Caption Management, LLC Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$8.7B

Holdings

835

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (835 positions)

#StockSharesValue% PortfolioType
501
BIODELIVERY SCIENCES INTL IN
686,000$2.5B28.31%Put
502
NSANATIONAL STORAGE AFFILIATES
46,765$2.5B28.23%Put
503
EBAEBAY INC.
35,000$2.4B27.88%Put
504
EYPTEYEPOINT PHARMACEUTICALS INC
232,300$2.4B27.67%Put
505
CPRICAPRI HOLDINGS LIMITED
50,000$2.4B27.67%Put
506
CDEVEURCENTENNIAL RESOURCE DEV INC
360,000$2.4B27.58%Put
507
PACBPACIFIC BIOSCIENCES CALIF IN
93,300$2.4B27.26%Put
508
OGNORGANON & CO
72,600$2.4B27.22%Put
509
BEKEKE HLDGS INC
130,000$2.4B27.14%Put
510
GOTUGAOTU TECHEDU INC
770,600$2.4B27.05%Put
511
HWCHANCOCK WHITNEY CORPORATION
50,000$2.4B26.94%Call
512
MYPSPLAYSTUDIOS INC
515,100$2.3B26.86%Put
513
PPD INC
50,000$2.3B26.75%Put
514
JTKWYJUST EAT TAKEAWAY COM N V
161,038$2.3B26.75%
515
DNUTKRISPY KREME INC
166,400$2.3B26.64%Call
516
DOCNDIGITALOCEAN HLDGS INC
30,000$2.3B26.63%Call
517
DVADAVITA INC
20,000$2.3B26.58%Call
518
ZZFCARPARTS COM INC
148,500$2.3B26.50%Put
519
COURCOURSERA INC
71,500$2.3B25.86%Put
520
ZOGENIX INC
148,800$2.3B25.85%Put
521
ETWOGBPE2OPEN PARENT HOLDINGS INC
200,000$2.3B25.84%Put
522
FFFUTUREFUEL CORP
315,200$2.2B25.69%Put
523
PTCTPTC THERAPEUTICS INC
60,263$2.2B25.63%Put
524
POWWAMMO INC
363,218$2.2B25.54%Call
525
RDS/AROYAL DUTCH SHELL PLC
50,000$2.2B25.49%
526
FOXFFOX FACTORY HLDG CORP
15,000$2.2B24.79%Put
527
IRBTQIROBOT CORP
27,287$2.1B24.49%Put
528
WWEUSDWORLD WRESTLING ENTMT INC
37,500$2.1B24.13%Call
529
RITMNEW RESIDENTIAL INVT CORP
191,700$2.1B24.11%Call
530
VRRMVERRA MOBILITY CORP
138,800$2.1B23.92%Call
531
PAAPLAINS ALL AMERN PIPELINE L
203,000$2.1B23.61%Put
532
CRCCALIFORNIA RES CORP
50,000$2.0B23.44%Call
533
TWOEURTWO HBRS INVT CORP
320,500$2.0B23.23%Call
534
KMDAKAMADA LTD
382,138$2.0B23.15%Put
535
ROSTROSS STORES INC
18,600$2.0B23.15%Call
536
HLITHARMONIC INC
230,082$2.0B23.02%
537
ALCALCON AG
25,000$2.0B23.00%Call
538
BYSIBEYONDSPRING INC
127,500$2.0B22.98%Call
539
ERFGBPENERPLUS CORP
250,000$2.0B22.87%Call
540
AGFIRST MAJESTIC SILVER CORP
177,000$2.0B22.87%Put
541
GAN LTD
133,500$2.0B22.70%Put
542
AVYAUSDAVAYA HLDGS CORP
100,000$2.0B22.63%Put
543
UNVREURUNIVAR SOLUTIONS INC
83,000$2.0B22.60%Call
544
KOCOCA COLA CO
37,500$2.0B22.50%
545
RFPUSDRESOLUTE FST PRODS INC
165,200$2.0B22.48%Call
546
DENNDENNYS CORP
120,000$2.0B22.42%Call
547
HESHESS CORP
25,000$2.0B22.33%Call
548
TWNKEURHOSTESS BRANDS INC
110,799$1.9B22.00%Put
549
DVAXDYNAVAX TECHNOLOGIES CORP
