D.A. DAVIDSON & CO. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$4.0T
Holdings
2,427
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,427 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1001 | GOODGLADSTONE COMMERCIAL CORP | 9,257 | $172.0M | 0.00% | |
| 1002 | —CALAMP CORP SR NOTE CONV | 185,000 | $171.0M | 0.00% | |
| 1003 | PAASPAN AMERICAN SILVER CORP | 9,731 | $171.0M | 0.00% | |
| 1004 | JECUSDJACOBS ENGINEERING GROUP INC (DEL) | 3,340 | $171.0M | 0.00% | |
| 1005 | TYGEURTORTOISE ENERGY INFRASTRUCTURE CORP (TYG) | 5,590 | $171.0M | 0.00% | |
| 1006 | —ACTINIUM PHARMACEUTICALS INC | 127,000 | $171.0M | 0.00% | |
| 1007 | —ATLAS AIR WORLDWIDE INC SR NOTE CONV | 182,000 | $170.0M | 0.00% | |
| 1008 | CNCCENTENE CORP | 2,575 | $170.0M | 0.00% | |
| 1009 | AMPHAMPHASTAR PHARMACEUTICALS INC DEL | 8,975 | $170.0M | 0.00% | |
| 1010 | FSLRFIRST SOLAR INC | 4,350 | $170.0M | 0.00% | |
| 1011 | NHI 3.25 04/01/21NATL HLTH INVS INC SR NOTE CONV | 150,000 | $170.0M | 0.00% | |
| 1012 | NYCBEURNEW YORK COMM BANCORP INC | 11,995 | $169.0M | 0.00% | |
| 1013 | —NUVEEN ENERGY MLP TOTAL RETURN FD(JMF) | 12,919 | $169.0M | 0.00% | |
| 1014 | SUPNSUPERNUS PHARMACEUTICALS INC | 6,853 | $169.0M | 0.00% | |
| 1015 | VCRVANGUARD CONSUMER DISCRETIONARY (VCR) | 1,339 | $168.0M | 0.00% | |
| 1016 | GLPIGAMING & LEISURE PPTYS INC | 5,047 | $168.0M | 0.00% | |
| 1017 | AKAMAKAMAI TECHNOLOGIES | 3,182 | $167.0M | 0.00% | |
| 1018 | XPOXPO LOGISTICS INC | 4,546 | $166.0M | 0.00% | |
| 1019 | —MTS SYSTEMS | 3,622 | $166.0M | 0.00% | |
| 1020 | FDNFIRST TRUST DOW JONES INTERNET ETF (FDN) | 2,031 | $165.0M | 0.00% | |
| 1021 | —FINISAR CORP SR NOTE CONV | 140,000 | $165.0M | 0.00% | |
| 1022 | ACHOWENS & MINOR INC HOLDING CO | 4,775 | $165.0M | 0.00% | |
| 1023 | FEZSPDR EURO STOXX 50 ETF(FEZ) | 5,050 | $165.0M | 0.00% | |
| 1024 | PTBPOTBELLY CORP | 13,318 | $164.0M | 0.00% | |
| 1025 | —RYDEX S&P SMALLCAP 600 PURE GRWTH ETF(RZG) | 1,850 | $164.0M | 0.00% | |
| 1026 | NMLNEUBERGER BERMAN MLP INCOME FUND INC(NML) | 17,700 | $164.0M | 0.00% | |
| 1027 | NVAXNOVAVAX INC | 78,850 | $164.0M | 0.00% | |
| 1028 | —KAYNE ANDERSON ENERGY DEVELOPMENT (KED) | 8,700 | $164.0M | 0.00% | |
| 1029 | MORNMORNINGSTAR INC | 2,069 | $164.0M | 0.00% | |
| 1030 | XLUUTILITIES SECTOR SPDR FUND (XLU) | 3,334 | $163.0M | 0.00% | |
