AWM Investment Company, Inc. Q1 2023 Filing
Filed May 12, 2023
Portfolio Value
$738.9M
Holdings
119
Report Date
Q1 2023
Filing Type
13F-HR
All Holdings (119 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | JOBGee Group, Inc. | 2,285,192 | $948K | 0.13% | |
| 2 | —G Medical Innovations Holdings | 1,000,000 | $910K | 0.12% | |
| 3 | NMTCNeuroOne Medical Technologies | 550,000 | $885K | 0.12% | |
| 4 | —BlackSky Tech R/R @2.2002 9/8/ | 2,785,671 | $863K | 0.12% | |
| 5 | APDNApplied DNA Sciences, Inc. | 751,780 | $849K | 0.11% | |
| 6 | RKLBRocket Lab USA, Inc. | 202,000 | $816K | 0.11% | |
| 7 | AUPHAurinia Pharmaceuticals Inc. | 73,500 | $805K | 0.11% | |
| 8 | —Shapeways Holdings, Inc. | 2,329,913 | $799K | 0.11% | |
| 9 | —Edgio, Inc. | 930,735 | $736K | 0.10% | |
| 10 | QTM1EURQuantum Corp. | 584,518 | $672K | 0.09% | |
| 11 | —Medicenna Therapeutics Corp. | 1,000,000 | $650K | 0.09% | |
| 12 | —VIQ Solutions, Inc. (Canada) | 1,709,531 | $624K | 0.08% | |
| 13 | ETONEton Pharmaceuticals, Inc. | 158,676 | $610K | 0.08% | |
| 14 | MOBMobilicom Limited (Australia) | 426,656 | $601K | 0.08% | |
| 15 | —Biolase, Inc. | 1,938,571 | $545K | 0.07% | |
| 16 | EGLXEnthusiast Gaming Holdings, In | 897,100 | $530K | 0.07% | |
| 17 | —OncoCyte Corp. @1.53 4/19/27 4 | 3,752,345 | $525K | 0.07% | |
| 18 | —Minerva Surgical, Inc. | 2,319,660 | $509K | 0.07% | |
| 19 | WAVEEco Wave Power Global AB (Swe | 170,821 | $478K | 0.06% | |
| 20 | —eMagin Corporation | 216,565 | $450K | 0.06% | |
| 21 | —INVO Bioscience, Inc. | 623,860 | $398K | 0.05% | |
| 22 | FRXFennec Pharmaceuticals, Inc. | 47,600 | $396K | 0.05% | |
| 23 | LVLULulu's Fashion Lounge Holdings | 150,232 | $357K | 0.05% | |
| 24 | —Sigma Labs, Inc. | 697,785 | $307K | 0.04% | |
| 25 | —Accelerate Diagnostics, Inc. | 400,944 | $280K | 0.04% | |
| 26 | DDIDoubleDown Interactive Co Ltd | 27,203 | $217K | 0.03% | |
| 27 | —VIQ Solutions @1.39 1/21/23-7/ | 1,700,000 | $204K | 0.03% | |
| 28 | —SeqLL,Inc | 507,903 | $203K | 0.03% | |
| 29 | BITFBitfarms, Ltd. (Canada) - U.S. | 192,989 | $187K | 0.03% | |
| 30 | —ReShape Lifesc @8=1.5cs or $0= | 90,000 | $173K | 0.02% | |
| 31 | POLWQPolished.com, Inc. 5/26/22-6/2 | 1,689,700 | $167K | 0.02% | |
| 32 | —Medicenna Therapeutics, Corp.@ | 1,330,000 | $159K | 0.02% | |
| 33 | —Movano, Inc. wts @ 1.57 exp. 1 | 357,143 | $139K | 0.02% | |
| 34 | —Applied DNA Sciences, Inc. @4 | 975,000 | $127K | 0.02% | |
| 35 | —Ideal Power @8.90 8/5/25 9.99 | 39,366 | $116K | 0.02% | |
| 36 | —LiveVox Holdings, Inc. | 27,552 | $85K | 0.01% | |
| 37 | MOBBWMobilicom Ltd. @5.00 8/31/27 A | 363,100 | $65K | 0.01% | |
| 38 | —Qualtek Services, Inc.-A Wt @1 | 50,000 | $1K | 0.00% | |
| 39 | —Turtle Beach Corp. @0 pre-fund | 550,000 | $0 | 0.00% | |
| 40 | PPHMEURAvid Bioservices, Inc. | 982,826 | $0 | 0.00% | |
| 41 | ARGXargenx SE - ADR (Netherlands) | 50,000 | $0 | 0.00% | |
| 42 | SCTLSocietal CDMO, Inc. | 8,846,052 | $0 | 0.00% | |
| 43 | —Gambling.com Group Ltd. | 1,037,064 | $0 | 0.00% | |
| 44 | VEEETwin Vee PowerCats Co. | 949,062 | $0 | 0.00% | |
| 45 | DXLGDestination XL Group, Inc. | 9,399,297 | $0 | 0.00% | |
| 46 | UCTTUltra Clean Holdings, Inc. | 119,188 | $0 | 0.00% | |
| 47 | SPROSpero Therapeutics, Inc. | 1,300,400 | $0 | 0.00% | |
