Clear Harbor Asset Management, LLC Q2 2016 Filing

Filed August 5, 2016

Portfolio Value

$459.9B

Holdings

258

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (258 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ROPROPER TECHNOLOGIES INC	297,880	$50.8B	11.05%
2	AWCAMERICAN WTR WKS CO INC NEW	224,184	$18.9B	4.12%
3	—AMERICAN CAP MTG INVT CORP	1,155,610	$18.2B	3.97%
4	FLEXFLEXTRONICS INTL LTD	1,124,642	$13.3B	2.89%
5	PXDEURPIONEER NAT RES CO	74,866	$11.3B	2.46%
6	AAPLAPPLE INC	113,888	$10.9B	2.37%
7	HIGHARTFORD FINL SVCS GROUP INC	222,324	$9.9B	2.15%
8	AXSAXIS CAPITAL HOLDINGS LTD	175,864	$9.7B	2.10%
9	TSMTAIWAN SEMICONDUCTOR MFG LTD	351,118	$9.2B	2.00%
10	TRMBTRIMBLE NAVIGATION LTD	349,762	$8.5B	1.85%
11	SPYSPDR S&P 500 ETF TR	52,733	$7.9B	1.72%	Put
12	—JOHNSON CTLS INC	175,425	$7.8B	1.69%
13	PHPARKER HANNIFIN CORP	71,104	$7.7B	1.67%
14	BRK/BBERKSHIRE HATHAWAY INC DEL	46,106	$6.7B	1.45%
15	CLBCORE LABORATORIES N V	49,698	$6.2B	1.34%
16	—CONNECTICUT WTR SVC INC	108,595	$6.1B	1.33%
17	—ENERGEN CORP	125,041	$6.0B	1.31%
18	—NORTHWEST NAT GAS CO	92,953	$6.0B	1.31%
19	HONHONEYWELL INTL INC	51,649	$6.0B	1.31%
20	JNJJOHNSON & JOHNSON	49,076	$6.0B	1.29%
21	NJRNEW JERSEY RES	153,079	$5.9B	1.28%
22	CPKCHESAPEAKE UTILS CORP	85,407	$5.7B	1.23%
23	XOMEXXON MOBIL CORP	59,774	$5.6B	1.22%
24	—CUI GLOBAL INC	1,087,692	$5.5B	1.19%
25	—GRAMERCY PPTY TR	588,255	$5.4B	1.18%
26	SLRCSOLAR CAP LTD	257,750	$4.9B	1.07%
27	GMGENERAL MTRS CO	168,275	$4.8B	1.04%
28	MIC2EURMACQUARIE INFRASTRUCTURE COR	61,157	$4.5B	0.98%
29	EQTEQT CORP	56,171	$4.3B	0.95%
30	SJIEURSOUTH JERSEY INDS INC	136,995	$4.3B	0.94%
31	—QUESTAR CORP	165,906	$4.2B	0.92%
32	IVREURINVESCO MORTGAGE CAPITAL INC	285,160	$3.9B	0.85%
33	TWOTWO HBRS INVT CORP	453,901	$3.9B	0.84%
34	JPMJPMORGAN CHASE & CO	57,712	$3.6B	0.78%
35	—ANWORTH MORTGAGE ASSET CP	734,920	$3.5B	0.75%
36	—CRESTWOOD EQUITY PARTNERS LP	165,470	$3.3B	0.73%
37	TGENTECOGEN INC NEW	649,273	$3.3B	0.72%
38	CWTCALIFORNIA WTR SVC GROUP	87,422	$3.1B	0.66%
39	AJGGALLAGHER ARTHUR J & CO	60,326	$2.9B	0.62%
40	GILDGILEAD SCIENCES INC	34,370	$2.9B	0.62%
41	BACVERIZON COMMUNICATIONS INC	48,525	$2.7B	0.59%
42	—CBS CORP NEW	46,745	$2.5B	0.55%
43	ACREARES COML REAL ESTATE CORP	204,362	$2.5B	0.55%
44	MRKMERCK & CO INC	43,409	$2.5B	0.54%
45	CATCATERPILLAR INC DEL	32,965	$2.5B	0.54%
46	GOOGALPHABET INC	3,473	$2.4B	0.52%
