MAI Capital Management Q1 2020 Filing
Filed April 16, 2020
Portfolio Value
$2.5T
Holdings
524
Report Date
Q1 2020
Filing Type
13F-HR
All Holdings (524 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —UBS E-TRACS Alerian MLP Infras | 597,576 | $4.9B | 0.20% | |
| 102 | WEPMagellan Midstream Ptnrs LP | 125,658 | $4.6B | 0.19% | |
| 103 | —RBC SX5E 8-13-20 15 abs ret bu | 4,637,000 | $4.4B | 0.18% | |
| 104 | VMCVulcan Materials | 39,363 | $4.3B | 0.17% | |
| 105 | VTWGVanguard Russell 1000 ETF | 36,155 | $4.2B | 0.17% | |
| 106 | —BNS MXEF 10-15-21 20 buff | 5,080,000 | $4.2B | 0.17% | |
| 107 | VNQVanguard REIT Viper Index Seri | 60,211 | $4.2B | 0.17% | |
| 108 | NOCNorthrop Grumman Corp | 13,748 | $4.2B | 0.17% | |
| 109 | BPBP Amoco PLC ADR | 169,388 | $4.1B | 0.17% | |
| 110 | —RBC SPX 8-13-20 20 buff | 3,917,000 | $4.1B | 0.17% | |
| 111 | DHRDanaher Corp. | 29,373 | $4.1B | 0.17% | |
| 112 | BLKCHFBlackrock Inc | 9,002 | $4.0B | 0.16% | |
| 113 | —MS SPX 5-13-21 20 buff | 3,905,000 | $3.8B | 0.15% | |
| 114 | KOCoca-Cola Co. | 85,724 | $3.8B | 0.15% | |
| 115 | —JPM SX5E 5-11-20 10 buff | 4,040,000 | $3.8B | 0.15% | |
| 116 | NFLXNetflix Inc. | 9,819 | $3.7B | 0.15% | |
| 117 | DLSWisdomTree Int'l Small Cap Div | 76,182 | $3.7B | 0.15% | |
| 118 | XOMExxon Mobil Corp | 94,481 | $3.6B | 0.15% | Put |
| 119 | —Intercontinental Exchange, Inc | 43,935 | $3.5B | 0.14% | |
| 120 | SBUXStarbucks Corp | 52,738 | $3.5B | 0.14% | Put |
| 121 | VGTVanguard Information Technolog | 16,163 | $3.4B | 0.14% | |
| 122 | —Allergan PLC | 19,129 | $3.4B | 0.14% | |
| 123 | AQLTiShares Select Dividend ETF | 44,316 | $3.3B | 0.13% | |
| 124 | ACNAccenture PLC Cl A | 19,752 | $3.2B | 0.13% | |
| 125 | NOWServiceNow Inc | 11,058 | $3.2B | 0.13% | |
| 126 | PCYOPure Cycle Corp | 284,026 | $3.2B | 0.13% | |
| 127 | —RBC RTY 10-15-21 20 buff | 3,850,000 | $3.1B | 0.13% | |
| 128 | IJSiShares S&P Small Cap 600 Valu | 30,546 | $3.1B | 0.12% | |
| 129 | BRK-BBerkshire Htwy Cla100 Shs 1 Wh | 1,100 | $3.0B | 0.12% | |
| 130 | —MS MXEA 10-15-21 20 buff | 3,390,000 | $2.9B | 0.12% | |
| 131 | DBEFDeutsche X Tracks MSCI EAFE | 105,927 | $2.8B | 0.12% | |
| 132 | IBMInt'l Business Machines Corp. | 25,336 | $2.8B | 0.11% | |
| 133 | IJTiShares S&P Small Cap 600 Grow | 20,347 | $2.8B | 0.11% | |
| 134 | MRKMerck & Co | 34,500 | $2.7B | 0.11% | Put |
| 135 | AXPAmerican Express | 30,270 | $2.6B | 0.11% | |
| 136 | NSRGYNestle SA ADR | 23,849 | $2.5B | 0.10% | |
| 137 | —C SPX 2-7-22 20 buff | 2,715,000 | $2.4B | 0.10% | |
| 138 | ELEstee Lauder | 15,097 | $2.4B | 0.10% | |
| 139 | —JPM SPX 12-23-20 20 buff | 2,355,000 | $2.3B | 0.09% | |
| 140 | VGKVanguard Europe ETF | 53,336 | $2.3B | 0.09% | |
| 141 | CTSHCognizant Technology Solutions | 49,218 | $2.3B | 0.09% | |
| 142 | ETEnergy Transfer LP | 495,489 | $2.3B | 0.09% | |
| 143 | UNPUnion Pacific Corp | 15,726 | $2.2B | 0.09% | |
| 144 | KMBKimberly-Clark | 17,045 | $2.2B | 0.09% | |
| 145 | DOCUDocuSign Inc. | 23,423 | $2.2B | 0.09% | |
| 146 | PANWPalo Alto Networks Inc. | 13,182 | $2.2B | 0.09% | |
| 147 | RMEResMed Inc | 14,580 | $2.1B | 0.09% | |
| 148 | TSLATesla Inc. | 3,869 | $2.0B | 0.08% | Call |
