GUGGENHEIM CAPITAL LLC Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$13.6B

Holdings

2,083

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (2,083 positions)

#	Stock	Shares	Value	% Portfolio
1001	—PHILLIPS 66 PARTNERS LP	36,388	$2.1M	0.02%
1002	—ELDORADO RESORTS INC	51,611	$2.1M	0.02%
1003	SSYSSTRATASYS LTD	96,196	$2.0M	0.02%
1004	ICPTUSDINTERCEPT PHARMACEUTICALS IN	30,762	$2.0M	0.01%
1005	SSRMSSR MNG INC	140,504	$2.0M	0.01%
1006	MLMMARTIN MARIETTA MATLS INC	7,439	$2.0M	0.01%
1007	CECELANESE CORP DEL	16,651	$2.0M	0.01%
1008	WEAWESTERN ASSET PREMIER BD FD	143,245	$2.0M	0.01%
1009	NWLNEWELL BRANDS INC	108,743	$2.0M	0.01%
1010	ETRNUSDEQUITRANS MIDSTREAM CORPORAT	139,828	$2.0M	0.01%
1011	CGBDTCG BDC INC	141,081	$2.0M	0.01%
1012	RAREULTRAGENYX PHARMACEUTICAL IN	47,468	$2.0M	0.01%
1013	MRVLMARVELL TECHNOLOGY GROUP LTD	80,750	$2.0M	0.01%
1014	JWNUSDNORDSTROM INC	59,850	$2.0M	0.01%
1015	EENI S P A	66,021	$2.0M	0.01%
1016	NAVINAVIENT CORPORATION	156,799	$2.0M	0.01%
1017	—IMMUNOMEDICS INC	150,893	$2.0M	0.01%
1018	WESWESTERN MIDSTREAM PARTNERS L	79,900	$2.0M	0.01%
1019	IEFISHARES TR	17,651	$2.0M	0.01%
1020	WEXWEX INC	9,800	$2.0M	0.01%
1021	NBL2EURNOBLE ENERGY INC	88,070	$2.0M	0.01%
1022	IHYVANECK VECTORS ETF TR	80,568	$2.0M	0.01%
1023	WKCWORLD FUEL SVCS CORP	49,129	$2.0M	0.01%
1024	LIILENNOX INTL INC	8,051	$2.0M	0.01%
1025	NVRNVR INC	525	$2.0M	0.01%
1026	FOXFOX CORP	61,869	$2.0M	0.01%
1027	UCBUNITED CMNTY BKS BLAIRSVLE G	68,780	$1.9M	0.01%
1028	—TERRAFORM PWR INC	106,752	$1.9M	0.01%
1029	RELXRELX PLC	81,953	$1.9M	0.01%
1030	KMTKENNAMETAL INC	63,193	$1.9M	0.01%
1031	MTBM & T BK CORP	12,253	$1.9M	0.01%
1032	KROKRONOS WORLDWIDE INC	156,351	$1.9M	0.01%
1033	—TIVO CORP	252,879	$1.9M	0.01%
1034	PTCTPTC THERAPEUTICS INC	56,950	$1.9M	0.01%
1035	—CNX MIDSTREAM PARTNERS LP	135,704	$1.9M	0.01%
1036	CASYCASEYS GEN STORES INC	11,830	$1.9M	0.01%
1037	DXCDXC TECHNOLOGY CO	64,307	$1.9M	0.01%
1038	DREUSDDUKE REALTY CORP	55,782	$1.9M	0.01%
1039	IMGIAMGOLD CORP	554,953	$1.9M	0.01%
1040	GCI1EURGANNETT CO INC	175,875	$1.9M	0.01%
1041	DFSEURDISCOVER FINL SVCS	23,312	$1.9M	0.01%
1042	VMCVULCAN MATLS CO	12,478	$1.9M	0.01%
1043	TRPTC ENERGY CORP	36,370	$1.9M	0.01%
1044	TRYBARINGS BDC INC	185,009	$1.9M	0.01%
1045	XYLXYLEM INC	23,412	$1.9M	0.01%
1046	URIUNITED RENTALS INC	14,934	$1.9M	0.01%
1047	GMEDGLOBUS MED INC	36,371	$1.9M	0.01%
1048	—SALIENT MIDSTREAM & MLP FD	236,498	$1.9M	0.01%
1049	KRCKILROY RLTY CORP	23,775	$1.9M	0.01%
