MAI Capital Management Q4 2019 Filing
Filed February 3, 2020
Portfolio Value
$3.1T
Holdings
585
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (585 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | PFEPfizer Inc | 153,514 | $6.0B | 0.19% | |
| 102 | AVGOBroadcom Inc | 18,745 | $5.9B | 0.19% | |
| 103 | TYLTyler Technologies Inc | 19,510 | $5.9B | 0.19% | Put |
| 104 | BMYBristol-Myers Squibb | 89,999 | $5.8B | 0.19% | |
| 105 | WYWeyerhauser Corporation | 189,652 | $5.7B | 0.19% | |
| 106 | VMCVulcan Materials | 39,497 | $5.7B | 0.18% | |
| 107 | VNQVanguard REIT Viper Index Seri | 60,615 | $5.6B | 0.18% | |
| 108 | —RBC SX5E 8-13-20 15 abs ret bu | 4,662,000 | $5.5B | 0.18% | |
| 109 | —JPM SX5E 5-11-20 10 buff | 4,040,000 | $5.3B | 0.17% | |
| 110 | —BNS MXEF 10-15-21 20 buff | 5,080,000 | $5.3B | 0.17% | |
| 111 | DDDuPont de Nemours Inc | 82,041 | $5.3B | 0.17% | |
| 112 | MDTMedtronic Plc | 46,197 | $5.2B | 0.17% | |
| 113 | DLSWisdomTree Int'l Small Cap Div | 73,573 | $5.2B | 0.17% | |
| 114 | IJSiShares S&P Small Cap 600 Valu | 31,122 | $5.0B | 0.16% | |
| 115 | WMTWalmart Inc | 42,024 | $5.0B | 0.16% | |
| 116 | KOCoca-Cola Co. | 85,211 | $4.7B | 0.15% | |
| 117 | TRGPTarga Resources Prtns Com St | 115,163 | $4.7B | 0.15% | |
| 118 | —RBC SPX 8-13-20 20 buff | 3,917,000 | $4.7B | 0.15% | |
| 119 | MCDMcDonalds Corp | 22,765 | $4.5B | 0.15% | |
| 120 | DHRDanaher Corp. | 29,237 | $4.5B | 0.15% | |
| 121 | —GS SX5E 3-31-20 15 buff | 4,006,000 | $4.5B | 0.15% | |
| 122 | —MS SPX 5-13-21 20 buff | 3,905,000 | $4.5B | 0.14% | |
| 123 | PKBInvesco Dynamic Building and C | 132,613 | $4.4B | 0.14% | |
| 124 | AQLTiShares Select Dividend ETF | 41,154 | $4.3B | 0.14% | |
| 125 | BLKCHFBlackrock Inc | 8,546 | $4.3B | 0.14% | |
| 126 | NOCNorthrop Grumman Corp | 12,337 | $4.2B | 0.14% | |
| 127 | —RBC RTY 10-15-21 20 buff | 3,850,000 | $4.1B | 0.13% | |
| 128 | ACNAccenture PLC Cl A | 19,084 | $4.0B | 0.13% | |
| 129 | —Intercontinental Exchange, Inc | 42,207 | $3.9B | 0.13% | |
| 130 | AXPAmerican Express | 30,901 | $3.8B | 0.12% | |
| 131 | BRK-BBerkshire Htwy Cla100 Shs 1 Wh | 1,100 | $3.7B | 0.12% | |
| 132 | NWLNewell Rubbermaid Company | 191,642 | $3.7B | 0.12% | |
| 133 | —MS MXEA 10-15-21 20 buff | 3,390,000 | $3.6B | 0.12% | |
| 134 | PCYOPure Cycle Corp | 284,026 | $3.6B | 0.12% | |
| 135 | VGKVanguard Europe ETF | 60,547 | $3.5B | 0.11% | |
| 136 | IBMInt'l Business Machines Corp. | 26,152 | $3.5B | 0.11% | |
| 137 | —Allergan PLC | 18,267 | $3.5B | 0.11% | |
| 138 | —Millicom International Cellula | 70,744 | $3.4B | 0.11% | |
| 139 | NFLXNetflix Inc. | 10,172 | $3.3B | 0.11% | Put |
| 140 | GELGenesis Energy LP | 158,543 | $3.2B | 0.11% | |
| 141 | FEZSPDR Euro STOXX 50 ETF | 78,936 | $3.2B | 0.10% | |
| 142 | PANWPalo Alto Networks Inc. | 13,867 | $3.2B | 0.10% | |
| 143 | —Phillips 66 Partners LP Common | 52,011 | $3.2B | 0.10% | |
| 144 | MRKMerck & Co | 34,500 | $3.1B | 0.10% | Put |
| 145 | VGTVanguard Information Technolog | 12,536 | $3.1B | 0.10% | |
| 146 | ELEstee Lauder | 14,258 | $2.9B | 0.10% | |
| 147 | IJTiShares S&P Small Cap 600 Grow | 14,994 | $2.9B | 0.09% | |