| 149 | PEOExelon Corp. | 54,961 | $2.0B | 0.08% | |
| 150 | ROPRoper Industries | 6,468 | $2.0B | 0.08% | |
| 151 | PYPLPayPal Holdings, Inc | 20,195 | $1.9B | 0.08% | |
| 152 | CDNSCadence Design Systems | 28,840 | $1.9B | 0.08% | Put |
| 153 | —Millicom International Cellula | 70,744 | $1.9B | 0.08% | |
| 154 | XIFRNextera Energy Partners Lp | 44,246 | $1.9B | 0.08% | |
| 155 | TCEHYTencent Holdings Ltd ADR | 38,469 | $1.9B | 0.08% | |
| 156 | —JPM MXEF 6-8-22 20 buff | 2,225,000 | $1.9B | 0.08% | |
| 157 | ADMArcher Daniels Midland Co. | 51,419 | $1.8B | 0.07% | |
| 158 | CRMSalesforce.com | 12,427 | $1.8B | 0.07% | |
| 159 | —GS MID 5-13-21 20 buff | 2,110,000 | $1.8B | 0.07% | |
| 160 | —RBC EEM 6-11-20 15 buff | 2,025,000 | $1.7B | 0.07% | |
| 161 | —Phillips 66 Partners LP Common | 46,466 | $1.7B | 0.07% | |
| 162 | MCXMcCormick & Co | 11,954 | $1.7B | 0.07% | |
| 163 | STESteris Plc | 11,799 | $1.7B | 0.07% | Call |
| 164 | FEZSPDR Euro STOXX 50 ETF | 55,415 | $1.6B | 0.07% | |
| 165 | —GS MID 6-11-20 20 buff | 1,815,000 | $1.6B | 0.07% | |
| 166 | MOAltria Group Inc. | 41,851 | $1.6B | 0.07% | |
| 167 | —MS SPX 6-11-20 20 buff | 1,545,000 | $1.6B | 0.06% | |
| 168 | —MS MXEA 8-15-22 20 buff | 1,975,000 | $1.6B | 0.06% | |
| 169 | LLYLilly, Eli Co | 11,344 | $1.6B | 0.06% | |
| 170 | AKAMAkamai Tech | 17,162 | $1.6B | 0.06% | |
| 171 | LVMUYLVMH ADR | 20,918 | $1.6B | 0.06% | |
| 172 | WYWeyerhauser Corporation | 90,947 | $1.5B | 0.06% | |
| 173 | TXNTexas Instruments | 15,387 | $1.5B | 0.06% | |
| 174 | LHXL3Harris Technologies Inc | 8,496 | $1.5B | 0.06% | |
| 175 | SNPSSynopsys Inc | 11,783 | $1.5B | 0.06% | |
| 176 | —GS MID 12-24-20 20 buff | 1,825,000 | $1.5B | 0.06% | |
| 177 | BIDUNBaidu ADR | 14,938 | $1.5B | 0.06% | |
| 178 | GILDGilead Sciences Inc | 19,826 | $1.5B | 0.06% | |
| 179 | PKBInvesco Dynamic Building and C | 67,219 | $1.5B | 0.06% | |
| 180 | AMEAmetek Inc | 20,344 | $1.5B | 0.06% | |
| 181 | —BNS MXEA 2-7-22 20 buff | 1,635,000 | $1.5B | 0.06% | |
| 182 | IWRiShares Russell Mid Cap Index | 33,867 | $1.5B | 0.06% | |
| 183 | MMM3M Company | 10,643 | $1.5B | 0.06% | |
| 184 | AAXJiShares Tr MSCI AC Asia Ex Jap | 24,142 | $1.4B | 0.06% | |
| 185 | MTDMettler-Toledo International | 2,059 | $1.4B | 0.06% | |
| 186 | VVVanguard Large Cap ETF | 11,927 | $1.4B | 0.06% | |
| 187 | AMGAffiliated Managers | 23,421 | $1.4B | 0.06% | |
| 188 | DEDeere & Co | 9,935 | $1.4B | 0.06% | |
| 189 | PODDInsulet Corp | 8,217 | $1.4B | 0.06% | |
| 190 | BRK-BBerkshire Hathaway | 5 | $1.4B | 0.06% | |
| 191 | —RBC RTY 12-24-20 20 buff | 1,700,000 | $1.4B | 0.06% | |
| 192 | WMBWilliams Companies, Inc. | 95,841 | $1.4B | 0.06% | |
| 193 | 4I1Philip Morris Int'l | 18,383 | $1.3B | 0.05% | |
| 194 | CCICrown Castle International Cor | 9,066 | $1.3B | 0.05% | |
| 195 | SCHMSchwab US Mid-Cap ETF | 30,580 | $1.3B | 0.05% | |
| 196 | MPWRMonolithic Power Systems | 7,653 | $1.3B | 0.05% | |
| 197 | —MS MXEA 6-8-22 20 buff | 1,560,000 | $1.3B | 0.05% | |
| 198 | APDAir Products & Chemicals Inc | 6,307 | $1.3B | 0.05% | |
| 199 | BXBlackstone Group Inc | 27,625 | $1.3B | 0.05% | |
| 200 | CHTRCharter Communications Inc | 2,883 | $1.3B | 0.05% |