MAI Capital Management Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$6.7B
Holdings
1,073
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (1,073 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —MS SPX 4-24-25 | 3,685,000 | $4.4B | 65.75% | |
| 202 | —GS SPX due 8-14-24 15 buff | 4,475,000 | $4.3B | 64.27% | |
| 203 | TJXTJX Companies Inc | 47,962 | $4.3B | 63.38% | |
| 204 | VNQVanguard REIT Viper Index Seri | 56,253 | $4.3B | 63.29% | |
| 205 | BRK-BBerkshire Hathaway | 8 | $4.3B | 63.22% | |
| 206 | ADMArcher Daniels Midland Co. | 56,044 | $4.2B | 62.85% | |
| 207 | IBMInt'l Business Machines Corp. | 30,098 | $4.2B | 62.79% | |
| 208 | —Dimensional Emerging Core Equi | 179,216 | $4.0B | 60.14% | |
| 209 | MOAltria Group Inc. | 95,347 | $4.0B | 59.62% | |
| 210 | TTWOTake Two Interactive | 28,563 | $4.0B | 59.62% | |
| 211 | CATCaterpillar Inc | 14,562 | $4.0B | 59.11% | |
| 212 | CBOECBO Global Mkts Inc | 25,165 | $3.9B | 58.46% | |
| 213 | SCHASchwab US Small-Cap ETF | 94,892 | $3.9B | 58.44% | |
| 214 | —Innovator S&P 500 Power Buffer | 130,897 | $3.9B | 57.46% | |
| 215 | PHParker Hannifin Corp | 9,865 | $3.8B | 57.13% | |
| 216 | MPCMarathon Petroleum Corp | 25,353 | $3.8B | 57.05% | |
| 217 | MDTMedtronic Plc | 48,297 | $3.8B | 56.27% | |
| 218 | —RBC MXEA due 08/28/2025 | 3,695,000 | $3.7B | 55.01% | |
| 219 | XLFSPDR Financial Index | 111,330 | $3.7B | 54.90% | |
| 220 | TA T & T Corp New | 239,138 | $3.6B | 53.40% | |
| 221 | —RBC SPX due 11/24/2025 | 3,515,000 | $3.6B | 53.02% | |
| 222 | —UBS MID due 4-25-24 15 buff | 3,685,000 | $3.5B | 52.27% | |
| 223 | 8CWCROWN CASTLE INC | 37,844 | $3.5B | 51.78% | |
| 224 | FICOFair Isaac and Co. | 3,999 | $3.5B | 51.65% | |
| 225 | BABAAlibaba Group Holding Limited | 40,006 | $3.5B | 51.60% | |
| 226 | —BMO SPX due 02/02/2026 | 3,640,000 | $3.4B | 50.78% | |
| 227 | ROPRoper Industries | 7,034 | $3.4B | 50.65% | |
| 228 | WFCWells Fargo & Company | 80,608 | $3.3B | 48.97% | |
| 229 | TMOTHERMO FISHER CORP | 6,372 | $3.2B | 47.96% | |
| 230 | XLYSPDR Consumer Discret Select S | 19,996 | $3.2B | 47.87% | |
| 231 | SCHFSchwab International Equity | 94,648 | $3.2B | 47.80% | |
| 232 | ADPAutomatic Data Processing | 13,159 | $3.2B | 47.07% | |
| 233 | —Trevi Therapeutics | 1,451,400 | $3.2B | 47.05% | |
| 234 | —Innovator S&P 500 Power Buffer | 93,061 | $3.1B | 46.34% | |
| 235 | VGKVanguard Europe ETF | 53,505 | $3.1B | 46.09% | |
| 236 | GEGENERAL ELEC CO REG SHS | 27,118 | $3.0B | 44.57% | |
| 237 | ILMNIllumina Inc. | 21,725 | $3.0B | 44.35% | |
| 238 | PLDPROLOGIS INC | 26,541 | $3.0B | 44.29% | |
| 239 | GWXSPDR S&P Int'l Small Cap Fd | 101,383 | $3.0B | 43.93% | |
| 240 | AAXJiShares Tr MSCI AC Asia Ex Jap | 46,470 | $3.0B | 43.87% | |
| 241 | —Innovator S&P 500 Power Buffer | 94,195 | $2.9B | 43.85% | |
| 242 | VXUSVanguard Total Int'l Stock Ind | 54,786 | $2.9B | 43.60% | |
| 243 | JEPIJPMorgan Equity Premium Income | 54,654 | $2.9B | 43.53% | |
| 244 | —Dimensional US Core Equity 2 E | 110,411 | $2.9B | 43.01% | |
| 245 | —GS SPX due 12-20-23 15 Buff | 2,760,000 | $2.9B | 42.47% | |
| 246 | NOCNorthrop Grumman Corp | 6,487 | $2.9B | 42.46% | |
| 247 | NVONovo-Nordisk ADR | 30,819 | $2.8B | 41.67% | |
| 248 | SLBSchlumberger Limited | 47,262 | $2.8B | 40.97% | |
