CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Q4 2019 Filing

Filed February 12, 2020

Portfolio Value

$1.4B

Holdings

127

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (127 positions)

#	Stock	Shares	Value	% Portfolio
1	TDFTEMPLETON DRAGON FUND	10,335,715	$201.8M	14.20%
2	AEFABERDEEN EMERGING MARKETS EQUI	13,631,777	$103.9M	7.31%
3	MCHIISHARES MSCI CHINA ETF	1,422,551	$91.2M	6.41%
4	EWZISHARES MSCI BRAZIL- US	1,677,308	$79.6M	5.60%
5	XXCHNXXCHINA FUND INC.	3,324,067	$70.1M	4.93%
6	IIFMS INDIA INVESTMENT	3,449,254	$68.7M	4.83%
7	XCAFXMS CHINA A SHARE	3,143,340	$68.2M	4.80%
8	TWNTAIWAN FUND	3,200,355	$65.9M	4.63%
9	MXFMEXICO FUND	4,524,789	$62.1M	4.37%
10	KFKOREA FUND	1,890,157	$56.5M	3.97%
11	CEECENTRAL AND EASTERN EUROPE FUND	1,573,542	$44.1M	3.10%
12	EMFTEMPLETON EMERGING MARKETS FD	1,691,936	$26.4M	1.86%
13	NMLNEUBERGER BERMAN MLP AND ENERGY INCOME	3,856,467	$26.1M	1.83%
14	GXCSPDR S&P CHINA ETF	225,350	$23.1M	1.63%
15	JOFJAPAN SMALLER CAPITALIZATION FUND, INC	2,471,242	$22.1M	1.56%
16	EWYISHARES MSCI KOREA	338,840	$21.1M	1.48%
17	XGDVXGABELLI DIV & INCOME TRUST	845,436	$18.6M	1.31%
18	MXEMEXICO EQUITY & INCOME FUND INC	1,569,519	$18.3M	1.28%
19	ILFISHARES S&P LATIN AMERICA	534,780	$18.2M	1.28%
20	—CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY	2,087,695	$17.6M	1.24%
21	IRSUSDIRSA INVERSIONES Y REPRESENTAC ADR	2,513,124	$17.4M	1.23%
22	NXDTNEXPOINT STRATEGIC OPPORTUNITI	914,847	$16.2M	1.14%
23	HFROHIGHLAND INCOME FUND	1,301,007	$16.2M	1.14%
24	GFNEW GERMANY	1,017,132	$15.9M	1.12%
25	FXIISHARES FTSE/XINHUA CHINA 25 INDEX FUND	352,231	$15.4M	1.08%
26	IFNINDIA FUND INC	698,686	$14.1M	0.99%
27	ASHRXTRACKERS HARVEST CSI 300 CHINA A SHARES	474,013	$14.0M	0.99%
28	IAEVOYA ASIA PACIFIC HIGH DIV FUND	1,630,853	$13.9M	0.98%
29	CD8CRESUD ADR	1,503,478	$10.6M	0.75%
30	XNEAXNUVEEN AMT-FREE MUNICIPAL INCOME FUND	689,070	$9.9M	0.70%
31	FMUSDISHARES MSCI FRONTIER 100 ETF	325,000	$9.9M	0.70%
32	NADNUVEEN QUALITY MUNICIPAL INCOME	595,253	$8.7M	0.61%
33	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	1,011,203	$7.8M	0.55%
34	PAMPAMPA ENERGIA SA-SPON ADR	470,002	$7.7M	0.54%
35	NRKNUVEEN NEW YORK AMT FREE QUALI	511,939	$6.9M	0.49%
36	XBGYXBLACKROCK INTERNATIONAL GROWTH	1,157,236	$6.8M	0.48%
37	XFDEXFIRST TRUST DYNAMIC EUROPEAN EQUITY INC	440,001	$6.6M	0.46%
38	FUNDSPROTT FOCUS TRUST	793,132	$5.8M	0.41%
39	XAODXABERDEEN TOTAL DYNAMIC DIVIDEND	563,223	$5.0M	0.35%
40	PDXPIMCO ENERGY & TACTICAL CREDIT	302,404	$5.0M	0.35%
41	XJEQXABERDEEN JAPAN EQUITY FUND INC	553,720	$4.3M	0.30%
42	—INVESCO FRONTIER MARKETS ETF	282,780	$4.0M	0.28%
43	HGLBHIGHLAND GLOBAL ALLOCATION FUND	409,569	$3.8M	0.27%
44	BWGBRANDYWINE GLOBAL GLOBAL INCOME	299,997	$3.8M	0.27%
45	ADXADAMS DIVERSIFIED EQUITY FUND	215,260	$3.4M	0.24%
46	VEUVANGUARD FTSE ALL WORLD EX-US	61,584	$3.3M	0.23%
47	VVRINVESCO SENIOR INCOME TRUST	739,069	$3.2M	0.22%
48	HERZHERZFELD CARIBBEAN BASIN FUND	464,028	$3.1M	0.22%
49	EDDMORGAN STANLEY EMERGING MARKETS DOMESTIC	421,566	$2.9M	0.21%