| 48 | MOVEMovano, Inc. | 1,614,286 | $0 | 0.00% | |
| 49 | UTIUniversal Technical Institute | 1,115,688 | $0 | 0.00% | |
| 50 | UGROurban-gro, Inc. | 842,855 | $0 | 0.00% | |
| 51 | —Synchronoss Technologies, Inc. | 3,549,180 | $0 | 0.00% | |
| 52 | KIDSOrthoPediatrics Corporation | 395,658 | $0 | 0.00% | |
| 53 | GNSSGenasys, Inc. (F4) | 4,349,544 | $0 | 0.00% | |
| 54 | RGENRepligen Corporation | 100,000 | $0 | 0.00% | |
| 55 | NDLSUSDNoodles & Co. | 661,444 | $0 | 0.00% | |
| 56 | FRG1EURFranchise Group, Inc. | 117,595 | $0 | 0.00% | |
| 57 | LEGHLegacy Housing Corp. | 81,846 | $0 | 0.00% | |
| 58 | RDCMRADCOM, Ltd. (Israel) | 642,406 | $0 | 0.00% | |
| 59 | TAUSDTravelCenters of America LLC | 586,047 | $0 | 0.00% | |
| 60 | CTRNCiti Trends, Inc. | 167,328 | $0 | 0.00% | |
| 61 | VMDViemed Healthcare, Inc. (Canad | 854,875 | $0 | 0.00% | |
| 62 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $0 | 0.00% | |
| 63 | SSTIShotspotter, Inc. | 107,438 | $0 | 0.00% | |
| 64 | —OncoCyte Corporation | 6,773,051 | $0 | 0.00% | |
| 65 | CNTCentury Casinos, Inc. | 1,644,037 | $0 | 0.00% | |
| 66 | BLUBellus Health, Inc. (Canada) | 380,000 | $0 | 0.00% | |
| 67 | NGSNatural Gas Services Group Inc | 769,233 | $0 | 0.00% | |
| 68 | LTRXLantronix, Inc. | 761,933 | $0 | 0.00% | |
| 69 | —AppHarvest, Inc. | 4,121,619 | $0 | 0.00% | |
| 70 | OFIXOrthofix Medical Inc. | 458,823 | $0 | 0.00% | |
| 71 | —eMagin Corp @.78 10/9/19-10/9/ | 2,919,402 | $0 | 0.00% | |
| 72 | QUIKQuickLogic Corporation | 415,230 | $0 | 0.00% | |
| 73 | PFIEEURProfire Energy, Inc. | 2,084,714 | $0 | 0.00% | |
| 74 | OPKOPKO Health, Inc. | 1,000,000 | $0 | 0.00% | |
| 75 | LOVELovesac Company, The | 452,096 | $0 | 0.00% | |
| 76 | —NeoGames S.A. (Luxembourg) | 226,500 | $0 | 0.00% | |
| 77 | LMATLeMaitre Vascular, Inc. | 230,000 | $0 | 0.00% | |
| 78 | QIPTQuipt Home Medical Corp. | 294,600 | $0 | 0.00% | |
| 79 | —Ideal Power, Inc. | 163,281 | $0 | 0.00% | |
| 80 | TEADOutbrain, Inc. | 258,913 | $0 | 0.00% | |
| 81 | AIOTPowerFleet, Inc. | 1,579,956 | $0 | 0.00% | |
| 82 | DHXDHI Group, Inc. | 581,000 | $0 | 0.00% | |
| 83 | —LiqTech International, Inc. | 2,430,141 | $0 | 0.00% | |
| 84 | BLFSBioLife Solutions, Inc. | 50,000 | $0 | 0.00% | |
| 85 | OOMAOoma, Inc. | 1,409,948 | $0 | 0.00% | |
| 86 | JPXAerovironment, Inc. | 40,208 | $0 | 0.00% | |
| 87 | AKTSQAkoustis Technologies, Inc. | 390,000 | $0 | 0.00% | |
| 88 | LASRnLight, Inc. | 490,882 | $0 | 0.00% | |
| 89 | PFSWUSDPfsweb, Inc. | 1,525,000 | $0 | 0.00% | |
| 90 | VICRVicor Corporation | 113,356 | $0 | 0.00% | |
| 91 | —Kopin Corporation pre-funded @ | 6,000,000 | $0 | 0.00% | |
| 92 | SMMTSummit Therapeutics, Inc. | 800,001 | $0 | 0.00% | |
| 93 | GAIAGaia, Inc. | 879,375 | $0 | 0.00% | |
| 94 | ASPNAspen Aerogels, Inc. | 1,620,856 | $0 | 0.00% | |
| 95 | WPRTWestport Fuel Systems, Inc. | 4,582,047 | $0 | 0.00% | |
| 96 | PRTCPureTech Health PLC-ADR (Brita | 70,000 | $0 | 0.00% | |
| 97 | LPSNUSDLivePerson, Inc. | 1,208,818 | $0 | 0.00% | |
| 98 | KRTKarat Packaging, Inc. | 75,359 | $0 | 0.00% | |
| 99 | —voxeljet AG, ADR (Germany) | 1,716,903 | $0 | 0.00% | |
| 100 | —The Real Good Food Company, In | 794,262 | $0 | 0.00% |
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