BOOTHBAY FUND MANAGEMENT, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$1.1T
Holdings
749
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (749 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | NVSNNovartis AG | 8,058 | $700.0M | 0.06% | |
| 402 | FDXFedEx Corp | 4,806 | $700.0M | 0.06% | |
| 403 | —RETA 12/20/2019 CALL 100 | 87 | $699.0M | 0.06% | Call |
| 404 | —Progenics Pharmaceuticals Inc | 137,793 | $697.0M | 0.06% | |
| 405 | PBYIPuma Biotechnology Inc | 64,532 | $695.0M | 0.06% | |
| 406 | CEMIUSDChembio Diagnostics Inc | 113,250 | $693.0M | 0.06% | |
| 407 | ROKURoku Inc | 6,793 | $691.0M | 0.06% | |
| 408 | —Legacy Acquisition Corp | 65,315 | $686.0M | 0.06% | |
| 409 | SPPPSprott Physical Platinum and Palladium CF | 53,286 | $682.0M | 0.06% | |
| 410 | —MRTX 10/18/2019 CALL 110 | 87 | $678.0M | 0.06% | Call |
| 411 | OECOrion Engineered Carbons SA | 40,520 | $677.0M | 0.06% | |
| 412 | INSMINSM 01/17/2020 CALL 18 | 384 | $677.0M | 0.06% | Call |
| 413 | DELLDELL 01/15/2021 CALL 40 | 130 | $674.0M | 0.06% | Call |
| 414 | TGLSTecnoglass Inc | 82,952 | $674.0M | 0.06% | |
| 415 | —Collier Creek Holdings | 62,512 | $669.0M | 0.06% | |
| 416 | METMetlife Inc | 14,158 | $668.0M | 0.06% | |
| 417 | ELANElanco Animal Health Inc | 25,049 | $666.0M | 0.06% | |
| 418 | ASNDASND 10/18/2019 CALL 150 | 69 | $665.0M | 0.06% | Call |
| 419 | CHRSCoherus BioSciences Inc | 32,747 | $663.0M | 0.06% | |
| 420 | —GTHX 10/18/2019 PUT 30 | 288 | $656.0M | 0.06% | Put |
| 421 | —Vectoiq Acquisition Corp Wts $11.5 Exp. 06/11/23 | 64,000 | $654.0M | 0.06% | |
| 422 | CARAEURCara Therapeutics Inc | 35,549 | $650.0M | 0.06% | |
| 423 | EIXEdison International | 8,554 | $645.0M | 0.06% | |
| 424 | KALAKala Pharmaceuticals Inc | 168,725 | $642.0M | 0.06% | |
| 425 | BZUNBaozun Inc | 14,974 | $639.0M | 0.06% | |
| 426 | AVYAVY 10/18/2019 CALL 125 | 56 | $636.0M | 0.06% | Call |
| 427 | —Alimera Sciences Inc | 1,120,000 | $634.0M | 0.06% | |
| 428 | SYMCEURSymantec Corp | 26,684 | $631.0M | 0.06% | |
| 429 | AVTRAvantor Inc | 42,773 | $629.0M | 0.06% | |
| 430 | NIHDEURNii Holdings Inc | 320,209 | $628.0M | 0.06% | |
| 431 | —CBS Corp | 14,367 | $623.0M | 0.06% | |
| 432 | —Union Acquisition Corp Wts $11.5 Exp.7/01/25 | 96,160 | $620.0M | 0.06% | |
| 433 | FOXAFOXA 10/18/2019 CALL 35 | 196 | $618.0M | 0.06% | Call |
| 434 | —Select Interior Concepts Inc | 47,395 | $615.0M | 0.06% | |
| 435 | WHLR 8.75 PERP DWheeler Real Estate Invt TR | 42,987 | $610.0M | 0.06% | |
| 436 | —Avrobio Inc | 43,003 | $607.0M | 0.06% | |
| 437 | LVLNSPDR S&P Regional Banking ETF | 11,449 | $604.0M | 0.06% | |
| 438 | ORTXUSDOrchard Therapeutics Plc | 50,800 | $604.0M | 0.06% | |
| 439 | DHRDanaher Corp | 4,172 | $603.0M | 0.06% | |
| 440 | ITRNIturan Location and Control Ltd | 24,283 | $602.0M | 0.06% | |
| 441 | NXDTNexPoint Credit Strategies Fund | 33,500 | $601.0M | 0.06% | |
| 442 | MDYSPDR S&P MidCap 400 ETF | 1,701 | $600.0M | 0.06% | |
| 443 | PTGXProtagonist Therapeutics Inc | 48,972 | $588.0M | 0.05% | |
| 444 | WDCWestern Digital Corp | 9,820 | $586.0M | 0.05% | |
| 445 | 2362120DSinclair Broadcast Group Inc | 13,662 | $584.0M | 0.05% | |
| 446 | —Spirit Mta Reit | 69,034 | $583.0M | 0.05% | |
| 447 | LVSLVS 10/11/2019 CALL 57 | 100 | $578.0M | 0.05% | Call |
| 448 | —Mallinckrodt Plc | 237,050 | $571.0M | 0.05% | |
