Caption Management, LLC Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$8.7B

Holdings

835

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (835 positions)

#StockSharesValue% PortfolioType
401
REKRREKOR SYSTEMS INC
349,024$4.0B45.86%Call
402
ARNAEURARENA PHARMACEUTICALS INC
66,900$4.0B45.54%Put
403
KGCKINROSS GOLD CORP
739,000$4.0B45.29%Call
404
FEFIRSTENERGY CORP
110,800$3.9B45.13%Call
405
GOGOGOGO INC
228,100$3.9B45.12%Put
406
TROXTRONOX HOLDINGS PLC
160,000$3.9B45.09%Call
407
CFLTCONFLUENT INC
66,000$3.9B45.00%Put
408
INVAINNOVIVA INC
235,421$3.9B44.98%Put
409
AUPHAURINIA PHARMACEUTICALS INC
176,600$3.9B44.68%Put
410
EPDENTERPRISE PRODS PARTNERS L
180,000$3.9B44.53%Call
411
KTOSKRATOS DEFENSE & SEC SOLUTIO
174,000$3.9B44.39%Put
412
IHRTIHEARTMEDIA INC
155,000$3.9B44.34%Put
413
EVHEVOLENT HEALTH INC
125,000$3.9B44.31%Put
414
DPZDOMINOS PIZZA INC
8,000$3.8B43.63%Put
415
MURMURPHY OIL CORP
152,000$3.8B43.39%Call
416
ARWRARROWHEAD PHARMACEUTICALS IN
60,556$3.8B43.23%Put
417
ENSGENSIGN GROUP INC
50,332$3.8B43.09%Put
418
AESAES CORP
165,000$3.8B43.07%
419
AGLAGILON HEALTH INC
141,600$3.7B42.44%Put
420
MTARCELORMITTAL SA LUXEMBOURG
122,600$3.7B42.28%Put
421
RHRH
5,500$3.7B41.94%
422
EX9EXELIXIS INC
173,200$3.7B41.86%Put
423
JWNUSDNORDSTROM INC
137,600$3.6B41.62%Call
424
TVTXTRAVERE THERAPEUTICS INC
150,000$3.6B41.60%Call
425
PLNTPLANET FITNESS INC
46,300$3.6B41.58%Put
426
MDPUSDMEREDITH CORP
65,000$3.6B41.39%Call
427
MATMATTEL INC
195,000$3.6B41.38%Put
428
1K0IGM BIOSCIENCES INC
54,668$3.6B41.10%Put
429
LRNSTRIDE INC
100,000$3.6B41.09%Call
430
SIRIEURSIRIUS XM HOLDINGS INC
585,000$3.6B40.80%Call
431
MIC2EURMACQUARIE INFRASTR HOLD LLC
87,400$3.5B40.53%Call
432
UAUNDER ARMOUR INC
200,000$3.5B40.06%Call
433
WFGWEST FRASER TIMBER CO LTD
41,592$3.5B40.04%Put
434
VSATVIASAT INC
63,571$3.5B40.03%Put
435
BNTXBIONTECH SE
12,700$3.5B39.64%Put
436
CSIQCANADIAN SOLAR INC
100,000$3.5B39.55%Call
437
WABWABTEC
40,000$3.4B39.42%Put
438
RTXRAYTHEON TECHNOLOGIES CORP
40,000$3.4B39.31%Call
439
NVSNNOVARTIS AG
41,997$3.4B39.27%
440
AOUTAMERICAN OUTDOOR BRANDS INC
138,443$3.4B38.87%Put
441
NOGNORTHERN OIL AND GAS INC MN
158,800$3.4B38.85%Call
442
OVVOVINTIV INC
103,185$3.4B38.79%Put
443
UNITUNITI GROUP INC
274,000$3.4B38.75%Call
444
PLYAPLAYA HOTELS & RESORTS NV
408,600$3.4B38.73%Call
445
VVISA INC
15,000$3.3B38.20%
446
ZIPZIPRECRUITER INC
120,000$3.3B37.87%Put
447
CALYCALLAWAY GOLF CO
119,700$3.3B37.81%Put
448
BXPBOSTON PROPERTIES INC
30,000$3.3B37.16%
449
DNOWNOW INC
420,000$3.2B36.74%Put
450
