BOOTHBAY FUND MANAGEMENT, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$1.1T
Holdings
749
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (749 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | NBIXNeurocrine Biosciences Inc | 29,100 | $2.6B | 0.24% | |
| 102 | —Megalith Financial Acquisition Corp | 249,700 | $2.6B | 0.24% | |
| 103 | AAPLApple Inc | 11,633 | $2.6B | 0.24% | |
| 104 | CICigna Corp | 17,151 | $2.6B | 0.24% | |
| 105 | NXPINXPI 10/18/2019 PUT 101 | 238 | $2.6B | 0.24% | Put |
| 106 | LVSLas Vegas Sands Corp | 44,754 | $2.6B | 0.24% | |
| 107 | —Stewardship Financial Corp | 163,135 | $2.5B | 0.23% | |
| 108 | SNPSSynopsys Inc | 18,270 | $2.5B | 0.23% | |
| 109 | —Trident Acquisitions Corp | 232,800 | $2.5B | 0.23% | |
| 110 | TLIWesterm Asset Corporate Loan Fund | 259,308 | $2.5B | 0.23% | |
| 111 | RMBS*Rambus Inc | 187,112 | $2.5B | 0.23% | |
| 112 | VVRInvesco Senior Income Trust | 577,619 | $2.4B | 0.22% | |
| 113 | —XLNX 10/04/2019 CALL 115 | 249 | $2.4B | 0.22% | Call |
| 114 | —Old Line Bancshares Inc | 81,900 | $2.4B | 0.22% | |
| 115 | ONCBGNE 12/20/2019 CALL 135 | 192 | $2.4B | 0.22% | Call |
| 116 | BABAAlibaba Group Holding Ltd | 13,900 | $2.3B | 0.21% | |
| 117 | —Landcadia Holdings Ii Inc | 225,000 | $2.3B | 0.21% | |
| 118 | —Apartment Investment and Management Co | 43,518 | $2.3B | 0.21% | |
| 119 | NOKNokia OYJ | 443,007 | $2.2B | 0.21% | |
| 120 | CRLCharles River Laboratories International Inc | 16,895 | $2.2B | 0.21% | |
| 121 | STTSPY 10/18/2019 CALL 301 | 75 | $2.2B | 0.20% | Call |
| 122 | GOOGLGOOG 01/15/2021 CALL 1000 | 18 | $2.2B | 0.20% | Call |
| 123 | —South Mountain Merger Corp | 206,149 | $2.2B | 0.20% | |
| 124 | BF/ABrown-Forman Corp Class A | 35,000 | $2.1B | 0.19% | |
| 125 | JBGSJbg Smith Properties | 53,043 | $2.1B | 0.19% | |
| 126 | —Interxion Holding Nv | 25,421 | $2.1B | 0.19% | |
| 127 | AMZNAmazon.Com Inc | 1,193 | $2.1B | 0.19% | |
| 128 | —Schultze Special Purpose Acq Corp Wts$ 11.5 Exp. 12/31/2023 | 200,000 | $2.1B | 0.19% | |
| 129 | FEFirstEnergy Corp | 42,929 | $2.1B | 0.19% | |
| 130 | SPSCSPS Commerce Inc | 43,700 | $2.1B | 0.19% | |
| 131 | CHNGUSDChange Healthcare Inc | 169,374 | $2.0B | 0.19% | |
| 132 | —Senior Housing Properties Trust | 220,750 | $2.0B | 0.19% | |
| 133 | BWGBrandywineGLOBAL - Global Income Opptys Fd Inc | 168,547 | $2.0B | 0.19% | |
| 134 | LULULululemon Athletica Inc | 10,564 | $2.0B | 0.19% | |
| 135 | TFISPDR Nuveen Bloomberg Barclays Municipal Bond ETF | 40,000 | $2.0B | 0.19% | |
| 136 | —Tkk Symphony Acquisition Corp Wts $11.50 Exp. 08/20/2023 | 199,500 | $2.0B | 0.19% | |
| 137 | TSEMTower Semiconductor Ltd | 105,262 | $2.0B | 0.19% | |
| 138 | —Tenzing Acquisition Corp | 195,065 | $2.0B | 0.19% | |
| 139 | —Tenzing Acquisition Corp Wts$ 11.5 Exp.08/23/2025 | 195,065 | $2.0B | 0.19% | |
| 140 | CASHMeta Financial Group Inc | 61,868 | $2.0B | 0.19% | |
| 141 | SSS1EURLife Storage Inc | 19,023 | $2.0B | 0.18% | |
| 142 | VLUEIshares Edge Msci Usa Value Factor Etf | 24,400 | $2.0B | 0.18% | |
| 143 | —MRTX 11/15/2019 CALL 105 | 257 | $2.0B | 0.18% | Call |
| 144 | —Schultze Special Purpose Acquisition Corp | 200,000 | $2.0B | 0.18% | |
| 145 | —Proficient Alpha Acquisition Corp | 199,777 | $2.0B | 0.18% | |
| 146 | —BABA 10/18/2019 CALL 170 | 119 | $2.0B | 0.18% | Call |
| 147 | VNDAVanda Pharmaceuticals Inc | 149,139 | $2.0B | 0.18% | |