50	—BLACKROCK MUNIYIELD CALIFORNIA QUALITY F	202,775	$2.9M	0.20%
51	—VOYA PRIME RATE TRUST	562,422	$2.8M	0.20%
52	—GLOBAL X NIGERIA INDEX ETF	205,000	$2.8M	0.19%
53	—NUVEEN INTERMEDIATE DURATION MUNICIPAL T	194,832	$2.7M	0.19%
54	—INVESCO DYNAMIC CREDIT OPPORTUNITIES	221,628	$2.5M	0.18%
55	—VANECK VECTORS EGYPT INDEX ETF	80,000	$2.3M	0.16%
56	XPMAXPIONEER MUNICIPAL HIGH INCOME ADVANTAGE	207,166	$2.2M	0.16%
57	VWOVANGUARD EMERGING MARKETS ETF	48,700	$2.2M	0.15%
58	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY	400,000	$2.0M	0.14%
59	—TORTOISE MIDSTREAM ENERGY FUND INC	174,115	$1.9M	0.13%
60	ISDPGIM HIGH YIELD BOND FUND INC	117,648	$1.8M	0.13%
61	RVTROYCE VALUE TRUST	110,335	$1.6M	0.11%
62	XFEBFIRST TRUST MLP AND ENERGY INC	133,745	$1.6M	0.11%
63	KYNKAYNE ANDERSON MLP INVESTMENT COMPANY	109,413	$1.5M	0.11%
64	—ALLIANZGI NFJ DIVIDEND INTEREST	106,925	$1.4M	0.10%
65	—FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND	96,661	$1.4M	0.10%
66	HQHTEKLA HEALTHCARE INVESTORS	65,818	$1.4M	0.10%
67	—BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT	100,511	$1.3M	0.09%
68	MYIBLACKROCK MUNIYIELD QUALITY FUND III	93,547	$1.3M	0.09%
69	XBFZXBLACKROCK CALIFORNIA MUNICIPAL	92,222	$1.3M	0.09%
70	ETGEATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE	68,320	$1.2M	0.09%
71	MHIPIONEER MUNICIPAL HIGH INCOME	100,549	$1.2M	0.09%
72	IDEVOYA INFRASTRUCTURE INDUSTRIALS AND MAT	101,881	$1.2M	0.08%
73	GAMGENERAL AMERICAN INVESTORS	29,223	$1.1M	0.08%
74	AFBALLIANCEBERNSTEIN NATIONAL MUNI	70,669	$990K	0.07%
75	BTOJOHN HANCOCK FINANCIAL OPPORTUNITIES FUN	26,681	$967K	0.07%
76	HYIWESTERN ASSET HIGH YIELD DEFINED OPPORTU	61,026	$954K	0.07%
77	PEOADAMS NATURAL RESOURCES FUND I	57,362	$947K	0.07%
78	DTFDTF TAX FREE INCOME INC	53,501	$795K	0.06%
79	GHYPGIM GLOBAL HIGH YIELD FUND	51,550	$771K	0.05%
80	NQPNUVEEN PENNSYLVANIA QUALITY MUNI	54,207	$769K	0.05%
81	—NUVEEN MD QUAL INC FD	57,148	$769K	0.05%
82	WIWWA/CLAY US INFLATION-LINKED OPP&INC	66,566	$768K	0.05%
83	—NUVEEN ENHANCED MUNICIPAL VALUE FUND	50,880	$758K	0.05%
84	BYMBLACKROCK MUNICIPAL INCOME QUA	53,694	$755K	0.05%
85	—BLACKROCK MUNIENHANCED FUND	66,883	$747K	0.05%
86	MUCBLACKROCK MUNIHOLDINGS QUALITY FUND II I	58,962	$743K	0.05%
87	KTFDWS MUNICIPAL INCOME TRUST	65,484	$741K	0.05%
88	XEVMXEATON VANCE CALIFORNIA MUNICIPAL	62,785	$706K	0.05%
89	MUCBLACKROCK MUNIHOLDINGS CA QU	46,569	$652K	0.05%
90	SWZSWISS HELVETIA FUND INC	76,305	$642K	0.05%
91	—PIMCO DYNAMIC CREDIT INCOME	24,899	$628K	0.04%
92	VCVINVESCO CALIFORNIA VALUE MUNICIPAL INCOM	48,096	$616K	0.04%
93	—BLACKROCK MUNIYIELD CALIFORNIA FUND	41,844	$590K	0.04%
94	MPABLACKROCK MUNIYIELD PA	40,476	$579K	0.04%
95	BDJBLACKROCK ENHANCED EQUITY DIVIDEND TRUST	55,426	$548K	0.04%
96	—NEW IRELAND FUND	54,692	$543K	0.04%
97	—ABERDEEN AUSTRALIA EQUITY FUND	98,949	$533K	0.04%
98	VKIINVESCO ADVANTAGE MUNICIPAL INCOME	47,495	$531K	0.04%
99	MYNBLACKROCK MUNIYIELD NY QUAL	40,412	$529K	0.04%
100	GRXGABELLI HEALTHCARE AND WELLNESSRX TRUST	45,456	$524K	0.04%

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