| 449 | —Carolina Trust Bancshares Inc | 54,430 | $571.0M | 0.05% | |
| 450 | —FirstCash Inc | 6,185 | $567.0M | 0.05% | |
| 451 | —Collier Creek Holdings Wts $ 11.50 Exp 11/26/2023 | 55,000 | $560.0M | 0.05% | |
| 452 | MTXMinerals Technologies Inc | 10,441 | $554.0M | 0.05% | |
| 453 | AEEAmeren Corp | 6,885 | $551.0M | 0.05% | |
| 454 | SRPTSRPT 08/21/2020 PUT 120 | 73 | $550.0M | 0.05% | Put |
| 455 | —TCMD 10/18/2019 PUT 40 | 130 | $550.0M | 0.05% | Put |
| 456 | —Bluegreen Vacations Corp | 58,883 | $549.0M | 0.05% | |
| 457 | FSEAFirst Seacoast Bancorp | 58,498 | $548.0M | 0.05% | |
| 458 | PWRQuanta Services Inc | 14,435 | $546.0M | 0.05% | |
| 459 | —Aimmune Therapeutics Inc | 26,000 | $544.0M | 0.05% | |
| 460 | AEISAdvanced Energy Industries Inc | 9,433 | $542.0M | 0.05% | |
| 461 | —Sentinel Energy Services Inc | 51,180 | $541.0M | 0.05% | |
| 462 | BDCBelden Inc | 10,049 | $536.0M | 0.05% | |
| 463 | SIGISelective Insurance Group Inc | 7,098 | $534.0M | 0.05% | |
| 464 | VMWEURVMware Inc | 3,544 | $532.0M | 0.05% | |
| 465 | AMRNAMRN 12/20/2019 CALL 16 | 350 | $531.0M | 0.05% | Call |
| 466 | —MRTX 11/15/2019 CALL 120 | 68 | $530.0M | 0.05% | Call |
| 467 | —Conyers Park Ii Acquisition Corp | 49,669 | $529.0M | 0.05% | |
| 468 | IIPRInnovative Industrial Properties Inc | 5,652 | $522.0M | 0.05% | |
| 469 | DELLDELL 10/18/2019 CALL 60 | 100 | $519.0M | 0.05% | Call |
| 470 | CHWYChewy Inc | 21,053 | $517.0M | 0.05% | |
| 471 | RHRestoration Hardware Holdings Inc | 3,005 | $513.0M | 0.05% | |
| 472 | PZZAPapa John's International Inc | 9,800 | $513.0M | 0.05% | |
| 473 | KURAKura Oncology Inc | 33,685 | $511.0M | 0.05% | |
| 474 | VRSKVerisk Analytics Inc | 3,224 | $510.0M | 0.05% | |
| 475 | ROKUROKU 10/04/2019 CALL 100 | 50 | $509.0M | 0.05% | Call |
| 476 | —IMMU 01/15/2021 CALL 20 | 384 | $509.0M | 0.05% | Call |
| 477 | UGIUGI Corp | 10,111 | $508.0M | 0.05% | |
| 478 | IIINInsteel Industries Inc | 24,588 | $505.0M | 0.05% | |
| 479 | —Gores Metropoulos Inc | 50,000 | $504.0M | 0.05% | |
| 480 | —ITCI 01/17/2020 CALL 10 | 672 | $502.0M | 0.05% | Call |
| 481 | ACCUSDAmerican Campus Communities Inc | 10,397 | $500.0M | 0.05% | |
| 482 | HN9Hanesbrands Inc | 32,522 | $498.0M | 0.05% | |
| 483 | INGNInogen Inc | 10,396 | $498.0M | 0.05% | |
| 484 | AXNX*Axonics Modulation Technologies Inc | 18,413 | $496.0M | 0.05% | |
| 485 | —GWPH 01/17/2020 PUT 125 | 43 | $495.0M | 0.05% | Put |
| 486 | —WillScot Corp | 31,453 | $490.0M | 0.04% | |
| 487 | —Loral Space & Communications Inc | 11,735 | $486.0M | 0.04% | |
| 488 | AESAES Corp | 29,655 | $485.0M | 0.04% | |
| 489 | ENOVColfax Corp | 16,669 | $484.0M | 0.04% | |
| 490 | XLYConsumer Discretionary Select Sector SPDR Fund | 4,000 | $483.0M | 0.04% | |
| 491 | —Tuesday Morning Corp | 307,806 | $483.0M | 0.04% | |
| 492 | OPTUAltice Usa Inc | 16,750 | $480.0M | 0.04% | |
| 493 | LENLennar Corp Class B | 10,808 | $480.0M | 0.04% | |
| 494 | —RETA 12/20/2019 PUT 60 | 59 | $474.0M | 0.04% | Put |
| 495 | CFGCITIZENS FINANCIAL GROUP INC | 13,413 | $474.0M | 0.04% | |
| 496 | CVMCVM 01/17/2020 PUT 5 | 525 | $469.0M | 0.04% | Put |
| 497 | BBBlackBerry Ltd | 89,419 | $469.0M | 0.04% | |
| 498 | KTBKontoor Brands Inc | 13,323 | $468.0M | 0.04% | |
| 499 | RNGRingCentral Inc | 3,712 | $466.0M | 0.04% | |
| 500 | ESEversource Energy | 5,405 | $462.0M | 0.04% |