MAI Capital Management Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$4.0T
Holdings
654
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (654 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | DYHTarget | 50,613 | $8.9B | 0.22% | |
| 102 | EEMiShares MSCI Emerg Mkts Indx F | 171,395 | $8.9B | 0.22% | |
| 103 | —BNS MID 10-15-21 20 buff | 7,640,000 | $8.8B | 0.22% | |
| 104 | VGTVanguard Information Technolog | 23,845 | $8.4B | 0.21% | |
| 105 | WQTMWisdomtree Midcap Dividend | 238,538 | $8.3B | 0.21% | |
| 106 | DPZDomino's Pizza Inc | 21,592 | $8.3B | 0.21% | |
| 107 | SCZiShares MSCI EAFE Small Cap In | 117,147 | $8.0B | 0.20% | |
| 108 | KMIKinder Morgan, Inc. | 584,948 | $8.0B | 0.20% | |
| 109 | VTWGVanguard Russell 1000 ETF | 44,496 | $7.8B | 0.19% | |
| 110 | INTCIntel Corp | 153,628 | $7.7B | 0.19% | |
| 111 | UPSUnited Parcel Service Inc. | 45,416 | $7.6B | 0.19% | Put |
| 112 | METMetlife Inc. | 161,354 | $7.6B | 0.19% | |
| 113 | XLNXEURXilinx Inc | 51,756 | $7.3B | 0.18% | |
| 114 | EPDEnterprise Products Ptnrs | 363,291 | $7.1B | 0.18% | |
| 115 | PFEPfizer Inc | 184,762 | $6.8B | 0.17% | |
| 116 | FDDFirst Trust Enhanced Short Mat | 104,194 | $6.3B | 0.16% | |
| 117 | DHRDanaher Corp. | 27,791 | $6.2B | 0.15% | |
| 118 | NFLXNetflix Inc. | 11,154 | $6.0B | 0.15% | Put |
| 119 | FDDFirst Trust Capital Strength E | 88,840 | $6.0B | 0.15% | |
| 120 | —BNS MXEF 10-15-21 20 buff | 4,980,000 | $5.9B | 0.15% | |
| 121 | AEPAmerican Electric Power | 70,985 | $5.9B | 0.15% | |
| 122 | VMCVulcan Materials | 39,387 | $5.8B | 0.15% | |
| 123 | —RBC SPX 2-24-23 15 buff | 5,500,000 | $5.8B | 0.15% | |
| 124 | CVSCVS Health Corp. | 83,543 | $5.7B | 0.14% | |
| 125 | IJTiShares S&P Small Cap 600 Grow | 49,919 | $5.7B | 0.14% | |
| 126 | KOCoca-Cola Co. | 103,328 | $5.7B | 0.14% | |
| 127 | CCICrown Castle International Cor | 32,873 | $5.2B | 0.13% | |
| 128 | DLSWisdomTree Int'l Small Cap Div | 76,125 | $5.2B | 0.13% | |
| 129 | AMJEURJPMorgan Alerian MLP Index | 363,847 | $5.1B | 0.13% | |
| 130 | NVDANvidia Corp. | 9,482 | $5.0B | 0.12% | Put |
| 131 | IJSiShares S&P Small Cap 600 Valu | 60,630 | $4.9B | 0.12% | |
| 132 | BABAAlibaba Group Holding Limited | 19,392 | $4.5B | 0.11% | |
| 133 | —Global X US Infrastructure Dev | 208,069 | $4.4B | 0.11% | |
| 134 | —MS SPX 5-13-21 20 buff | 3,525,000 | $4.4B | 0.11% | |
| 135 | BLKCHFBlackrock Inc | 6,058 | $4.4B | 0.11% | |
| 136 | —Intercontinental Exchange, Inc | 37,719 | $4.3B | 0.11% | |
| 137 | —RBC RTY 10-15-21 20 buff | 3,750,000 | $4.3B | 0.11% | |
| 138 | NOWServiceNow Inc | 7,825 | $4.3B | 0.11% | Put |
| 139 | DOCUDocuSign Inc. | 19,215 | $4.3B | 0.11% | |
| 140 | AQLTiShares Select Dividend ETF | 44,282 | $4.3B | 0.11% | |
| 141 | CVXChevron Corporation | 49,769 | $4.2B | 0.11% | |
| 142 | BRK-BBerkshire Htwy Cla100 Shs 1 Wh | 1,200 | $4.2B | 0.10% | |
| 143 | WEPMagellan Midstream Ptnrs LP | 94,494 | $4.0B | 0.10% | |
| 144 | EWKiShares MSCI USA Min Volatilit | 58,615 | $4.0B | 0.10% | |
| 145 | CDNSCadence Design Systems | 28,972 | $4.0B | 0.10% | Put |
| 146 | —UBS E-TRACS Alerian MLP Infras | 331,965 | $3.9B | 0.10% | |
| 147 | TXNTexas Instruments | 23,867 | $3.9B | 0.10% | |
| 148 | —iShares MSCI USA Quality Facto | 33,512 | $3.9B | 0.10% | |
