Caption Management, LLC Q2 2019 Filing

Filed August 13, 2019

Portfolio Value

$2.0T

Holdings

403

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (403 positions)

#StockSharesValue% PortfolioType
101
ISIIONIS PHARMACEUTICALS INC
90,300$5.8B0.29%Put
102
DKSDICKS SPORTING GOODS INC
165,000$5.7B0.29%Put
103
EX9EXELIXIS INC
265,000$5.7B0.29%Put
104
LBTYBLIBERTY GLOBAL PLC
210,000$5.6B0.28%
105
ITCIEURINTRA CELLULAR THERAPIES INC
424,000$5.5B0.28%Put
106
NVV1NOVAVAX INC
930,000$5.5B0.27%Call
107
AEMAGNICO EAGLE MINES LTD
105,300$5.4B0.27%
108
VALEVALE S A
400,000$5.4B0.27%Call
109
NVROEURNEVRO CORP
82,300$5.3B0.27%Put
110
REGNREGENERON PHARMACEUTICALS
16,500$5.2B0.26%Put
111
CTLTEURCATALENT INC
95,000$5.1B0.26%Put
112
ABGAMERISOURCEBERGEN CORP
60,000$5.1B0.26%Put
113
NBIXNEUROCRINE BIOSCIENCES INC
60,000$5.1B0.26%Put
114
CYRXCRYOPORT INC
273,200$5.0B0.25%Put
115
OKTAOKTA INC
39,000$4.8B0.24%Call
116
SCSANTANDER CONSUMER USA HDG I
200,000$4.8B0.24%Put
117
WTWEURWEIGHT WATCHERS INTL INC NEW
250,000$4.8B0.24%Put
118
FOXAFOX CORP
130,000$4.8B0.24%Put
119
RHT1EURRED HAT INC
25,000$4.7B0.24%Put
120
TDOCTELADOC HEALTH INC
70,400$4.7B0.24%Put
121
YUMCYUM CHINA HLDGS INC
100,000$4.6B0.23%Put
122
VREXVAREX IMAGING CORP
148,700$4.6B0.23%Put
123
IMMUNOMEDICS INC
315,000$4.4B0.22%Call
124
INTELSAT S A
224,500$4.4B0.22%Put
125
RAMPLIVERAMP HLDGS INC
90,000$4.4B0.22%Put
126
ADNTADIENT PLC
177,800$4.3B0.22%Call
127
ATHMAUTOHOME INC
50,000$4.3B0.22%Put
128
DIODDIODES INC
115,800$4.2B0.21%Put
129
PAYXPAYCHEX INC
51,100$4.2B0.21%Call
130
PENPENUMBRA INC
26,100$4.2B0.21%Put
131
BMYBRISTOL MYERS SQUIBB CO
88,500$4.0B0.20%Put
132
HAINHAIN CELESTIAL GROUP INC
183,000$4.0B0.20%Call
133
CCSCENTURY CMNTYS INC
150,000$4.0B0.20%Put
134
PTCTPTC THERAPEUTICS INC
86,000$3.9B0.19%Put
135
CAGCONAGRA BRANDS INC
145,000$3.8B0.19%Put
136
SU6SURMODICS INC
89,088$3.8B0.19%
137
KRNTKORNIT DIGITAL LTD
120,000$3.8B0.19%Put
138
DDDUPONT DE NEMOURS INC
50,000$3.8B0.19%Put
139
PAMPAMPA ENERGIA S A
108,000$3.7B0.19%Call
140
UPLDUPLAND SOFTWARE INC
81,900$3.7B0.19%Call
141
IOVAIOVANCE BIOTHERAPEUTICS INC
149,600$3.7B0.18%Call
142
RHRH
31,500$3.6B0.18%Call
143
NOG1EURNORTHERN OIL & GAS INC NEV
1,878,500$3.6B0.18%Put
144
LNWOSCIENTIFIC GAMES CORP
182,500$3.6B0.18%Put
145
SONYSONY CORP
68,300$3.6B0.18%
146
LUVSOUTHWEST AIRLS CO
70,000$3.6B0.18%Put
147
LYVLIVE NATION ENTERTAINMENT IN
53,200$3.5B0.18%Call
148
RHIROBERT HALF INTL INC
61,500$3.5B0.18%Call
149
NVCRNOVOCURE LTD
55,000$3.5B0.18%Call
150
