 | CNPCenterPoint Energy Inc | 176,527 | $4.3B | 32.08% | |
| 141 | —Taro Pharmaceutical Industries | 39,433 | $4.2B | 30.61% | |
| 142 | EX9Exelixis Inc | 274,106 | $4.1B | 30.14% | |
| 143 | TRGPTarga Resources Corp | 72,111 | $4.0B | 29.81% | |
| 144 | EDGGold Fields Ltd | 1,285,801 | $3.9B | 28.54% | |
| 145 | AGIAlamos Gold Inc | 518,284 | $3.5B | 26.14% | |
| 146 | —ENDO INTERNATIONAL PLC | 214,182 | $3.5B | 26.02% | |
| 147 | —McEwen Mining Inc | 1,194,828 | $3.5B | 25.64% | |
| 148 | ACADACADIA Pharmaceuticals Inc | 116,391 | $3.4B | 24.76% | |
| 149 | PVG1EURPretium Resources Inc | 400,843 | $3.3B | 24.36% | |
| 150 | NGNovagold Resources Inc | 719,972 | $3.3B | 24.21% | |
| 151 | NBIXNeurocrine Biosciences Inc | 83,482 | $3.2B | 23.83% | |
| 152 | PSAPublic Storage | 14,304 | $3.2B | 23.58% | |
| 153 | AROCArchrock Inc | 236,016 | $3.1B | 22.97% | |
| 154 | SPGSimon Property Group Inc | 17,384 | $3.1B | 22.78% | |
| 155 | ALNYAlnylam Pharmaceuticals Inc | 82,468 | $3.1B | 22.77% | |
| 156 | MINTPIMCO Enhanced Short Maturity | 29,672 | $3.0B | 22.17% | |
| 157 | 0E41EnLink Midstream LLC | 156,671 | $3.0B | 22.01% | |
| 158 | —Akorn Inc | 135,510 | $3.0B | 21.81% | |
| 159 | EDREndeavour Silver Corp | 825,739 | $2.9B | 21.44% | |
| 160 | GLPGGalapagos NV | 44,309 | $2.8B | 20.97% | |
| 161 | RAREUltragenyx Pharmaceutical Inc | 39,264 | $2.8B | 20.36% | |
| 162 | OGEOGE Energy Corp | 81,365 | $2.7B | 20.07% | |
| 163 | PLDPrologis Inc | 50,379 | $2.7B | 19.62% | |
| 164 | —GW Pharmaceuticals PLC | 23,742 | $2.7B | 19.56% | |
| 165 | MIC2EURMacquarie Infrastructure Corp | 31,803 | $2.6B | 19.16% | |
| 166 | ICPTUSDIntercept Pharmaceuticals Inc | 23,842 | $2.6B | 19.10% | |
| 167 | SBSWSibanye Gold Ltd | 363,102 | $2.6B | 18.91% | |
| 168 | AKG1EURAsanko Gold Inc | 836,046 | $2.6B | 18.86% | |
| 169 | —Horizon Pharma Plc | 154,966 | $2.5B | 18.49% | |
| 170 | AYS1Sandstorm Gold Ltd | 627,837 | $2.4B | 18.06% | |
| 171 | EQIXEquinix Inc | 6,785 | $2.4B | 17.88% | |
| 172 | AVBAvalonBay Communities Inc | 13,114 | $2.3B | 17.13% | |
| 173 | HAMHarmony Gold Mining Co Ltd | 1,039,691 | $2.3B | 16.95% | |
| 174 | WELLWelltower Inc | 34,193 | $2.3B | 16.88% | |
| 175 | EQREquity Residential | 34,931 | $2.2B | 16.58% | |
| 176 | —Bluebird Bio Inc | 35,849 | $2.2B | 16.31% | |
| 177 | —Kite Pharma Inc | 47,930 | $2.1B | 15.85% | |
| 178 | VENVentas Inc | 33,556 | $2.1B | 15.47% | |
| 179 | LGNDLigand Pharmaceuticals Inc | 20,084 | $2.0B | 15.05% | |
| 180 | IRWDIronwood Pharmaceuticals Inc | 126,047 | $1.9B | 14.21% | |
| 181 | —Juno Therapeutics Inc | 101,741 | $1.9B | 14.14% | |
| 182 | BXPBoston Properties Inc | 14,700 | $1.8B | 13.63% | |
| 183 | SG7Sage Therapeutics Inc | 35,716 | $1.8B | 13.45% | |
| 184 | —Five Prime Therapeutics Inc | 36,085 | $1.8B | 13.33% | |
| 185 | VNOVornado Realty Trust | 16,386 | $1.7B | 12.61% | |
| 186 | PAGPPlains GP Holdings LP | 48,714 | $1.7B | 12.45% | |
| 187 | AGIOAgios Pharmaceuticals Inc | 40,377 | $1.7B | 12.43% | |
| 188 | SUPNSupernus Pharmaceuticals Inc | 66,251 | $1.7B | 12.34% | |
| 189 | —DBV Technologies SA | 46,327 | $1.6B | 12.00% | |
| 190 | EGOEldorado Gold Corp | 492,183 | $1.6B | 11.69% | |
| 191 | HSTHost Hotels & Resorts Inc | 84,010 | $1.6B | 11.67% | |
| 192 | —Radius Health Inc | 41,431 | $1.6B | 11.62% | |
| 193 | FQIDigital Realty Trust Inc | 15,182 | $1.5B | 11.00% | |
| 194 | —Spark Therapeutics Inc | 29,573 | $1.5B | 10.88% | |
| 195 | ESSEssex Property Trust Inc | 6,229 | $1.4B | 10.68% | |
| 196 | ORealty Income Corp | 24,761 | $1.4B | 10.49% | |
| 197 | —General Growth Properties Inc | 55,862 | $1.4B | 10.29% | |
| 198 | —HCP Inc | 45,108 | $1.3B | 9.89% | |
| 199 | SEASeabridge Gold Inc | 159,879 | $1.3B | 9.61% | |
| 200 | FGENEURFibroGen Inc | 60,696 | $1.3B | 9.58% |