1050	HIHILLENBRAND INC	59,934	$1.9M	0.01%
1051	VSMEURVERSUM MATLS INC	34,848	$1.8M	0.01%
1052	AVTAVNET INC	41,478	$1.8M	0.01%
1053	VIABVIACOM INC NEW	76,701	$1.8M	0.01%
1054	DEDEERE & CO	10,881	$1.8M	0.01%
1055	CUBECUBESMART	52,603	$1.8M	0.01%
1056	MDPUSDMEREDITH CORP	49,793	$1.8M	0.01%
1057	PGXINVESCO EXCHNG TRADED FD TR	121,437	$1.8M	0.01%
1058	BKFIBNY MELLON MUN INCOME INC	194,447	$1.8M	0.01%
1059	ULUNILEVER PLC	30,104	$1.8M	0.01%
1060	VIV1USDTELEFONICA BRASIL SA	137,356	$1.8M	0.01%
1061	PGFINVESCO EXCHANGE TRADED FD T	95,799	$1.8M	0.01%
1062	PXDEURPIONEER NAT RES CO	14,265	$1.8M	0.01%
1063	AGIALAMOS GOLD INC NEW	305,597	$1.8M	0.01%
1064	—PORTOLA PHARMACEUTICALS INC	65,912	$1.8M	0.01%
1065	MHKMOHAWK INDS INC	14,256	$1.8M	0.01%
1066	JGHNUVEEN GLOBAL HIGH INCOME FD	113,313	$1.8M	0.01%
1067	MYIBLACKROCK MUNIYIELD QLTY FD	129,943	$1.8M	0.01%
1068	KSSKOHLS CORP	35,406	$1.8M	0.01%
1069	CHCOCITY HLDG CO	23,060	$1.8M	0.01%
1070	MAINMAIN STREET CAPITAL CORP	40,623	$1.8M	0.01%
1071	HRTXHERON THERAPEUTICS INC	94,895	$1.8M	0.01%
1072	ACCUSDAMERICAN CAMPUS CMNTYS INC	36,486	$1.8M	0.01%
1073	CEVEATON VANCE CA MUNI INCOME T	130,388	$1.8M	0.01%
1074	SCHLSCHOLASTIC CORP	46,160	$1.7M	0.01%
1075	—SHIP FINANCE INTERNATIONAL L	123,861	$1.7M	0.01%
1076	CDECOEUR MNG INC	361,040	$1.7M	0.01%
1077	—NAVIGANT CONSULTING INC	62,015	$1.7M	0.01%
1078	—BANCO SANTANDER MEXICO S A	274,796	$1.7M	0.01%
1079	WF2WINTRUST FINL CORP	26,725	$1.7M	0.01%
1080	NJRNEW JERSEY RES	37,871	$1.7M	0.01%
1081	AGIOAGIOS PHARMACEUTICALS INC	52,802	$1.7M	0.01%
1082	MMDMAINSTAY MACKAY DEFINDTRM MU	81,351	$1.7M	0.01%
1083	PSECPROSPECT CAPITAL CORPORATION	258,876	$1.7M	0.01%
1084	PHIPLDT INC	77,448	$1.7M	0.01%
1085	NGNOVAGOLD RES INC	280,512	$1.7M	0.01%
1086	MATVSCHWEITZER-MAUDUIT INTL INC	45,389	$1.7M	0.01%
1087	TXTTEXTRON INC	34,709	$1.7M	0.01%
1088	CHRCHURCHILL DOWNS INC	13,629	$1.7M	0.01%
1089	PFGCPERFORMANCE FOOD GROUP CO	36,454	$1.7M	0.01%
1090	—BLACKROCK MUNIC INCM INVST T	119,309	$1.7M	0.01%
1091	—MGM GROWTH PPTYS LLC	55,217	$1.7M	0.01%
1092	—DWS STRATEGIC MUN INCOME TR	139,031	$1.7M	0.01%
1093	RACEFERRARI N V	10,726	$1.7M	0.01%
1094	PTYPIMCO CORPORATE & INCOME OPP	90,373	$1.6M	0.01%
1095	AMEDAMEDISYS INC	12,488	$1.6M	0.01%
1096	TOLTOLL BROTHERS INC	39,804	$1.6M	0.01%
1097	VALEVALE S A	141,857	$1.6M	0.01%
1098	CHRWC H ROBINSON WORLDWIDE INC	19,215	$1.6M	0.01%
1099	UMBFUMB FINL CORP	25,150	$1.6M	0.01%
1100	UFSDOMTAR CORP	45,323	$1.6M	0.01%

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