BOOTHBAY FUND MANAGEMENT, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$1.1T
Holdings
749
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (749 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | AXSMAXSM 12/20/2019 CALL 40 | 525 | $1.1B | 0.10% | Call |
| 302 | —Big Rock Partners Acquisition Corp | 100,000 | $1.1B | 0.10% | |
| 303 | ADIAnalog Devices Inc | 9,464 | $1.1B | 0.10% | |
| 304 | —Gs Acquisition Holdings Corp | 99,000 | $1.1B | 0.10% | |
| 305 | LM05Liberty Media Corp Series A | 26,300 | $1.0B | 0.10% | |
| 306 | —Trine Acquisition Corp | 100,000 | $1.0B | 0.09% | |
| 307 | SPGSimon Property Group Inc | 6,630 | $1.0B | 0.09% | |
| 308 | —DIAMOND EAGLE ACQUISITION CORP | 101,400 | $1.0B | 0.09% | |
| 309 | STAGSTAG Industrial Inc | 34,855 | $1.0B | 0.09% | |
| 310 | —Twelve Seas Investment Co Wts $11.5 Exp.7/13/2023 | 100,000 | $1.0B | 0.09% | |
| 311 | —Twelve Seas Investment Co | 100,000 | $1.0B | 0.09% | |
| 312 | ESRTEmpire State Realty Trust Inc | 70,958 | $1.0B | 0.09% | |
| 313 | —Netfin Acquisition Corp | 100,000 | $1.0B | 0.09% | |
| 314 | CMGChipotle Mexican Grill Inc | 1,200 | $1.0B | 0.09% | |
| 315 | DBXDropbox Inc | 50,000 | $1.0B | 0.09% | |
| 316 | —Tuscan Holdings Corp II | 100,000 | $1.0B | 0.09% | |
| 317 | —LiqTech International Inc | 127,067 | $1.0B | 0.09% | |
| 318 | TRUTransunion | 12,239 | $993.0M | 0.09% | |
| 319 | LBTYBLiberty Global PLC | 41,412 | $985.0M | 0.09% | |
| 320 | —Trine Acquisition Corp | 99,800 | $985.0M | 0.09% | |
| 321 | ASMBAssembly Biosciences Inc | 100,168 | $985.0M | 0.09% | |
| 322 | —Diplomat Pharmacy Inc | 200,758 | $984.0M | 0.09% | |
| 323 | —Apex Technology Acquisition Corp | 96,000 | $978.0M | 0.09% | |
| 324 | HNGRUSDHanger Inc | 47,806 | $974.0M | 0.09% | |
| 325 | PFFiShares Preferred and Income Securities ETF | 25,889 | $972.0M | 0.09% | |
| 326 | RAMPLiveRamp Holdings Inc | 22,631 | $972.0M | 0.09% | |
| 327 | TRMBTrimble Inc | 25,010 | $971.0M | 0.09% | |
| 328 | SEISolaris Oilfield Infrastructure Inc | 71,974 | $966.0M | 0.09% | |
| 329 | —Stemline Therapeutics Inc | 92,152 | $959.0M | 0.09% | |
| 330 | IGTInternational Game Technology PLC | 67,313 | $957.0M | 0.09% | |
| 331 | CSTECaesarstone Ltd | 57,094 | $948.0M | 0.09% | |
| 332 | NWSANews Corp | 68,033 | $947.0M | 0.09% | |
| 333 | —Cision Ltd | 123,133 | $947.0M | 0.09% | |
| 334 | —QQQ 10/04/2019 CALL 185 | 50 | $944.0M | 0.09% | Call |
| 335 | ANABANAB 01/17/2020 PUT 40 | 269 | $941.0M | 0.09% | Put |
| 336 | AEPAmerican Electric Power Company Inc | 9,992 | $936.0M | 0.09% | |
| 337 | —ST 10/18/2019 CALL 55 | 186 | $931.0M | 0.09% | Call |
| 338 | ALTREURAltair Engineering Inc | 26,800 | $928.0M | 0.09% | |
| 339 | —GBT 01/17/2020 CALL 70 | 191 | $927.0M | 0.08% | Call |
| 340 | LGFEURLions Gate Entertainment Corp | 100,094 | $926.0M | 0.08% | |
| 341 | BYDBoyd Gaming Corp | 38,557 | $923.0M | 0.08% | |
| 342 | CRSPCRSP 01/15/2021 PUT 20 | 225 | $922.0M | 0.08% | Put |
| 343 | —ArQule Inc | 128,307 | $920.0M | 0.08% | |
| 344 | AGREURAvangrid Inc | 17,544 | $917.0M | 0.08% | |
| 345 | ANABANAB 12/20/2019 PUT 45 | 262 | $917.0M | 0.08% | Put |
| 346 | ZMZoom Video Communications Inc | 11,893 | $906.0M | 0.08% | |
| 347 | GOSSGOSS 10/18/2019 PUT 17.5 | 529 | $888.0M | 0.08% | Put |
| 348 | QEPQEP Resources Inc | 239,969 | $888.0M | 0.08% | |
| 349 | RBBNRibbon Communications Inc | 151,167 | $883.0M | 0.08% | |
