Nantahala Capital Management, LLC Q1 2022 Filing
Filed May 13, 2022
Portfolio Value
$2.3T
Holdings
115
Report Date
Q1 2022
Filing Type
13F-HR
All Holdings (115 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 3,068,029 | $629.8B | 27.86% | Put |
| 2 | ESTAESTABLISHMENT LABS HLDGS INC | 2,149,201 | $144.8B | 6.41% | |
| 3 | TNLTRAVEL PLUS LEISURE CO | 1,786,564 | $103.5B | 4.58% | Call |
| 4 | IMAIMAX CORP | 4,859,731 | $92.0B | 4.07% | Call |
| 5 | CDXSCODEXIS INC | 3,383,049 | $69.8B | 3.09% | |
| 6 | LNWOSCIENTIFIC GAMES CORP | 1,144,613 | $67.2B | 2.98% | |
| 7 | QUREUNIQURE NV | 3,701,459 | $66.9B | 2.96% | Call |
| 8 | MLKNMILLERKNOLL INC | 1,623,135 | $56.1B | 2.48% | |
| 9 | TAUSDTRAVELCENTERS OF AMERICA INC | 1,272,570 | $54.7B | 2.42% | |
| 10 | CASHMETA FINL GROUP INC | 869,993 | $47.8B | 2.11% | |
| 11 | SNDXSYNDAX PHARMACEUTICALS INC | 2,692,303 | $46.8B | 2.07% | |
| 12 | KROSKEROS THERAPEUTICS INC | 858,730 | $46.7B | 2.07% | Call |
| 13 | GDENGOLDEN ENTMT INC | 690,606 | $40.1B | 1.77% | |
| 14 | PTONPELOTON INTERACTIVE INC | 1,478,930 | $39.1B | 1.73% | Call |
| 15 | LXFRLUXFER HOLDINGS PLC | 2,232,389 | $37.5B | 1.66% | |
| 16 | RDVTRED VIOLET INC | 1,261,251 | $35.9B | 1.59% | |
| 17 | AMPHAMPHASTAR PHARMACEUTICALS IN | 1,000,000 | $35.9B | 1.59% | Put |
| 18 | DXPEDXP ENTERPRISES INC | 1,189,179 | $32.2B | 1.43% | |
| 19 | RMRRMR GROUP INC | 961,851 | $29.9B | 1.32% | |
| 20 | IMXIINTERNATIONAL MNY EXPRESS IN | 1,425,985 | $29.4B | 1.30% | |
| 21 | PAYAUSDPAYA HOLDINGS INC | 4,410,073 | $25.8B | 1.14% | Call |
| 22 | IMTXIMMATICS N.V | 2,944,659 | $23.5B | 1.04% | |
| 23 | DHXDHI GROUP INC | 3,847,769 | $22.9B | 1.01% | |
| 24 | —APOLLO ENDOSURGERY INC | 3,724,899 | $22.5B | 1.00% | |
| 25 | XBISPDR SER TR | 250,000 | $22.5B | 0.99% | Put |
| 26 | ALTGALTA EQUIPMENT GROUP INC | 1,806,607 | $22.3B | 0.99% | |
| 27 | AUTLAUTOLUS THERAPEUTICS PLC | 4,346,327 | $18.1B | 0.80% | |
| 28 | SYKSTRYKER CORPORATION | 67,700 | $18.1B | 0.80% | Put |
| 29 | SMLRSEMLER SCIENTIFIC INC | 356,875 | $17.7B | 0.78% | |
| 30 | ATGEADTALEM GLOBAL ED INC | 500,000 | $14.9B | 0.66% | Put |
| 31 | —BBQ HLDGS INC | 951,559 | $14.4B | 0.64% | |
| 32 | RDIREADING INTL INC | 3,226,656 | $13.8B | 0.61% | |
| 33 | DRIDARDEN RESTAURANTS INC | 100,000 | $13.3B | 0.59% | Put |
| 34 | —FORTRESS BIOTECH INC | 8,842,525 | $12.0B | 0.53% | |
| 35 | CUECUE BIOPHARMA INC | 2,244,359 | $11.0B | 0.48% | |
| 36 | DRIOEURDARIOHEALTH CORP | 1,716,007 | $10.0B | 0.44% | |
| 37 | —APTOSE BIOSCIENCES INC | 7,322,189 | $10.0B | 0.44% | |
| 38 | —FINTECH ACQUISITION CORP VI | 999,992 | $9.8B | 0.43% | |
| 39 | —INSU ACQUISITION CORP III | 995,173 | $9.8B | 0.43% | |
| 40 | —FINTECH ACQUISITION CORP V | 958,137 | $9.5B | 0.42% | |
| 41 | HCAHCA HEALTHCARE INC | 35,600 | $8.9B | 0.39% | |
| 42 | —AMRYT PHARMA PLC | 1,071,536 | $8.9B | 0.39% | |
| 43 | TSHATAYSHA GENE THERAPIES INC | 1,333,947 | $8.7B | 0.38% | |
| 44 | —ARYA SCIENCES ACQUISITN CORP | 865,633 | $8.4B | 0.37% | |
| 45 | —SHIFT TECHNOLOGIES INC | 3,730,912 | $8.2B | 0.36% | |
| 46 | HLFHERBALIFE NUTRITION LTD | 267,700 | $8.1B | 0.36% | Call |
| 47 | —FTAC HERA ACQUISITION CORP | 800,001 | $7.8B | 0.35% | |
| 48 | SRLSCULLY ROYALTY LTD | 772,437 | $7.6B | 0.34% | |