100,000$1.9B21.96%Call
550
FGENEURFIBROGEN INC
186,900$1.9B21.84%Put
551
SDCCQSMILEDIRECTCLUB INC
355,000$1.9B21.60%Call
552
MGNXMACROGENICS INC
90,000$1.9B21.55%
553
BUDANHEUSER BUSCH INBEV SA/NV
33,300$1.9B21.46%
554
BLNKBLINK CHARGING CO
65,100$1.9B21.30%Call
555
VFCV F CORP
27,700$1.9B21.22%Put
556
VTRSVIATRIS INC
137,000$1.9B21.22%
557
BNFTEURBENEFITFOCUS INC
166,740$1.9B21.16%
558
N1KNEWAGE INC
1,330,000$1.8B21.14%Put
559
AMRNAMARIN CORP PLC
360,000$1.8B20.98%Put
560
KEYKEYCORP
84,600$1.8B20.91%Put
561
ARMKARAMARK
55,000$1.8B20.66%Call
562
ASMBASSEMBLY BIOSCIENCES INC
517,700$1.8B20.60%Put
563
CMPSCOMPASS PATHWAYS PLC
60,000$1.8B20.49%Call
564
KRTXKARUNA THERAPEUTICS INC
14,500$1.8B20.28%Put
565
PWRQUANTA SVCS INC
15,500$1.8B20.17%Put
566
NKTREURNEKTAR THERAPEUTICS
98,000$1.8B20.12%Call
567
EFRENERGY FUELS INC
250,100$1.8B20.08%Call
568
ICLNISHARES TR
80,870$1.8B20.02%Put
569
RRNRED ROBIN GOURMET BURGERS IN
75,000$1.7B19.77%Put
570
RBAGBPRITCHIE BROS AUCTIONEERS
28,000$1.7B19.73%
571
COWNEURCOWEN INC
50,000$1.7B19.62%Call
572
NIKOLA CORP
160,000$1.7B19.53%Put
573
NGMUSDNGM BIOPHARMACEUTICALS INC
80,187$1.7B19.28%Call
574
WWDWOODWARD INC
14,802$1.7B19.16%
575
RGRSTURM RUGER & CO INC
22,700$1.7B19.15%Call
576
VNET21VIANET GROUP INC
96,098$1.7B19.01%
577
RSIRUSH STREET INTERACTIVE INC
86,566$1.7B19.00%Put
578
HSTHOST HOTELS & RESORTS INC
100,000$1.6B18.67%Call
579
RFLRAFAEL HLDGS INC
53,000$1.6B18.61%Put
580
ATOSEURATOSSA THERAPEUTICS INC
498,600$1.6B18.58%Put
581
CERE1EURCEREVEL THERAPEUTICS HLDNG I
55,000$1.6B18.55%Call
582
WOOFOOT LOCKER INC
35,444$1.6B18.50%Call
583
OSGAMBAC FINL GROUP INC
112,700$1.6B18.44%Put
584
AFFIMED N V
260,400$1.6B18.40%Call
585
VONAGE HLDGS CORP
99,818$1.6B18.40%
586
IMVTIMMUNOVANT INC
185,200$1.6B18.40%Call
587
GLNGGOLAR LNG LTD
122,500$1.6B18.17%Call
588
SPWHSPORTSMANS WHSE HLDGS INC
90,000$1.6B18.11%
589
TALTAL EDUCATION GROUP
325,000$1.6B17.97%Put
590
GLDDGREAT LAKES DREDGE & DOCK CO
102,066$1.5B17.61%Put
591
OPKOPKO HEALTH INC
419,300$1.5B17.49%Call
592
USNAUSANA HEALTH SCIENCES INC
16,500$1.5B17.39%Put
593
ATDALLEGHENY TECHNOLOGIES INC
90,000$1.5B17.12%Call
594
CHS1USDCHICOS FAS INC
331,500$1.5B17.02%Put
595
FREYR BATTERY
150,000$1.5B16.92%Call
596
CGCCANOPY GROWTH CORP
105,300$1.5B16.68%Call
597
VIRVIR BIOTECHNOLOGY INC
33,500$1.5B16.67%Call
598
GENNORTONLIFELOCK INC
57,600$1.5B16.66%
599
DMLDENISON MINES CORP
985,100$1.4B16.56%Call
600
PBIPITNEY BOWES INC
200,000$1.4B16.49%Call
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