MAI Capital Management Q3 2019 Filing
Filed October 29, 2019
Portfolio Value
$2.2T
Holdings
517
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (517 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | WYWeyerhauser Corporation | 189,790 | $5.3B | 0.23% | |
| 102 | ABBVAbbVie Inc. | 68,917 | $5.2B | 0.23% | Put |
| 103 | —RBC SX5E Abs Ret due 8/13/20 | 4,662,000 | $5.2B | 0.23% | |
| 104 | —JPM SX5E due 5/11/20 | 4,090,000 | $5.0B | 0.22% | |
| 105 | —BNS EM due 10/15/21 | 5,080,000 | $4.9B | 0.22% | |
| 106 | AVGOBroadcom Inc | 17,211 | $4.8B | 0.21% | |
| 107 | DLSWisdomTree Int'l Small Cap Div | 73,759 | $4.7B | 0.21% | |
| 108 | WESWestern Midstream Partners LP | 188,172 | $4.7B | 0.21% | |
| 109 | —RBC SPX due 8/13/20 | 3,917,000 | $4.5B | 0.20% | |
| 110 | GELGenesis Energy LP | 205,832 | $4.4B | 0.20% | |
| 111 | MDTMedtronic Plc | 40,272 | $4.4B | 0.19% | |
| 112 | IJSiShares S&P Small Cap 600 Valu | 29,088 | $4.4B | 0.19% | |
| 113 | NOCNorthrop Grumman Corp | 11,569 | $4.3B | 0.19% | |
| 114 | —GS SX5E Nt due 3/31/20 | 4,006,000 | $4.2B | 0.19% | |
| 115 | —MS SPX due 5/13/21 | 3,905,000 | $4.2B | 0.19% | |
| 116 | AQLTiShares Select Dividend ETF | 41,189 | $4.2B | 0.19% | |
| 117 | —EQM Midstream Partners LP | 125,171 | $4.1B | 0.18% | |
| 118 | DHRDanaher Corp. | 28,215 | $4.1B | 0.18% | |
| 119 | MPLXMPLX LP | 145,061 | $4.1B | 0.18% | |
| 120 | —Intercontinental Exchange, Inc | 42,812 | $4.0B | 0.18% | |
| 121 | BLKCHFBlackrock Inc | 8,745 | $3.9B | 0.17% | |
| 122 | —RBC RTY due 10/15/21 | 3,850,000 | $3.8B | 0.17% | |
| 123 | NWLNewell Rubbermaid Company | 192,654 | $3.6B | 0.16% | |
| 124 | —Tallgrass Energy LP Class A | 172,376 | $3.5B | 0.15% | |
| 125 | VGKVanguard Europe ETF | 64,347 | $3.5B | 0.15% | |
| 126 | —MS EAFE due 10/15/21 | 3,390,000 | $3.4B | 0.15% | |
| 127 | PFEPfizer Inc | 93,094 | $3.3B | 0.15% | Put |
| 128 | —Phillips 66 Partners LP Common | 58,550 | $3.3B | 0.15% | |
| 129 | BMYBristol-Myers Squibb | 62,487 | $3.2B | 0.14% | |
| 130 | —Allergan PLC | 18,658 | $3.1B | 0.14% | |
| 131 | ACNAccenture PLC Cl A | 15,705 | $3.0B | 0.13% | |
| 132 | FEZSPDR Euro STOXX 50 ETF | 79,683 | $3.0B | 0.13% | |
| 133 | ELEstee Lauder | 14,182 | $2.8B | 0.13% | |
| 134 | —Citi SPX Due 2/7/22 | 2,775,000 | $2.8B | 0.12% | |
| 135 | MCDMcDonalds Corp | 12,845 | $2.8B | 0.12% | |
| 136 | NFLXNetflix Inc. | 10,301 | $2.8B | 0.12% | Put |
| 137 | WMBWilliams Companies, Inc. | 112,898 | $2.7B | 0.12% | |
| 138 | XIFRNextera Energy Partners Lp | 50,903 | $2.7B | 0.12% | |
| 139 | AMAntero Midstream Corp | 356,583 | $2.6B | 0.12% | |
| 140 | —JPM SPX Nt due 12/23/20 | 2,355,000 | $2.6B | 0.12% | |
| 141 | SLBSchlumberger Limited | 75,448 | $2.6B | 0.11% | |
| 142 | VGTVanguard Information Technolog | 11,908 | $2.6B | 0.11% | |
| 143 | IJTiShares S&P Small Cap 600 Grow | 14,332 | $2.6B | 0.11% | |
| 144 | PEOExelon Corp. | 52,897 | $2.6B | 0.11% | |
| 145 | AMJEURJPMorgan Alerian MLP Index | 109,400 | $2.5B | 0.11% | |
| 146 | PODDInsulet Corp | 15,239 | $2.5B | 0.11% | |
| 147 | UNPUnion Pacific Corp | 14,997 | $2.4B | 0.11% | |
| 148 | WMTWalmart Inc | 20,455 | $2.4B | 0.11% | |