| 49 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 3,200,593 | $7.4B | 0.33% | |
| 50 | MAXMEDIAALPHA INC | 437,494 | $7.2B | 0.32% | |
| 51 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 5,785,000 | $7.0B | 0.31% | |
| 52 | SSKNSTRATA SKIN SCIENCES INC | 4,575,812 | $6.7B | 0.30% | |
| 53 | AURAAURA BIOSCIENCES INC | 301,990 | $6.6B | 0.29% | |
| 54 | VMDVIEMED HEALTHCARE INC | 1,293,812 | $6.4B | 0.29% | |
| 55 | —AKUMIN INC | 5,578,992 | $6.2B | 0.27% | |
| 56 | —CURIS INC | 2,478,265 | $5.9B | 0.26% | |
| 57 | CBAYUSDCYMABAY THERAPEUTICS INC | 1,893,997 | $5.9B | 0.26% | |
| 58 | RILYB. RILEY FINANCIAL INC | 78,508 | $5.5B | 0.24% | |
| 59 | ONTFON24 INC | 384,088 | $5.1B | 0.22% | |
| 60 | —AVALO THERAPEUTICS INC | 6,849,547 | $4.8B | 0.21% | |
| 61 | PWPPERELLA WEINBERG PARTNERS | 502,676 | $4.8B | 0.21% | |
| 62 | —CIDARA THERAPEUTICS INC | 4,954,882 | $4.1B | 0.18% | |
| 63 | VRMUSDVROOM INC | 1,500,000 | $4.0B | 0.18% | Call |
| 64 | NPCENEUROPACE INC | 485,303 | $4.0B | 0.18% | |
| 65 | NAUTNAUTILUS BIOTECHNOLOGY INC | 893,561 | $3.9B | 0.17% | |
| 66 | KURAKURA ONCOLOGY INC | 240,900 | $3.9B | 0.17% | Call |
| 67 | WWAYFAIR INC | 34,688 | $3.8B | 0.17% | |
| 68 | —HELIOGEN INC | 643,599 | $3.4B | 0.15% | |
| 69 | MACKEURMERRIMACK PHARMACEUTICALS IN | 516,817 | $3.3B | 0.14% | |
| 70 | —ARYA SCIENCES ACQU CORP IV | 325,848 | $3.2B | 0.14% | |
| 71 | SPRYSILVERBACK THERAPEUTICS INC | 913,597 | $3.2B | 0.14% | |
| 72 | —B RILEY PRINCIPAL 150 MERGER | 301,786 | $3.0B | 0.13% | |
| 73 | STIMNEURONETICS INC | 880,155 | $2.7B | 0.12% | |
| 74 | IMV1EURIMV INC | 1,866,491 | $2.6B | 0.12% | |
| 75 | —ANGION BIOMEDICA CORP | 1,173,162 | $2.5B | 0.11% | |
| 76 | —IMAC HLDGS INC | 2,241,113 | $2.3B | 0.10% | |
| 77 | —ACER THERAPEUTICS INC | 777,820 | $2.3B | 0.10% | |
| 78 | ZVOIZOVIO INC | 2,613,763 | $2.1B | 0.09% | |
| 79 | HYPRHYPERFINE INC | 596,480 | $2.1B | 0.09% | |
| 80 | —SOLENO THERAPEUTICS INC | 9,436,512 | $2.1B | 0.09% | |
| 81 | IDWMIDW MEDIA HLDGS INC | 1,118,406 | $2.0B | 0.09% | |
| 82 | FFAIFARADAY FUTRE INTLGT ELCTR I | 350,000 | $1.7B | 0.08% | |
| 83 | IMTXIMMATICS N.V | 1,035,613 | $1.7B | 0.08% | |
| 84 | PAYOPAYONEER GLOBAL INC | 385,366 | $1.7B | 0.08% | |
| 85 | WVEWAVE LIFE SCIENCES LTD | 819,101 | $1.6B | 0.07% | |
| 86 | —5 01 ACQUISITION CORP | 162,430 | $1.6B | 0.07% | |
| 87 | GYRECATALYST BIOSCIENCES INC | 2,420,789 | $1.6B | 0.07% | |
| 88 | —LAVA THERAPEUTICS NV | 334,164 | $1.5B | 0.07% | |
| 89 | —METROMILE INC | 1,043,514 | $1.4B | 0.06% | |
| 90 | ALECALECTOR INC | 94,779 | $1.4B | 0.06% | |
| 91 | XGNEXAGEN INC | 159,253 | $1.3B | 0.06% | |
| 92 | INABEURIN8BIO INC | 352,753 | $1.2B | 0.05% | |
| 93 | LUCDLUCID DIAGNOSTICS INC | 315,414 | $1.1B | 0.05% | |
| 94 | —WEJO GROUP LIMITED | 214,966 | $857.0M | 0.04% | |
| 95 | UNCYUNICYCIVE THERAPEUTICS INC | 640,633 | $826.0M | 0.04% | |
| 96 | —PERELLA WEINBERG PARTNERS | 409,128 | $822.0M | 0.04% | |
| 97 | TNGXTANGO THERAPEUTICS INC | 98,794 | $749.0M | 0.03% | |
| 98 | AKBAAKEBIA THERAPEUTICS INC | 965,800 | $693.0M | 0.03% | Call |
| 99 | CGTXCOGNITION THERAPEUTICS INC | 196,402 | $540.0M | 0.02% | |
| 100 | TACTTRANSACT TECHNOLOGIES INC | 71,335 | $504.0M | 0.02% |
Page 1 of 2Next