| 148 | —C SPX 2-7-22 20 buff | 2,775,000 | $2.9B | 0.09% | |
| 149 | —JPM SPX 12-23-20 20 buff | 2,355,000 | $2.7B | 0.09% | |
| 150 | UNPUnion Pacific Corp | 15,134 | $2.7B | 0.09% | |
| 151 | SLBSchlumberger Limited | 66,076 | $2.7B | 0.09% | |
| 152 | JPMEJP Morgan Diversified Ret Intl | 46,356 | $2.6B | 0.09% | |
| 153 | NSRGYNestle SA ADR | 23,971 | $2.6B | 0.08% | |
| 154 | —EQM Midstream Partners LP | 86,731 | $2.6B | 0.08% | |
| 155 | ADMArcher Daniels Midland Co. | 53,065 | $2.5B | 0.08% | |
| 156 | XIFRNextera Energy Partners Lp | 46,549 | $2.5B | 0.08% | |
| 157 | PEOExelon Corp. | 53,544 | $2.4B | 0.08% | |
| 158 | MOAltria Group Inc. | 48,478 | $2.4B | 0.08% | |
| 159 | KMBKimberly-Clark | 17,500 | $2.4B | 0.08% | |
| 160 | LVLNSPDR S&P Bank ETF | 49,452 | $2.3B | 0.08% | |
| 161 | —GS MID 5-13-21 20 buff | 2,110,000 | $2.3B | 0.08% | |
| 162 | WESWestern Midstream Partners LP | 118,328 | $2.3B | 0.08% | |
| 163 | CTSHCognizant Technology Solutions | 37,524 | $2.3B | 0.08% | |
| 164 | SCHMSchwab US Mid-Cap ETF | 38,495 | $2.3B | 0.08% | |
| 165 | —JPM MXEF 6-8-22 20 buff | 2,225,000 | $2.3B | 0.07% | |
| 166 | MPLXMPLX LP | 89,056 | $2.3B | 0.07% | |
| 167 | ROPRoper Industries | 6,393 | $2.3B | 0.07% | |
| 168 | IRIngersoll-Rand | 16,588 | $2.2B | 0.07% | Put |
| 169 | —Tallgrass Energy LP Class A | 98,190 | $2.2B | 0.07% | |
| 170 | WMBWilliams Companies, Inc. | 91,230 | $2.2B | 0.07% | |
| 171 | RMEResMed Inc | 13,705 | $2.1B | 0.07% | |
| 172 | PYPLPayPal Holdings, Inc | 19,584 | $2.1B | 0.07% | |
| 173 | MCXMcCormick & Co | 12,469 | $2.1B | 0.07% | |
| 174 | MSBMesabi Trust | 88,600 | $2.1B | 0.07% | |
| 175 | —RBC EEM 6-11-20 15 buff | 2,025,000 | $2.1B | 0.07% | |
| 176 | —GS MID 6-11-20 20 buff | 1,825,000 | $2.0B | 0.07% | |
| 177 | AMEAmetek Inc | 20,334 | $2.0B | 0.07% | |
| 178 | SCHASchwab US Small-Cap ETF | 26,681 | $2.0B | 0.07% | |
| 179 | AMGAffiliated Managers | 23,407 | $2.0B | 0.06% | |
| 180 | CRMSalesforce.com | 12,095 | $2.0B | 0.06% | |
| 181 | —GS MID 12-24-20 20 buff | 1,825,000 | $2.0B | 0.06% | |
| 182 | LVMUYLVMH ADR | 20,989 | $2.0B | 0.06% | |
| 183 | PGRProgressive Corp | 26,900 | $1.9B | 0.06% | |
| 184 | BIDUNBaidu ADR | 15,260 | $1.9B | 0.06% | |
| 185 | IWSiShares Russell Mid Cap Value | 19,870 | $1.9B | 0.06% | |
| 186 | TXNTexas Instruments | 14,601 | $1.9B | 0.06% | |
| 187 | USBUS Bancorp | 31,274 | $1.9B | 0.06% | |
| 188 | NOWServiceNow Inc | 6,547 | $1.8B | 0.06% | |
| 189 | TCEHYTencent Holdings Ltd ADR | 38,396 | $1.8B | 0.06% | |
| 190 | —MS SPX 6-11-20 20 buff | 1,565,000 | $1.8B | 0.06% | |
| 191 | AITApplied Industrial Technologie | 27,450 | $1.8B | 0.06% | |
| 192 | MARMarriott Intl Inc | 12,024 | $1.8B | 0.06% | Put |
| 193 | SBUXStarbucks Corp | 20,636 | $1.8B | 0.06% | |
| 194 | AMJEURJPMorgan Alerian MLP Index | 82,832 | $1.8B | 0.06% | |
| 195 | EOGEOG Resources | 21,407 | $1.8B | 0.06% | |
| 196 | —BNS MXEA 2-7-22 20 buff | 1,660,000 | $1.8B | 0.06% | |
| 197 | —RBC RTY 12-24-20 20 buff | 1,700,000 | $1.8B | 0.06% | |
| 198 | ITBiShares US Home Construction | 39,200 | $1.7B | 0.06% | |
| 199 | DOCUDocuSign Inc. | 23,423 | $1.7B | 0.06% | |
| 200 | MMM3M Company | 9,806 | $1.7B | 0.06% |