| 1031 | AWIARMSTRONG WORLD INDUSTRIES(AWI) | 3,942 | $162.0M | 0.00% | |
| 1032 | CRICARTERS INC | 1,878 | $161.0M | 0.00% | |
| 1033 | —UBS AG LONDON BRH CLLB EXCH SECS LKD GOOGLE INC | 150,000 | $161.0M | 0.00% | |
| 1034 | BMRCBANK OF MARIN BANCORP | 3,239 | $161.0M | 0.00% | |
| 1035 | BBNBLACKROCK BUILD AMERICA BOND TRUST(BBN) | 6,742 | $161.0M | 0.00% | |
| 1036 | FLOFLOWERS FOODS INC | 10,659 | $161.0M | 0.00% | |
| 1037 | FWONALIBERTY MEDIA CORP DEL SER C MEDIA GROUP | 5,805 | $161.0M | 0.00% | |
| 1038 | RBCRBC BEARING INC | 2,115 | $161.0M | 0.00% | |
| 1039 | KSUEURKANSAS CITY SOUTHERN | 1,725 | $160.0M | 0.00% | |
| 1040 | IDAIDACORP INC | 2,055 | $160.0M | 0.00% | |
| 1041 | —CAPELLA EDUCATION COMPANY | 2,766 | $159.0M | 0.00% | |
| 1042 | —SYNCHRONOSS TECHS INC SR NOTE CONV | 150,000 | $158.0M | 0.00% | |
| 1043 | UFSDOMTAR CORP | 4,308 | $158.0M | 0.00% | |
| 1044 | AQLTISHARES IBONDS MARCH 2023 ETF(IBCE) | 6,280 | $158.0M | 0.00% | |
| 1045 | IYRISHARES DJ US REAL ESTATE (IYR) | 1,949 | $157.0M | 0.00% | |
| 1046 | MPLXMPLX LTD PRTNESHIP REPSTG LTD PARTNER INT | 4,660 | $157.0M | 0.00% | |
| 1047 | GTYGETTY REALTY CORP | 6,570 | $157.0M | 0.00% | |
| 1048 | CLSCA INCORPORATED | 4,784 | $157.0M | 0.00% | |
| 1049 | MKTXMARKETAXESS HOLDINGS INC | 948 | $156.0M | 0.00% | |
| 1050 | BLDTOPBUILD CORP | 4,717 | $156.0M | 0.00% | |
| 1051 | ILMNILLUMINA INC | 858 | $155.0M | 0.00% | |
| 1052 | AMCAMC ENTERTAINMENT HLDGS INC CL A | 5,000 | $155.0M | 0.00% | |
| 1053 | —COLONY FINL INC SR NOTE CONV | 160,000 | $155.0M | 0.00% | |
| 1054 | NBISYANDEX N.V. (A) | 7,397 | $155.0M | 0.00% | |
| 1055 | —SMART & FINAL STORES INC | 12,088 | $154.0M | 0.00% | |
| 1056 | RGAREINSURANCE GROUP OF AMERICA | 1,426 | $153.0M | 0.00% | |
| 1057 | UISUNISYS CORPORATION NEW | 15,869 | $153.0M | 0.00% | |
| 1058 | CDWCDW CORP | 3,360 | $153.0M | 0.00% | |
| 1059 | BOKFBOK FINANCIAL CORP | 2,229 | $153.0M | 0.00% | |
| 1060 | APDAIR PRODUCTS & CHEMICALS | 1,018 | $152.0M | 0.00% | |
| 1061 | —ANI PHARMS INC SR NOTE | 125,000 | $152.0M | 0.00% | |
| 1062 | —ECHO GLOBAL LOGISTICS INC SR NOTE CONV | 160,000 | $152.0M | 0.00% | |
| 1063 | —WHITEWAVE FOODS CO | 2,808 | $152.0M | 0.00% | |
| 1064 | LECOLINCOLN ELECTRIC HOLDINGS INC | 2,417 | $151.0M | 0.00% | |
| 1065 | NSUSDNUSTAR ENERGY LP | 3,060 | $151.0M | 0.00% | |