| 148 | CRSPCRSP 12/20/2019 PUT 40 | 482 | $2.0B | 0.18% | Put |
| 149 | MAMasterCard Inc | 7,239 | $2.0B | 0.18% | |
| 150 | FTFranklin Universal Closed Fund | 260,403 | $2.0B | 0.18% | |
| 151 | UNUSDUnilever NV | 32,660 | $2.0B | 0.18% | |
| 152 | ENREnergizer Holdings Inc | 45,000 | $2.0B | 0.18% | |
| 153 | REGNRegeneron Pharmaceuticals Inc | 7,002 | $1.9B | 0.18% | |
| 154 | KRGKite Realty Group Trust | 120,029 | $1.9B | 0.18% | |
| 155 | TXNTexas Instruments Inc | 14,889 | $1.9B | 0.18% | |
| 156 | EQIXEquinix Inc | 3,325 | $1.9B | 0.18% | |
| 157 | LAMRLAMR 11/15/2019 CALL 85 | 234 | $1.9B | 0.18% | Call |
| 158 | —Weingarten Realty Investors | 65,605 | $1.9B | 0.18% | |
| 159 | —MXIM 10/18/2019 CALL 65 | 329 | $1.9B | 0.17% | Call |
| 160 | SSNCSS&C Technologies Holdings Inc | 36,827 | $1.9B | 0.17% | |
| 161 | WVEWVE 01/17/2020 CALL 35 | 924 | $1.9B | 0.17% | Call |
| 162 | PRAHPra Health Sciences Inc | 19,082 | $1.9B | 0.17% | |
| 163 | BIIBBiogen Idec Inc | 8,085 | $1.9B | 0.17% | |
| 164 | COHRII-VI Inc | 53,352 | $1.9B | 0.17% | |
| 165 | —Antares Pharma Inc | 557,477 | $1.9B | 0.17% | |
| 166 | ALLKGUSDAllakos Inc | 23,688 | $1.9B | 0.17% | |
| 167 | AQLTTLT 01/15/2021 CALL 200 | 130 | $1.9B | 0.17% | Call |
| 168 | AQLTTLT 01/15/2021 CALL 170 | 130 | $1.9B | 0.17% | Call |
| 169 | AQLTTLT 01/15/2021 CALL 150 | 130 | $1.9B | 0.17% | Call |
| 170 | EQREquity Residential | 21,290 | $1.8B | 0.17% | |
| 171 | DELLDell Technologies Inc | 35,409 | $1.8B | 0.17% | |
| 172 | SRCUSDSpirit Realty Capital Inc | 37,919 | $1.8B | 0.17% | |
| 173 | PLCEChildrens Place Inc | 23,508 | $1.8B | 0.17% | |
| 174 | LITELumentum Holdings Inc | 33,780 | $1.8B | 0.17% | |
| 175 | ONCBGNE 01/17/2020 PUT 105 | 144 | $1.8B | 0.16% | Put |
| 176 | NBIXNBIX 11/15/2019 PUT 95 | 192 | $1.7B | 0.16% | Put |
| 177 | BANDBandwidth Inc | 26,244 | $1.7B | 0.16% | |
| 178 | —Monocle Acquisition Corp | 162,500 | $1.7B | 0.16% | |
| 179 | —Retail Properties of America Inc | 137,292 | $1.7B | 0.16% | |
| 180 | IMXIInternational Money Express Inc | 122,620 | $1.7B | 0.15% | |
| 181 | ENTAEnanta Pharmaceuticals Inc | 28,000 | $1.7B | 0.15% | |
| 182 | NOANorth American Construction Group Ltd | 145,529 | $1.7B | 0.15% | |
| 183 | GOOGALPHABET INC | 1,364 | $1.7B | 0.15% | |
| 184 | —Forescout Technologies Inc | 43,764 | $1.7B | 0.15% | |
| 185 | KRCKilroy Realty Corp | 21,261 | $1.7B | 0.15% | |
| 186 | EPCEdgewell Personal Care Co | 50,835 | $1.7B | 0.15% | |
| 187 | MDGLMDGL 01/17/2020 PUT 75 | 191 | $1.6B | 0.15% | Put |
| 188 | MDTMedtronic PLC | 14,994 | $1.6B | 0.15% | |
| 189 | DUKDuke Energy Corp | 16,996 | $1.6B | 0.15% | |
| 190 | —Andina Acquisition Corp Iii | 155,000 | $1.6B | 0.15% | |
| 191 | VICIVICI Properties Inc | 71,425 | $1.6B | 0.15% | |
| 192 | MRKMRK 11/15/2019 CALL 85 | 192 | $1.6B | 0.15% | Call |
| 193 | —BHVN 01/17/2020 CALL 75 | 384 | $1.6B | 0.15% | Call |
| 194 | 8INSyneos Health Inc | 29,933 | $1.6B | 0.15% | |
| 195 | GOOGLGOOG 01/17/2020 CALL 1110 | 13 | $1.6B | 0.15% | Call |
| 196 | ALXNAlexion Pharmaceuticals Inc | 16,037 | $1.6B | 0.14% | |
| 197 | IONSIONS 04/17/2020 PUT 60 | 262 | $1.6B | 0.14% | Put |
| 198 | —HCP Inc | 43,927 | $1.6B | 0.14% | |
| 199 | WHWyndham Hotels & Resorts Inc | 30,252 | $1.6B | 0.14% | |
| 200 | —Pivotal Investment Corporation II | 153,289 | $1.6B | 0.14% |