| 350 | —Act Ii Global Acquisition Corp | 85,000 | $882.0M | 0.08% | |
| 351 | —BLUE 11/15/2019 CALL 100 | 96 | $881.0M | 0.08% | Call |
| 352 | —BLUE 11/15/2019 CALL 115 | 96 | $881.0M | 0.08% | Call |
| 353 | MDGLMadrigal Pharmaceuticals Inc | 10,157 | $876.0M | 0.08% | |
| 354 | AWCAmerican Water Works Company Inc | 7,021 | $872.0M | 0.08% | |
| 355 | MXEMexico Equity and Income Closed Fund | 82,107 | $864.0M | 0.08% | |
| 356 | —IMMU 01/17/2020 CALL 25 | 648 | $859.0M | 0.08% | Call |
| 357 | —Dd3 Acquisition Corp | 84,548 | $858.0M | 0.08% | |
| 358 | —Achillion Pharmaceuticals Inc | 236,858 | $853.0M | 0.08% | |
| 359 | NHSNeuberger Berman High Yield Strategies Fund Inc | 70,158 | $847.0M | 0.08% | |
| 360 | SPGIS&P Global Inc | 3,455 | $846.0M | 0.08% | |
| 361 | CARSCars.com Inc | 93,647 | $841.0M | 0.08% | |
| 362 | —Allegro Merger Corp | 82,725 | $838.0M | 0.08% | |
| 363 | —Allegro Merger Corp Wts$ 11.5 Exp.01/06/25 | 82,725 | $838.0M | 0.08% | |
| 364 | —GS Acquisition Holdings Corp Wts $ 11.50 Exp 07/30/2023 | 82,145 | $838.0M | 0.08% | |
| 365 | —GOLD 11/15/2019 CALL 22 | 480 | $832.0M | 0.08% | Call |
| 366 | NVEEUSDNV5 Global Inc | 12,133 | $828.0M | 0.08% | |
| 367 | MAAMid-America Apartment Communities Inc | 6,350 | $826.0M | 0.08% | |
| 368 | —Marlin Business Services Corp | 32,772 | $826.0M | 0.08% | |
| 369 | SDCCQSmiledirectclub Inc | 58,132 | $807.0M | 0.07% | |
| 370 | —Bunge Ltd | 14,172 | $802.0M | 0.07% | |
| 371 | AMEDAmedisys Inc | 6,113 | $801.0M | 0.07% | |
| 372 | —Leisure Acquisition Corp | 75,000 | $800.0M | 0.07% | |
| 373 | TELLEURTellurian Inc | 94,827 | $788.0M | 0.07% | |
| 374 | MSGSMadison Square Garden Co | 2,963 | $781.0M | 0.07% | |
| 375 | CIGIColliers International Group Inc | 10,400 | $781.0M | 0.07% | |
| 376 | PSAPublic Storage | 3,172 | $778.0M | 0.07% | |
| 377 | —Tottenham Acquisition I Ltd Wts $ 11.50 Exp. 06/05/25 | 75,000 | $773.0M | 0.07% | |
| 378 | —Ferro Corp | 64,636 | $767.0M | 0.07% | |
| 379 | —Tesla Inc | 752,000 | $765.0M | 0.07% | |
| 380 | LASRNlight Inc | 48,682 | $762.0M | 0.07% | |
| 381 | GRA1EURW. R. Grace & Co | 11,405 | $761.0M | 0.07% | |
| 382 | —Tkk Symphony Acquisition Corporation | 66,500 | $759.0M | 0.07% | |
| 383 | ANETEURArista Networks Inc | 3,167 | $757.0M | 0.07% | |
| 384 | ACTGAcacia Research Corp | 281,734 | $755.0M | 0.07% | |
| 385 | PCGPCG 01/17/2020 PUT 5 | 750 | $750.0M | 0.07% | Put |
| 386 | GHGGreentree Hospitality Group Ltd | 74,961 | $750.0M | 0.07% | |
| 387 | SOSouthern Co | 12,089 | $747.0M | 0.07% | |
| 388 | HUBSHubspot Inc | 4,918 | $746.0M | 0.07% | |
| 389 | IYRiShares US Real Estate ETF | 7,966 | $745.0M | 0.07% | |
| 390 | SPYSPY 10/25/2019 PUT 285 | 25 | $742.0M | 0.07% | Put |
| 391 | FIXComfort Systems USA Inc | 16,742 | $740.0M | 0.07% | |
| 392 | EXTRExtreme Networks Inc | 101,254 | $737.0M | 0.07% | |
| 393 | JAZZJAZZ 10/18/2019 PUT 130 | 57 | $730.0M | 0.07% | Put |
| 394 | BMYBristol-Myers Squibb Co | 14,331 | $727.0M | 0.07% | |
| 395 | —Opes Acquisition Corp Wts $11.5 Exp 01/15/2023 | 70,000 | $726.0M | 0.07% | |
| 396 | MDUMDU Resources Group Inc | 25,512 | $719.0M | 0.07% | |
| 397 | —MGM Growth Properties LLC | 23,824 | $716.0M | 0.07% | |
| 398 | —Tenzing Acquisition Corp | 65,021 | $713.0M | 0.07% | |
| 399 | —Hennessy Capital Acquisition Corp Iv | 66,726 | $704.0M | 0.06% | |
| 400 | —CARA 01/17/2020 PUT 17.5 | 384 | $702.0M | 0.06% | Put |