MAI Capital Management Q1 2021 Filing
Filed May 10, 2021
Portfolio Value
$4.5T
Holdings
710
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (710 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | BKNGBooking Holdings Inc | 4,644 | $10.8B | 0.24% | |
| 102 | WMTWalmart Inc | 76,648 | $10.4B | 0.23% | |
| 103 | KMIKinder Morgan, Inc. | 602,442 | $10.0B | 0.22% | |
| 104 | SCZiShares MSCI EAFE Small Cap In | 139,186 | $10.0B | 0.22% | |
| 105 | METMetlife Inc. | 163,844 | $10.0B | 0.22% | |
| 106 | GSLCGS Activebeta Large Cap ETF | 122,677 | $9.7B | 0.22% | |
| 107 | VGTVanguard Information Technolog | 26,687 | $9.6B | 0.21% | |
| 108 | —GS SPX 8-11-22 20 buff | 8,465,000 | $9.4B | 0.21% | |
| 109 | WQTMWisdomtree Midcap Dividend | 232,841 | $9.4B | 0.21% | |
| 110 | RSPHInvesco S&P 500 Healthcare | 34,576 | $9.3B | 0.21% | |
| 111 | VTWGVanguard Russell 1000 ETF | 49,697 | $9.2B | 0.21% | |
| 112 | EEMiShares MSCI Emerg Mkts Indx F | 172,223 | $9.2B | 0.21% | |
| 113 | —BNS MID 10-15-21 20 buff | 7,640,000 | $9.2B | 0.21% | |
| 114 | —Farfetch Ltd Class A | 169,720 | $9.0B | 0.20% | |
| 115 | INTCIntel Corp | 134,636 | $8.6B | 0.19% | |
| 116 | EPDEnterprise Products Ptnrs | 387,524 | $8.5B | 0.19% | |
| 117 | TYLTyler Technologies Inc | 18,636 | $7.9B | 0.18% | Put |
| 118 | UPSUnited Parcel Service Inc. | 44,653 | $7.6B | 0.17% | Put |
| 119 | PFEPfizer Inc | 202,202 | $7.3B | 0.16% | |
| 120 | TSLATesla Inc. | 10,226 | $6.8B | 0.15% | Put |
| 121 | IJTiShares S&P Small Cap 600 Grow | 50,140 | $6.4B | 0.14% | |
| 122 | AMJEURJPMorgan Alerian MLP Index | 385,836 | $6.4B | 0.14% | |
| 123 | IJSiShares S&P Small Cap 600 Valu | 62,333 | $6.3B | 0.14% | |
| 124 | CVXChevron Corporation | 59,196 | $6.2B | 0.14% | |
| 125 | IWBiShares Russell 1000 | 27,688 | $6.2B | 0.14% | |
| 126 | FDDFirst Trust Capital Strength E | 87,360 | $6.2B | 0.14% | |
| 127 | —BNS MXEF 10-15-21 20 buff | 4,980,000 | $6.1B | 0.14% | |
| 128 | XLNXEURXilinx Inc | 48,436 | $6.0B | 0.13% | |
| 129 | FDDFirst Trust Enhanced Short Mat | 99,833 | $6.0B | 0.13% | |
| 130 | DHRDanaher Corp. | 26,407 | $5.9B | 0.13% | |
| 131 | —RBC SPX 2-24-23 15 buff | 5,400,000 | $5.9B | 0.13% | |
| 132 | VMCVulcan Materials | 34,413 | $5.8B | 0.13% | |
| 133 | CCICrown Castle International Cor | 33,645 | $5.8B | 0.13% | |
| 134 | DLSWisdomTree Int'l Small Cap Div | 76,060 | $5.5B | 0.12% | |
| 135 | NOWServiceNow Inc | 10,913 | $5.5B | 0.12% | |
| 136 | BABAAlibaba Group Holding Limited | 23,102 | $5.2B | 0.12% | |
| 137 | KOCoca-Cola Co. | 99,144 | $5.2B | 0.12% | |
| 138 | BRK-BBerkshire Htwy Cla100 Shs 1 Wh | 1,300 | $5.0B | 0.11% | |
| 139 | AQLTiShares Select Dividend ETF | 43,656 | $5.0B | 0.11% | |
| 140 | WEPMagellan Midstream Ptnrs LP | 111,367 | $4.8B | 0.11% | |
| 141 | NFLXNetflix Inc. | 9,071 | $4.7B | 0.11% | Call |
| 142 | AXPAmerican Express | 32,693 | $4.6B | 0.10% | |
| 143 | —UBS E-TRACS Alerian MLP Infras | 323,524 | $4.6B | 0.10% | |
| 144 | —RBC RTY 10-15-21 20 buff | 3,730,000 | $4.5B | 0.10% | |
| 145 | —MS SPX 5-13-21 20 buff | 3,525,000 | $4.5B | 0.10% | |
| 146 | —iShares MSCI USA Quality Facto | 33,860 | $4.1B | 0.09% | |
| 147 | BLKCHFBlackrock Inc | 5,368 | $4.0B | 0.09% | |
| 148 | DEDeere & Co | 10,733 | $4.0B | 0.09% | |