| 149 | —MS MXEA 10-15-21 20 buff | 3,290,000 | $3.8B | 0.10% | |
| 150 | AXPAmerican Express | 30,994 | $3.7B | 0.09% | |
| 151 | IBMInt'l Business Machines Corp. | 29,060 | $3.7B | 0.09% | |
| 152 | VGKVanguard Europe ETF | 60,420 | $3.6B | 0.09% | |
| 153 | IWPiShares Russell Mid Cap Growth | 33,476 | $3.4B | 0.09% | |
| 154 | —C MXEA 2-23-23 15 buff | 3,255,000 | $3.4B | 0.09% | |
| 155 | TRVCCitigroup | 54,674 | $3.4B | 0.08% | Call |
| 156 | AMDAdvanced Micro Devices Inc. | 36,726 | $3.4B | 0.08% | |
| 157 | —C SPX 2-7-22 20 buff | 2,715,000 | $3.1B | 0.08% | |
| 158 | BIDUNBaidu ADR | 14,142 | $3.1B | 0.08% | |
| 159 | DBEFDeutsche X Tracks MSCI EAFE | 90,806 | $3.1B | 0.08% | |
| 160 | IWSiShares Russell Mid Cap Value | 30,456 | $3.0B | 0.07% | |
| 161 | ELEstee Lauder | 10,990 | $2.9B | 0.07% | |
| 162 | NSRGYNestle SA ADR | 24,730 | $2.9B | 0.07% | |
| 163 | DEDeere & Co | 10,588 | $2.8B | 0.07% | |
| 164 | —Millicom International Cellula | 70,744 | $2.8B | 0.07% | |
| 165 | ETEnergy Transfer LP | 449,569 | $2.8B | 0.07% | Call |
| 166 | TCEHYTencent Holdings Ltd ADR | 38,494 | $2.8B | 0.07% | |
| 167 | XOMExxon Mobil Corp | 66,948 | $2.8B | 0.07% | |
| 168 | VOOVanguard Index Fds S&p 500 | 7,889 | $2.7B | 0.07% | |
| 169 | FVDFirst Tr Value Line Dividend I | 77,256 | $2.7B | 0.07% | |
| 170 | AAXJiShares Tr MSCI AC Asia Ex Jap | 30,114 | $2.7B | 0.07% | |
| 171 | PANWPalo Alto Networks Inc. | 7,557 | $2.7B | 0.07% | |
| 172 | FEZSPDR Euro STOXX 50 ETF | 63,242 | $2.6B | 0.07% | Put |
| 173 | ADMArcher Daniels Midland Co. | 52,098 | $2.6B | 0.07% | |
| 174 | LVMUYLVMH ADR | 20,909 | $2.6B | 0.07% | |
| 175 | ROPRoper Industries | 6,035 | $2.6B | 0.07% | |
| 176 | —JPM MXEF 6-8-22 20 buff | 2,225,000 | $2.6B | 0.06% | |
| 177 | XIFRNextera Energy Partners Lp | 38,317 | $2.6B | 0.06% | |
| 178 | KMBKimberly-Clark | 18,847 | $2.5B | 0.06% | |
| 179 | AMEAmetek Inc | 20,209 | $2.4B | 0.06% | |
| 180 | SHOPShopify Inc | 2,142 | $2.4B | 0.06% | |
| 181 | CRMSalesforce.com | 10,845 | $2.4B | 0.06% | |
| 182 | RMEResMed Inc | 11,117 | $2.4B | 0.06% | |
| 183 | XLKSPDR Technology Index | 17,834 | $2.3B | 0.06% | |
| 184 | IWBiShares Russell 1000 | 10,822 | $2.3B | 0.06% | |
| 185 | MMM3M Company | 12,916 | $2.3B | 0.06% | |
| 186 | MARMarriott Intl Inc | 17,112 | $2.3B | 0.06% | Put |
| 187 | —GS MID 5-13-21 20 buff | 1,850,000 | $2.3B | 0.06% | |
| 188 | TRGPTarga Resources Prtns Com St | 84,842 | $2.2B | 0.06% | |
| 189 | CMECME Group Inc | 12,205 | $2.2B | 0.06% | |
| 190 | PKBInvesco Dynamic Building and C | 52,954 | $2.2B | 0.05% | |
| 191 | SCHASchwab US Small-Cap ETF | 24,320 | $2.2B | 0.05% | |
| 192 | VVVanguard Large Cap ETF | 12,198 | $2.1B | 0.05% | |
| 193 | VXUSVanguard Total Int'l Stock Ind | 34,190 | $2.1B | 0.05% | |
| 194 | —MS MXEA 8-15-22 20 buff | 1,935,000 | $2.1B | 0.05% | |
| 195 | —MS SPX 4-12-22 15 buff | 1,660,000 | $2.0B | 0.05% | |
| 196 | CTSHCognizant Technology Solutions | 24,579 | $2.0B | 0.05% | |
| 197 | NOCNorthrop Grumman Corp | 6,560 | $2.0B | 0.05% | |
| 198 | INTUIntuit | 5,100 | $1.9B | 0.05% | |
| 199 | FRELFidelity MSCI Real Estate ETF | 74,605 | $1.9B | 0.05% | |
| 200 | YUMYum! Brands Inc. | 17,418 | $1.9B | 0.05% |