D.A. DAVIDSON & CO. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$4.0T
Holdings
2,427
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (2,427 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1101 | —REDWOOD TRUST INC CONV NOTE | 140,000 | $140.0M | 0.00% | |
| 1102 | —ZELTIQ AESTHETICS INC | 3,592 | $139.0M | 0.00% | |
| 1103 | DHSWISDOMTREE EQUITY INCOME FUND ETF (DHS) | 2,105 | $139.0M | 0.00% | |
| 1104 | TDYTELEDYNE TECHNOLOGIES INC | 1,280 | $138.0M | 0.00% | |
| 1105 | PPLPEMBINA PIPELINE CORP | 4,555 | $138.0M | 0.00% | |
| 1106 | —FRONTIER COMMUNICATIONS CORP | 33,361 | $138.0M | 0.00% | |
| 1107 | —WEST CORP | 6,285 | $138.0M | 0.00% | |
| 1108 | —SYNCHRONOSS TECHNOLOGIES INC | 3,389 | $138.0M | 0.00% | |
| 1109 | OTTROTTER TAIL CORPORATION | 4,000 | $138.0M | 0.00% | |
| 1110 | —AKORN INC | 5,078 | $137.0M | 0.00% | |
| 1111 | PJ4APARK CITY GROUP INC NEW | 11,668 | $137.0M | 0.00% | |
| 1112 | DRIDARDEN RESTAURANTS INC | 2,250 | $137.0M | 0.00% | |
| 1113 | FLIRFLIR SYSTEMS INC | 4,384 | $136.0M | 0.00% | |
| 1114 | MPWRMONOLITHIC POWER SYSTEMS INC | 1,699 | $136.0M | 0.00% | |
| 1115 | NUVNUVEEN MUNI VALUE FUND INC (NUV) | 12,900 | $136.0M | 0.00% | |
| 1116 | —ENVESTNET INC CONV NOTE | 140,000 | $135.0M | 0.00% | |
| 1117 | —BLACKSTONE MTG TR INC SR NOTE CONV | 125,000 | $135.0M | 0.00% | |
| 1118 | CYRXCRYOPORT INC PAR $0.001 | 68,500 | $134.0M | 0.00% | |
| 1119 | 7HPHP INC | 8,686 | $134.0M | 0.00% | |
| 1120 | FDCFIRST DATA CORP NEW CL A | 10,242 | $134.0M | 0.00% | |
| 1121 | ABEVAMBEV S A SPONS ADR | 22,092 | $134.0M | 0.00% | |
| 1122 | POOLPOOL CORP | 1,425 | $134.0M | 0.00% | |
| 1123 | PRIPRIMERICA INC | 2,530 | $134.0M | 0.00% | |
| 1124 | —FIVE PRIME THERAPEUTICS INC | 2,563 | $133.0M | 0.00% | |
| 1125 | —APOLLO COML REAL EST FIN INC SR NOTE CONV | 130,000 | $133.0M | 0.00% | |
| 1126 | TYLTYLER TECHNOLOGIES INC | 780 | $133.0M | 0.00% | |
| 1127 | WHRWHIRLPOOL CORP | 829 | $133.0M | 0.00% | |
| 1128 | TUPTUPPERWARE CORPORATION | 2,033 | $132.0M | 0.00% | |
| 1129 | PWIPOWER INTEGRATIONS INC | 2,122 | $132.0M | 0.00% | |
| 1130 | HN9HANESBRANDS INC | 5,249 | $132.0M | 0.00% | |
| 1131 | —PORTFOLIO RECOVERY ASSOC INC SR NOTE CONV | 150,000 | $132.0M | 0.00% | |
| 1132 | —STERIS PLC USD | 1,812 | $131.0M | 0.00% | |