CMACOMERICA INC
39,800$3.2B36.63%Put
451
FITBFIFTH THIRD BANCORP
75,000$3.2B36.39%Call
452
LOBLIVE OAK BANCSHARES INC
50,000$3.2B36.38%Call
453
EHCENCOMPASS HEALTH CORP
41,500$3.1B35.60%Put
454
PDPAGERDUTY INC
75,000$3.1B35.51%Call
455
SG7SAGE THERAPEUTICS INC
70,000$3.1B35.46%Put
456
TREURTRILLIUM THERAPEUTICS INC
175,600$3.1B35.26%Call
457
TSAACI WORLDWIDE INC
100,000$3.1B35.14%
458
WKHSEURWORKHORSE GROUP INC
400,000$3.1B34.99%Put
459
JBIJANUS INTERNATIONAL GROUP IN
250,000$3.1B34.99%Put
460
BKBANK NEW YORK MELLON CORP
59,000$3.1B34.98%Put
461
IVREURINVESCO MORTGAGE CAPITAL INC
968,000$3.0B34.86%Put
462
FFORD MTR CO DEL
214,400$3.0B34.71%Put
463
LEGNLEGEND BIOTECH CORP
60,000$3.0B34.69%Put
464
XRXXEROX HOLDINGS CORP
149,900$3.0B34.58%Put
465
CLVTCLARIVATE PLC
138,000$3.0B34.56%Put
466
EVBGEUREVERBRIDGE INC
20,000$3.0B34.54%Put
467
OGM1COGENT COMMUNICATIONS HLDGS
42,500$3.0B34.43%Call
468
SSSSSURO CAPITAL CORP
229,382$3.0B33.86%Put
469
SYYSYSCO CORP
37,500$2.9B33.66%Call
470
EAFEURGRAFTECH INTL LTD
285,000$2.9B33.63%Call
471
XOPSPDR SER TR
30,200$2.9B33.40%
472
CRCTCRICUT INC
105,000$2.9B33.10%Call
473
CLNECLEAN ENERGY FUELS CORP
350,000$2.9B32.62%Put
474
PUMPPROPETRO HLDG CORP
329,377$2.8B32.57%Put
475
LAMRLAMAR ADVERTISING CO NEW
25,000$2.8B32.43%Put
476
EQREQUITY RESIDENTIAL
35,000$2.8B32.38%
477
VSTVISTRA CORP
165,000$2.8B32.27%Put
478
DENEURDENBURY INC
40,000$2.8B32.13%Call
479
CHNGUSDCHANGE HEALTHCARE INC
134,000$2.8B32.08%Put
480
ADTADT INC DEL
346,000$2.8B32.00%Call
481
APY1EURCHAMPIONX CORPORATION
125,000$2.8B31.96%Call
482
TSPHTUSIMPLE HLDGS INC
75,000$2.8B31.84%Put
483
AIOTPOWERFLEET INC
414,552$2.8B31.76%Put
484
HOUGHTON MIFFLIN HARCOURT CO
205,400$2.8B31.55%Call
485
PLCECHILDRENS PL INC NEW
36,500$2.7B31.41%Call
486
GPIGROUP 1 AUTOMOTIVE INC
14,500$2.7B31.15%Put
487
NMIHNMI HLDGS INC
120,000$2.7B31.02%Call
488
QTRXQUANTERIX CORP
54,000$2.7B30.75%Put
489
BEAMBEAM THERAPEUTICS INC
30,000$2.6B29.84%Put
490
HOUSREALOGY HLDGS CORP
148,400$2.6B29.76%Put
491
SKINTHE BEAUTY HEALTH COMPANY
100,000$2.6B29.69%Put
492
WESTERN ASSET MTG CAP CORP
990,000$2.6B29.54%Put
493
DICERNA PHARMACEUTICALS INC
127,443$2.6B29.37%Put
494
DCPHEURDECIPHERA PHARMACEUTICALS IN
75,603$2.6B29.37%Call
495
RRRRED ROCK RESORTS INC
50,000$2.6B29.28%Call
496
WRAPWRAP TECHNOLOGIES INC
426,210$2.6B29.19%Call
497
AXNX*AXONICS INC
39,000$2.5B29.03%
498
YRIYAMANA GOLD INC
641,200$2.5B29.03%
499
LESLIES INC
122,500$2.5B28.77%Call
500
EDUNEW ORIENTAL ED & TECHNOLOGY
1,209,000$2.5B28.33%Put
PreviousPage 5 of 9Next