| 1066 | —ONEBEACON INSURANCE GROUP LTD | 10,623 | $151.0M | 0.00% | |
| 1067 | SH1USDPROSHARES SHORT S&P 500 NEW ETF(SH) | 3,951 | $150.0M | 0.00% | |
| 1068 | THRTHERMON GROUP HOLDINGS INC | 7,604 | $150.0M | 0.00% | |
| 1069 | HMCHONDA MOTOR CO LTD | 5,316 | $150.0M | 0.00% | |
| 1070 | VTYVERINT SYSTEMS INC | 4,040 | $150.0M | 0.00% | |
| 1071 | UAUNDER ARMOUR INC CL C | 4,422 | $149.0M | 0.00% | |
| 1072 | DNKNDUNKIN' BRANDS | 2,867 | $149.0M | 0.00% | |
| 1073 | —PENN WEST PETEROLEUM LTD | 82,465 | $149.0M | 0.00% | |
| 1074 | HAEHAEMONETICS CORP | 4,079 | $147.0M | 0.00% | |
| 1075 | AXTAAXALTA COATING SYS SYSTEMS LTD | 5,200 | $147.0M | 0.00% | |
| 1076 | —VERINT SYS INC CONV SR NOTE | 156,000 | $147.0M | 0.00% | |
| 1077 | —SILVER SPRING NTWKS INC | 10,387 | $147.0M | 0.00% | |
| 1078 | —ENBRIDGE ENERGY MANAGEMENT LLC | 5,824 | $147.0M | 0.00% | |
| 1079 | —COMMUNICATIONS SALES & LEASING INC | 4,708 | $147.0M | 0.00% | |
| 1080 | NSZNETSCOUT SYSTEMS INC | 5,026 | $147.0M | 0.00% | |
| 1081 | —RESOURCE CAP CORP SR NOTE CONV | 150,000 | $146.0M | 0.00% | |
| 1082 | BECNUSDBEACON ROOFING SUPPLY INC | 3,498 | $146.0M | 0.00% | |
| 1083 | —BROCADE COMMNS SYS INC CONVERTIBLE BOND | 150,000 | $146.0M | 0.00% | |
| 1084 | NEOGNEOGEN CORP | 2,637 | $146.0M | 0.00% | |
| 1085 | BHCVALEANT PHARMACEUTICALS INTL NEW | 5,980 | $146.0M | 0.00% | |
| 1086 | IGRCBRE CLARION GBL REAL EST INC FUND( IGR) | 17,400 | $146.0M | 0.00% | |
| 1087 | LMEURLEGG MASON INC | 4,350 | $145.0M | 0.00% | |
| 1088 | NWLNEWELL RUBBERMAID INC | 2,754 | $145.0M | 0.00% | |
| 1089 | HBC2HSBC HOLDINGS PLC SPONS ADR | 3,909 | $145.0M | 0.00% | |
| 1090 | KMTKENNAMETAL INC | 5,000 | $145.0M | 0.00% | |
| 1091 | —PENNYMAC CORP SR NOTE CONV | 150,000 | $144.0M | 0.00% | |
| 1092 | —WELLS FARGO & CO OPT EXCH SECS CONV LKD INTL PAPER CO | 150,000 | $144.0M | 0.00% | |
| 1093 | —DIVERSIFIED REAL ASSET INCM FD | 8,380 | $144.0M | 0.00% | |
| 1094 | AGXARGAN INC | 2,447 | $144.0M | 0.00% | |
| 1095 | MKSIMKS INSTRUMENTS INC | 2,887 | $143.0M | 0.00% | |
| 1096 | CITCINTAS CORP | 1,278 | $143.0M | 0.00% | |
| 1097 | RGTROYCE GLOBAL VALUE TR INC | 17,425 | $141.0M | 0.00% | |
| 1098 | MSIMOTOROLA SOLUTIONS INC | 1,868 | $141.0M | 0.00% | |
| 1099 | —UMH PROP INC CUMULATIVE REDEEM PFD SER A | 5,500 | $141.0M | 0.00% | |
| 1100 | —FORESTAR GRP INC SR NOTE CONV | 150,000 | $141.0M | 0.00% |