47	MTDRMATADOR RES CO	120,246	$2.4B	0.52%
48	—COLONY CAP INC	143,900	$2.2B	0.48%
49	—SOLAR SR CAP LTD	132,021	$2.1B	0.46%
50	PNCPNC FINL SVCS GROUP INC	26,106	$2.1B	0.46%
51	GEGENERAL ELECTRIC CO	66,907	$2.1B	0.46%
52	AWMSKYWORKS SOLUTIONS INC	33,206	$2.1B	0.46%
53	GOOGLALPHABET INC	2,918	$2.1B	0.45%
54	HEDJWISDOMTREE TR	39,983	$2.0B	0.44%
55	MSFTMICROSOFT CORP	39,449	$2.0B	0.44%
56	QEPQEP RES INC	105,750	$1.9B	0.41%
57	HRSEURHARRIS CORP DEL	22,248	$1.9B	0.40%
58	DXJWISDOMTREE TR	47,707	$1.9B	0.40%
59	CAGCONAGRA FOODS INC	37,156	$1.8B	0.39%
60	CHMICHERRY HILL MTG INVT CORP	112,831	$1.8B	0.38%
61	WDCWESTERN DIGITAL CORP	36,995	$1.7B	0.38%
62	WRKUSDWESTROCK CO	43,247	$1.7B	0.37%
63	—ALLERGAN PLC	7,178	$1.7B	0.36%
64	ECLECOLAB INC	13,814	$1.6B	0.36%
65	QRVOQORVO INC	29,275	$1.6B	0.35%
66	IAUUSDISHARES GOLD TRUST	122,713	$1.6B	0.34%
67	SJMSMUCKER J M CO	10,191	$1.6B	0.34%
68	STNGSCORPIO TANKERS INC	355,035	$1.5B	0.32%
69	PFEPFIZER INC	42,029	$1.5B	0.32%
70	HXLHEXCEL CORP NEW	35,285	$1.5B	0.32%
71	VOYAVOYA FINL INC	58,405	$1.4B	0.31%
72	UNPUNION PAC CORP	16,175	$1.4B	0.31%
73	IEFISHARES TR	12,452	$1.4B	0.31%
74	PGPROCTER & GAMBLE CO	16,575	$1.4B	0.31%
75	VISNCOMMSCOPE HLDG CO INC	43,953	$1.4B	0.30%
76	VCRVANGUARD WORLD FDS	10,895	$1.3B	0.29%
77	EDCONSOLIDATED EDISON INC	16,117	$1.3B	0.28%
78	—LIQTECH INTL INC	2,143,859	$1.3B	0.28%
79	—EXPRESS SCRIPTS HLDG CO	16,827	$1.3B	0.28%
80	VFCV F CORP	20,633	$1.3B	0.28%
81	—AETNA INC NEW	10,310	$1.3B	0.27%
82	—WEST CORP	61,963	$1.2B	0.26%
83	—LIBERTY INTERACTIVE CORP	47,773	$1.2B	0.26%
84	CVXCHEVRON CORP NEW	10,962	$1.1B	0.25%
85	ABBVABBVIE INC	17,912	$1.1B	0.24%
86	YORWYORK WTR CO	33,925	$1.1B	0.24%
87	TWITITAN INTL INC ILL	175,355	$1.1B	0.24%
88	WYNEURWYNDHAM WORLDWIDE CORP	15,150	$1.1B	0.23%
89	VMBSVANGUARD SCOTTSDALE FDS	19,525	$1.1B	0.23%
90	—AQUA AMERICA INC	29,368	$1.0B	0.23%
91	TLTISHARES TR	7,485	$1.0B	0.23%
92	WBAWALGREENS BOOTS ALLIANCE INC	12,194	$1.0B	0.22%
93	LQDISHARES TR	8,210	$1.0B	0.22%
94	—ENTERCOM COMMUNICATIONS CORP	73,733	$1.0B	0.22%
95	MBBISHARES TR	8,897	$978.0M	0.21%
96	LOWLOWES COS INC	12,021	$952.0M	0.21%
97	AMGNAMGEN INC	5,775	$879.0M	0.19%
98	AGOASSURED GUARANTY LTD	32,155	$816.0M	0.18%
99	ATVIEURACTIVISION BLIZZARD INC	20,110	$797.0M	0.17%
100	CVSCVS HEALTH CORP	7,898	$756.0M	0.16%

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