| 249 | METMetlife Inc. | 43,774 | $2.8B | 40.94% | |
| 250 | —TD RTY due 4-25-24 15 buff | 3,135,000 | $2.8B | 40.90% | |
| 251 | INTUIntuit | 5,355 | $2.7B | 40.69% | |
| 252 | FVDFirst Tr Value Line Dividend I | 73,080 | $2.7B | 40.63% | |
| 253 | GILDGilead Sciences Inc | 36,391 | $2.7B | 40.55% | |
| 254 | PSXPhillips 66 | 22,203 | $2.7B | 39.66% | Put |
| 255 | CNCCentene | 38,130 | $2.6B | 39.05% | |
| 256 | TYLTyler Technologies Inc | 6,706 | $2.6B | 38.50% | Put |
| 257 | MGKVanguard Mega Cap Growth | 11,404 | $2.6B | 38.47% | |
| 258 | ITWIllinois Tool Works | 11,142 | $2.6B | 38.16% | |
| 259 | TTTrane Technologies PLC | 12,631 | $2.6B | 38.11% | |
| 260 | DBEFDeutsche X Tracks MSCI EAFE | 73,164 | $2.6B | 37.97% | |
| 261 | MGVVanguard Mega Cap Value Index | 24,986 | $2.5B | 37.67% | |
| 262 | VYMVanguard High Dividend Yield E | 24,406 | $2.5B | 37.49% | |
| 263 | LRCXEURLam Research Corp | 3,994 | $2.5B | 37.22% | |
| 264 | NSRGYNestle SA ADR | 21,871 | $2.5B | 36.88% | |
| 265 | YUMYum! Brands Inc. | 19,831 | $2.5B | 36.84% | |
| 266 | TRVTravelers Companies Inc | 14,911 | $2.4B | 36.21% | |
| 267 | —C MXEA due 12-20-23 15 buff | 2,555,000 | $2.4B | 36.06% | |
| 268 | OZKBank OZK | 65,168 | $2.4B | 35.91% | |
| 269 | —Goldman Sachs 24m SPX Market L | 2,250,000 | $2.4B | 35.88% | |
| 270 | —ETF Managers Trust | 46,315 | $2.4B | 35.53% | |
| 271 | NVSNNovartis AG ADR | 23,411 | $2.4B | 35.45% | |
| 272 | ANETEURArista Networks, Inc. | 12,919 | $2.4B | 35.33% | |
| 273 | —TD RTY due 12-3-24 15 abs ret | 2,297,000 | $2.3B | 34.28% | |
| 274 | —MS MXEA due 8-14-24 15 buff | 2,500,000 | $2.3B | 34.26% | |
| 275 | BLDRBuilders First Source Inc | 18,503 | $2.3B | 34.25% | |
| 276 | —UBS E-TRACS Alerian MLP Infras | 108,320 | $2.3B | 34.22% | |
| 277 | EFAViShares MSCI EAF Min Vol | 34,829 | $2.3B | 33.77% | |
| 278 | AMEAmetek Inc | 15,325 | $2.3B | 33.67% | |
| 279 | —iShares MSCI US Momentum Fctr | 16,205 | $2.3B | 33.65% | |
| 280 | DELLDell Technologies C | 32,766 | $2.3B | 33.56% | |
| 281 | AIGAmerican International Group | 37,133 | $2.3B | 33.46% | |
| 282 | CICigna Group | 7,857 | $2.2B | 33.42% | |
| 283 | —JPM MXEF 2-21-25 15 buff | 2,125,000 | $2.2B | 33.39% | |
| 284 | MMM3M Company | 23,923 | $2.2B | 33.30% | |
| 285 | PUBGYPublicis Group SA ADR | 116,419 | $2.2B | 32.66% | |
| 286 | QQQMInvesco NASDAQ 100 ETF | 14,494 | $2.1B | 31.76% | |
| 287 | CMICummins Inc | 9,281 | $2.1B | 31.53% | |
| 288 | ELVElevance Health Inc | 4,822 | $2.1B | 31.21% | |
| 289 | SCHBSchwab US Broad ETF | 42,049 | $2.1B | 31.17% | |
| 290 | TRVCCitigroup Inc | 50,832 | $2.1B | 31.08% | |
| 291 | TRGPTarga Resources Prtns Com St | 23,851 | $2.0B | 30.40% | |
| 292 | DOWDow Inc | 39,640 | $2.0B | 30.38% | |
| 293 | KMIKinder Morgan, Inc. | 123,091 | $2.0B | 30.34% | |
| 294 | —iShares Exponential Technologi | 38,831 | $2.0B | 30.14% | |
| 295 | —Innovator US Equity Power Buff | 61,069 | $2.0B | 30.01% | |
| 296 | LINLinde PLC | 5,397 | $2.0B | 29.88% | |
| 297 | —C MXEA 12-18-24 15 buff | 1,835,000 | $2.0B | 29.67% | |
| 298 | —GS MXEA due 4-25-24 15 buff | 2,120,000 | $2.0B | 29.42% | |
| 299 | —Innovator S&P 500 Power Bffr E | 64,247 | $2.0B | 29.24% | |
| 300 | DONSPDR Dow Jones Indl Avg ETF Se | 5,816 | $1.9B | 28.97% |