| 1133 | —LIFELOCK | 7,787 | $131.0M | 0.00% | |
| 1134 | TRITHOMSON CORP | 3,144 | $130.0M | 0.00% | |
| 1135 | FPFFIRST TRUST INTER DURATION PFD & INC FUND | 5,575 | $130.0M | 0.00% | |
| 1136 | WOOFOOT LOCKER INC | 1,940 | $130.0M | 0.00% | |
| 1137 | —VOLT INFORMATION SCI INC | 20,600 | $130.0M | 0.00% | |
| 1138 | IXP*ISHARES S&P GLOBAL TELECOMMUNICATIONS | 2,080 | $128.0M | 0.00% | |
| 1139 | SUISUN COMMUNITIES INC REITS | 1,639 | $128.0M | 0.00% | |
| 1140 | NNNNATIONAL RETAIL PROPERTIES INC | 2,551 | $128.0M | 0.00% | |
| 1141 | IVOOVANGUARD S&P MID CAP 400 INDEX ETF(IVOO) | 1,225 | $128.0M | 0.00% | |
| 1142 | BTOJOHN HANCOCK FINANCIAL OPPS FD (BTO) | 4,600 | $127.0M | 0.00% | |
| 1143 | VTGNUSDVISTAGEN THERAPEUTICS INC NEW | 30,000 | $126.0M | 0.00% | |
| 1144 | SPSBSPDR BARCLAYS CAP SH TERM CORP BD(SCPB) | 4,136 | $126.0M | 0.00% | |
| 1145 | TRGPTARGA RES CORP | 2,556 | $125.0M | 0.00% | |
| 1146 | AG8AGILENT TECHNOLOGIES | 2,682 | $125.0M | 0.00% | |
| 1147 | LLOEWS CORP | 3,071 | $125.0M | 0.00% | |
| 1148 | NAGECHROMADEX CORP NEW | 42,000 | $125.0M | 0.00% | |
| 1149 | HQHTEKLA HEALTHCARE INV SBI(HQH) | 5,250 | $125.0M | 0.00% | |
| 1150 | —MOBILEYE N V AMSTELVEEN | 2,920 | $124.0M | 0.00% | |
| 1151 | ODFLOLD DOMINION FREIGHT LINES INC | 1,825 | $124.0M | 0.00% | |
| 1152 | INGRINGREDION INC | 942 | $124.0M | 0.00% | |
| 1153 | THWTEKLA WORLD HLTHCARE BEN INT SHS(THW) | 8,500 | $124.0M | 0.00% | |
| 1154 | ALLEALLEGION PUBLIC LTD | 1,785 | $123.0M | 0.00% | |
| 1155 | USNAUSANA HEALTH SCIENCES INC | 894 | $123.0M | 0.00% | |
| 1156 | —NEW MOUNTAIN FIN CORP CONVERTIBLE BOND | 120,000 | $122.0M | 0.00% | |
| 1157 | PROPROS HOLDINGS INC | 5,401 | $121.0M | 0.00% | |
| 1158 | HELEHELEN OF TROY LTD | 1,417 | $121.0M | 0.00% | |
| 1159 | WBC1EURWABCO HOLDINGS INC | 1,067 | $121.0M | 0.00% | |
| 1160 | SUBISHARES S&P SHRT TERM NATL AMT FREE (SUB) | 1,150 | $121.0M | 0.00% | |
| 1161 | NVGNUVEEN INSD DIV ADVANTAGE MUN FUND (NVG) | 7,586 | $121.0M | 0.00% | |
| 1162 | TCBITEXAS CAPITAL BANCSHARES | 2,230 | $121.0M | 0.00% | |
| 1163 | —INNERWORKINGS INC | 13,049 | $121.0M | 0.00% | |
| 1164 | SIGISELECTIVE INSURANCE GROUP INC | 3,050 | $121.0M | 0.00% | |
| 1165 | FLEXFLEXTRONICS INTERNATIONAL | 8,888 | $120.0M | 0.00% | |