ROSETTA STONE INC
151,800$3.5B0.17%Call
151
RG6ROGERS CORP
20,000$3.5B0.17%Call
152
ACADACADIA PHARMACEUTICALS INC
127,900$3.4B0.17%Put
153
ENPHENPHASE ENERGY INC
182,900$3.3B0.17%Call
154
SKYSKYLINE CHAMPION CORPORATION
120,000$3.3B0.17%Call
155
FGENEURFIBROGEN INC
72,600$3.3B0.17%Put
156
NEOGNEOGEN CORP
52,000$3.2B0.16%Call
157
AMAGAMAG PHARMACEUTICALS INC
320,000$3.2B0.16%Put
158
STAYUSDEXTENDED STAY AMER INC
185,267$3.1B0.16%Put
159
PRKSSEAWORLD ENTMT INC
100,000$3.1B0.16%Call
160
LYON WILLIAM HOMES
170,000$3.1B0.16%Put
161
SNYSANOFI
70,000$3.0B0.15%Call
162
TIM PARTICIPACOES S A
200,000$3.0B0.15%Call
163
MXIMMAXIM INTEGRATED PRODS INC
49,800$3.0B0.15%Call
164
TBPHTHERAVANCE BIOPHARMA INC
180,000$2.9B0.15%Put
165
XRAYDENTSPLY SIRONA INC
50,000$2.9B0.15%Put
166
YPFYPF SOCIEDAD ANONIMA
160,000$2.9B0.15%Put
167
ABBVABBVIE INC
40,000$2.9B0.15%Call
168
LAURLAUREATE EDUCATION INC
184,500$2.9B0.15%
169
STLAFIAT CHRYSLER AUTOMOBILES N
207,700$2.9B0.14%Call
170
ENTAENANTA PHARMACEUTICALS INC
33,700$2.8B0.14%Put
171
BANCBANC OF CALIFORNIA INC
200,000$2.8B0.14%Put
172
ASMBASSEMBLY BIOSCIENCES INC
205,600$2.8B0.14%Call
173
KTOSKRATOS DEFENSE & SEC SOLUTIO
120,000$2.7B0.14%
174
INGNINOGEN INC
40,200$2.7B0.14%Put
175
CLVSEURCLOVIS ONCOLOGY INC
180,000$2.7B0.13%Put
176
ARWRARROWHEAD PHARMACEUTICALS IN
100,000$2.6B0.13%Call
177
WVEWAVE LIFE SCIENCES LTD
100,600$2.6B0.13%Put
178
LPXLOUISIANA PAC CORP
100,000$2.6B0.13%Call
179
MONOTYPE IMAGING HOLDINGS IN
153,250$2.6B0.13%Put
180
ANIKANIKA THERAPEUTICS INC
63,000$2.6B0.13%Call
181
SL2SLEEP NUMBER CORP
62,700$2.5B0.13%Call
182
GRUBHUB INC
32,000$2.5B0.13%
183
TMUST MOBILE US INC
33,500$2.5B0.13%Put
184
RADEURRITE AID CORP
300,000$2.4B0.12%Put
185
WMBWILLIAMS COS INC DEL
85,000$2.4B0.12%Call
186
BLUEBIRD BIO INC
18,500$2.4B0.12%Put
187
AYAEURSTARS GROUP INC
135,598$2.3B0.12%Call
188
CELGCELGENE CORP
25,000$2.3B0.12%Call
189
ASNDASCENDIS PHARMA A S
20,000$2.3B0.12%Call
190
NBISYANDEX N V
60,000$2.3B0.11%Call
191
IGTINTERNATIONAL GAME TECHNOLOG
175,500$2.3B0.11%Put
192
MARINUS PHARMACEUTICALS INC
545,200$2.3B0.11%Put
193
EMREMERSON ELEC CO
33,700$2.2B0.11%Call
194
MATMATTEL INC
200,000$2.2B0.11%Put
195
GPROGOPRO INC
410,000$2.2B0.11%Put
196
MAGELLAN HEALTH INC
30,000$2.2B0.11%Call
197
BBBYEURBED BATH & BEYOND INC
182,000$2.1B0.11%Call
198
FNDFLOOR & DECOR HLDGS INC
50,000$2.1B0.11%Call
199
WRIGHT MED GROUP N V
70,000$2.1B0.11%Call
200
SYFSYNCHRONY FINL
60,000$2.1B0.10%Call
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