| 149 | CDNSCadence Design Systems | 28,984 | $4.0B | 0.09% | Put |
| 150 | EWKiShares MSCI USA Min Volatilit | 57,154 | $4.0B | 0.09% | |
| 151 | —MS MXEA 10-15-21 20 buff | 3,270,000 | $3.9B | 0.09% | |
| 152 | IWPiShares Russell Mid Cap Growth | 37,734 | $3.9B | 0.09% | |
| 153 | VGKVanguard Europe ETF | 60,518 | $3.8B | 0.09% | |
| 154 | XOMExxon Mobil Corp | 66,697 | $3.7B | 0.08% | |
| 155 | TRVCCitigroup | 50,678 | $3.7B | 0.08% | |
| 156 | IBMInt'l Business Machines Corp. | 27,504 | $3.7B | 0.08% | |
| 157 | DOCUDocuSign Inc. | 17,817 | $3.6B | 0.08% | |
| 158 | IWSiShares Russell Mid Cap Value | 32,496 | $3.6B | 0.08% | |
| 159 | —C MXEA 2-23-23 15 buff | 3,255,000 | $3.5B | 0.08% | |
| 160 | —Blackstone Real Estate Income | 283,317 | $3.3B | 0.07% | |
| 161 | DBEFDeutsche X Tracks MSCI EAFE | 88,115 | $3.2B | 0.07% | |
| 162 | VOOVanguard Index Fds S&P 500 | 8,683 | $3.2B | 0.07% | |
| 163 | —C SPX 2-7-22 20 buff | 2,715,000 | $3.2B | 0.07% | |
| 164 | —Digital Turbine Inc | 39,297 | $3.2B | 0.07% | Put |
| 165 | BIDUNBaidu ADR | 14,067 | $3.1B | 0.07% | |
| 166 | AMDAdvanced Micro Devices Inc. | 38,922 | $3.1B | 0.07% | |
| 167 | NVDANvidia Corp. | 5,563 | $3.0B | 0.07% | Put |
| 168 | PANWPalo Alto Networks Inc. | 9,218 | $3.0B | 0.07% | |
| 169 | ADMArcher Daniels Midland Co. | 51,852 | $3.0B | 0.07% | |
| 170 | AAXJiShares Tr MSCI AC Asia Ex Jap | 30,712 | $2.8B | 0.06% | |
| 171 | FVDFirst Tr Value Line Dividend I | 74,336 | $2.8B | 0.06% | |
| 172 | LVMUYLVMH ADR | 20,909 | $2.8B | 0.06% | |
| 173 | NSRGYNestle SA ADR | 24,773 | $2.8B | 0.06% | |
| 174 | FRELFidelity MSCI Real Estate ETF | 100,090 | $2.8B | 0.06% | |
| 175 | PHParker-Hannifin | 8,691 | $2.7B | 0.06% | |
| 176 | —Millicom International Cellula | 70,744 | $2.7B | 0.06% | |
| 177 | ETEnergy Transfer LP | 353,183 | $2.7B | 0.06% | |
| 178 | AWMSkyworks Solutions Inc. | 14,735 | $2.7B | 0.06% | Put |
| 179 | XIFRNextera Energy Partners Lp | 36,535 | $2.7B | 0.06% | |
| 180 | —JPM MXEF 6-8-22 20 buff | 2,225,000 | $2.6B | 0.06% | |
| 181 | —Intercontinental Exchange, Inc | 23,551 | $2.6B | 0.06% | |
| 182 | XLKSPDR Technology Index | 19,599 | $2.6B | 0.06% | |
| 183 | TCEHYTencent Holdings Ltd ADR | 32,032 | $2.6B | 0.06% | |
| 184 | AMEAmetek Inc | 20,004 | $2.6B | 0.06% | |
| 185 | PKBInvesco Dynamic Building and C | 51,848 | $2.5B | 0.06% | |
| 186 | MMM3M Company | 13,143 | $2.5B | 0.06% | |
| 187 | KMBKimberly-Clark | 17,875 | $2.5B | 0.06% | |
| 188 | BXBlackstone Group Inc | 32,173 | $2.4B | 0.05% | |
| 189 | SHOPShopify Inc | 2,162 | $2.4B | 0.05% | |
| 190 | —GS MID 5-13-21 20 buff | 1,850,000 | $2.4B | 0.05% | |
| 191 | ROPRoper Industries | 5,844 | $2.4B | 0.05% | |
| 192 | VUGVanguard Growth ETF | 9,089 | $2.3B | 0.05% | |
| 193 | MARMarriott Intl Inc | 15,765 | $2.3B | 0.05% | Put |
| 194 | VVVanguard Large Cap ETF | 12,508 | $2.3B | 0.05% | |
| 195 | WFCWells Fargo & Company | 57,653 | $2.3B | 0.05% | |
| 196 | CRMSalesforce.com | 10,603 | $2.2B | 0.05% | |
| 197 | MRKMerck & Co | 29,000 | $2.2B | 0.05% | Put |
| 198 | WSMWilliams-Sonoma | 12,475 | $2.2B | 0.05% | |
| 199 | ITOTIShares Core S&P Total US Stoc | 24,272 | $2.2B | 0.05% | |
| 200 | —Teladoc Health Inc | 12,060 | $2.2B | 0.05% | Put |