| 1166 | HASIHANNON ARMSTRONG SUSTAINABLE INFRA CAP | 5,113 | $119.0M | 0.00% | |
| 1167 | VISVANGUARD INDUSTRIALS ETF (VIS) | 1,077 | $119.0M | 0.00% | |
| 1168 | WNCWABASH NATIONAL CORP | 8,392 | $119.0M | 0.00% | |
| 1169 | GLOBGLOBANT S A | 2,853 | $119.0M | 0.00% | |
| 1170 | IFFINTERNATIONAL FLAVORS & FRAGRANCES INC | 841 | $118.0M | 0.00% | |
| 1171 | —RITE AID | 15,320 | $117.0M | 0.00% | |
| 1172 | —FINANCIAL ENGINES INC | 3,984 | $117.0M | 0.00% | |
| 1173 | AIGAMERI INT'L GROUP WARRANTS EXPIRE 1/19/21 | 5,534 | $117.0M | 0.00% | |
| 1174 | SEICSEI INVESTMENTS | 2,601 | $117.0M | 0.00% | |
| 1175 | MSBMESABI TRUST | 12,612 | $116.0M | 0.00% | |
| 1176 | CACCCREDIT ACCEPTANCE CORP | 572 | $115.0M | 0.00% | |
| 1177 | —NUSTAR GP HOLDINGS LLC (NSH) | 4,500 | $115.0M | 0.00% | |
| 1178 | WSMWILLIAMS SONOMA INC | 2,286 | $115.0M | 0.00% | |
| 1179 | CMSCMS ENERGY CORP | 2,731 | $114.0M | 0.00% | |
| 1180 | FW2NBANNER CORPORATION | 2,614 | $114.0M | 0.00% | |
| 1181 | —NOVADAQ TECHNOLOGIES INC | 10,019 | $114.0M | 0.00% | |
| 1182 | EMLPFIRST TRUST NORTH AMERICAN ENERGY INF | 4,536 | $114.0M | 0.00% | |
| 1183 | ATHMAUTOHOME INC SPONS ADR REPSTG CL A | 4,720 | $114.0M | 0.00% | |
| 1184 | CHWCALAMOS GLOBAL DYNAMIC INCOME (CHW) | 15,226 | $114.0M | 0.00% | |
| 1185 | —REPLIGEN CORP SR NOTE CONV BOND | 100,000 | $113.0M | 0.00% | |
| 1186 | PFPTPROOFPOINT INC | 1,527 | $113.0M | 0.00% | |
| 1187 | —SCANA CORP | 1,550 | $112.0M | 0.00% | |
| 1188 | —KATE SPADE & COMPANY | 6,631 | $112.0M | 0.00% | |
| 1189 | WCCWESCO INTERNATIONAL INC | 1,828 | $112.0M | 0.00% | |
| 1190 | CHEFCHEFS WAREHOUSE INC | 10,125 | $112.0M | 0.00% | |
| 1191 | ACCUSDAMERICAN CAMPUS COMMUNITIES | 2,197 | $111.0M | 0.00% | |
| 1192 | ATVIEURACTIVISION BLIZZARD INC | 2,526 | $111.0M | 0.00% | |
| 1193 | FYCFIRST TRUST SMALL CAP GROWTH ETF(FYC) | 3,305 | $111.0M | 0.00% | |
| 1194 | XFEBFIRST TR ENERGY INFRASTRUCTURE FD(FIF) | 5,760 | $110.0M | 0.00% | |
| 1195 | CYBRCYBER ARK SOFTWARE LTD | 2,239 | $110.0M | 0.00% | |
| 1196 | —SYNTEL INC | 2,641 | $110.0M | 0.00% | |
| 1197 | —BROADSOFT INC SR NOTE CONV | 90,000 | $110.0M | 0.00% | |
| 1198 | SIRIEURSIRIUS XM HLDGS INC | 26,418 | $110.0M | 0.00% | |
| 1199 | ROPROPER INDUSTRIES INC | 616 | $110.0M | 0.00% | |
| 1200 | —KNIGHT TRANSPORTATION INC | 3,853 | $110.0M | 0.00% |