| 149 | JPMEJP Morgan Diversified Ret Intl | 44,851 | $2.4B | 0.11% | |
| 150 | SCHMSchwab US Mid-Cap ETF | 40,952 | $2.3B | 0.10% | |
| 151 | ROPRoper Industries | 6,437 | $2.3B | 0.10% | |
| 152 | —GS MID due 5/13/21 | 2,150,000 | $2.2B | 0.10% | |
| 153 | MOAltria Group Inc. | 53,454 | $2.2B | 0.10% | |
| 154 | RMEResMed Inc | 15,900 | $2.1B | 0.10% | |
| 155 | LVLNSPDR S&P Bank ETF | 49,480 | $2.1B | 0.10% | |
| 156 | PGRProgressive Corp | 27,251 | $2.1B | 0.09% | |
| 157 | ADMArcher Daniels Midland Co. | 51,190 | $2.1B | 0.09% | |
| 158 | NOWServiceNow Inc | 8,263 | $2.1B | 0.09% | Put |
| 159 | IRIngersoll-Rand | 16,583 | $2.0B | 0.09% | Put |
| 160 | SCHASchwab US Small-Cap ETF | 27,876 | $1.9B | 0.09% | |
| 161 | —RBC EEM due 6/11/20 | 2,025,000 | $1.9B | 0.09% | |
| 162 | —GS MID due 6/11/20 | 1,825,000 | $1.9B | 0.09% | |
| 163 | CTSHCognizant Technology Solutions | 31,844 | $1.9B | 0.09% | |
| 164 | AMEAmetek Inc | 20,812 | $1.9B | 0.09% | |
| 165 | ITBiShares US Home Construction | 42,950 | $1.9B | 0.08% | |
| 166 | TXNTexas Instruments | 14,327 | $1.9B | 0.08% | |
| 167 | —GS MID Nt due 12/24/20 | 1,825,000 | $1.8B | 0.08% | |
| 168 | SBUXStarbucks Corp | 20,516 | $1.8B | 0.08% | |
| 169 | IWSiShares Russell Mid Cap Value | 19,807 | $1.8B | 0.08% | |
| 170 | —MS SPX due 6/11/20 | 1,565,000 | $1.8B | 0.08% | |
| 171 | USBUS Bancorp | 31,076 | $1.7B | 0.08% | |
| 172 | —GS EEM Nt due 11/26/19 | 1,665,000 | $1.7B | 0.08% | |
| 173 | SNPSSynopsys Inc | 12,392 | $1.7B | 0.08% | |
| 174 | YUMYum! Brands Inc. | 14,978 | $1.7B | 0.08% | |
| 175 | —BNS EAFE due 2/7/22 | 1,675,000 | $1.7B | 0.08% | |
| 176 | CITCintas Inc. | 6,272 | $1.7B | 0.07% | |
| 177 | IBMInt'l Business Machines Corp. | 11,538 | $1.7B | 0.07% | |
| 178 | DEDeere & Co | 9,891 | $1.7B | 0.07% | |
| 179 | CINFCincinnati Financial Corporati | 14,175 | $1.7B | 0.07% | |
| 180 | EOGEOG Resources | 22,127 | $1.6B | 0.07% | |
| 181 | —RBC RTY Nt due 12/24/20 | 1,700,000 | $1.6B | 0.07% | |
| 182 | BIDUNBaidu ADR | 15,880 | $1.6B | 0.07% | |
| 183 | GILDGilead Sciences Inc | 24,981 | $1.6B | 0.07% | |
| 184 | STESteris Plc | 10,885 | $1.6B | 0.07% | |
| 185 | OXYOccidental Petroleum | 35,213 | $1.6B | 0.07% | |
| 186 | —GS EFA Nt due 11/26/19 | 1,545,000 | $1.6B | 0.07% | |
| 187 | NSRGYNestle SA ADR | 14,357 | $1.6B | 0.07% | |
| 188 | TTCToro Co | 21,183 | $1.6B | 0.07% | |
| 189 | 4I1Philip Morris Int'l | 19,885 | $1.5B | 0.07% | |
| 190 | MTDMettler-Toledo International | 2,097 | $1.5B | 0.07% | |
| 191 | TRVTravelers Companies Inc | 9,905 | $1.5B | 0.07% | |
| 192 | AAXJiShares Tr MSCI AC Asia Ex Jap | 22,035 | $1.5B | 0.07% | |
| 193 | DOCUDocuSign Inc. | 23,423 | $1.4B | 0.06% | |
| 194 | MMM3M Company | 8,714 | $1.4B | 0.06% | |
| 195 | LHXL3Harris Technologies Inc | 6,853 | $1.4B | 0.06% | |
| 196 | IWRiShares Russell Mid Cap Index | 25,521 | $1.4B | 0.06% | |
| 197 | PYPLPayPal Holdings, Inc | 13,745 | $1.4B | 0.06% | |
| 198 | KEYSKeysight Technologies | 14,505 | $1.4B | 0.06% | |
| 199 | CELGCelgene Corp. | 13,897 | $1.4B | 0.06% | |
| 200 | APDAir Products & Chemicals Inc | 6,129 | $1.4B | 0.06% |