Nantahala Capital Management, LLC Q2 2021 Filing
Filed August 16, 2021
Portfolio Value
$3.5T
Holdings
116
Report Date
Q2 2021
Filing Type
13F-HR
All Holdings (116 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,000,000 | $458.7B | 13.03% | Put |
| 2 | WWAYFAIR INC | 1,304,000 | $411.7B | 11.70% | Call |
| 3 | TLTISHARES TR | 1,200,000 | $173.2B | 4.92% | Put |
| 4 | ESTAESTABLISHMENT LABS HLDGS INC | 1,927,264 | $168.3B | 4.78% | |
| 5 | LNWOSCIENTIFIC GAMES CORP | 1,796,928 | $139.2B | 3.95% | Call |
| 6 | QUREUNIQURE NV | 3,868,666 | $119.2B | 3.39% | Call |
| 7 | IWOISHARES TR | 300,000 | $93.5B | 2.66% | Put |
| 8 | MLKNMILLER HERMAN INC | 1,866,266 | $88.0B | 2.50% | Call |
| 9 | CDXSCODEXIS INC | 3,861,232 | $87.5B | 2.49% | |
| 10 | —QAD INC | 926,756 | $80.6B | 2.29% | |
| 11 | —VONAGE HLDGS CORP | 5,517,140 | $79.5B | 2.26% | Call |
| 12 | CVNACARVANA CO | 203,700 | $61.5B | 1.75% | Call |
| 13 | IMAIMAX CORP | 2,791,490 | $60.0B | 1.71% | Call |
| 14 | THCTENET HEALTHCARE CORP | 875,900 | $58.7B | 1.67% | Call |
| 15 | CASHMETA FINL GROUP INC | 1,073,936 | $54.4B | 1.54% | |
| 16 | XBISPDR SER TR | 400,000 | $54.2B | 1.54% | Put |
| 17 | TNLTRAVEL PLUS LEISURE CO | 830,092 | $49.3B | 1.40% | |
| 18 | LXFRLUXFER HOLDINGS PLC | 2,093,024 | $46.6B | 1.32% | |
| 19 | SNDXSYNDAX PHARMACEUTICALS INC | 2,593,337 | $44.5B | 1.27% | |
| 20 | —SHIFT TECHNOLOGIES INC | 5,001,932 | $42.9B | 1.22% | |
| 21 | DXPEDXP ENTERPRISES INC | 1,279,183 | $42.6B | 1.21% | |
| 22 | TDOCTELADOC HEALTH INC | 240,000 | $39.9B | 1.13% | Put |
| 23 | SPRYSILVERBACK THERAPEUTICS INC | 1,266,266 | $39.1B | 1.11% | |
| 24 | TAUSDTRAVELCENTERS OF AMERICA INC | 1,290,898 | $37.7B | 1.07% | |
| 25 | GDENGOLDEN ENTMT INC | 726,027 | $32.5B | 0.92% | |
| 26 | CUECUE BIOPHARMA INC | 2,677,666 | $31.2B | 0.89% | |
| 27 | IMTXIMMATICS N.V | 2,544,622 | $29.5B | 0.84% | |
| 28 | ALTGALTA EQUIPMENT GROUP INC | 2,054,289 | $27.3B | 0.78% | |
| 29 | —FORTRESS BIOTECH INC | 7,529,169 | $26.9B | 0.76% | |
| 30 | IMXIINTERNATIONAL MNY EXPRESS IN | 1,722,240 | $25.6B | 0.73% | |
| 31 | RMRRMR GROUP INC | 660,984 | $25.5B | 0.73% | |
| 32 | KROSKEROS THERAPEUTICS INC | 598,880 | $25.4B | 0.72% | |
| 33 | —APTOSE BIOSCIENCES INC | 7,541,497 | $25.0B | 0.71% | |
| 34 | —METROMILE INC | 2,732,851 | $25.0B | 0.71% | |
| 35 | PTONPELOTON INTERACTIVE INC | 200,000 | $24.8B | 0.70% | Call |
| 36 | RDVTRED VIOLET INC | 1,000,000 | $23.5B | 0.67% | |
| 37 | DRIOEURDARIOHEALTH CORP | 1,063,515 | $22.7B | 0.65% | |
| 38 | —CERECOR INC | 6,325,677 | $20.7B | 0.59% | |
| 39 | BKEBUCKLE INC | 400,000 | $19.9B | 0.57% | Call |
| 40 | AKBAAKEBIA THERAPEUTICS INC | 5,170,063 | $19.6B | 0.56% | |
| 41 | —AKUMIN INC | 6,220,740 | $19.6B | 0.56% | |
| 42 | PWPPERELLA WEINBERG PARTNERS | 1,510,996 | $19.4B | 0.55% | |
| 43 | —BBQ HLDGS INC | 1,000,000 | $19.0B | 0.54% | |
| 44 | —APOLLO ENDOSURGERY INC | 2,317,491 | $18.8B | 0.53% | |
| 45 | PAYOPAYONEER GLOBAL INC | 1,808,889 | $18.8B | 0.53% | |
| 46 | IPOAGBPVIRGIN GALACTIC HOLDINGS INC | 400,000 | $18.4B | 0.52% | Call |
| 47 | —CURIS INC | 2,083,536 | $16.8B | 0.48% | |
| 48 | PAYAUSDPAYA HOLDINGS INC | 1,494,116 | $16.5B | 0.47% | |
| 49 | RDIREADING INTL INC | 2,316,739 | $16.1B | 0.46% | |
| 50 | HLFHERBALIFE NUTRITION LTD | 278,000 | $14.7B | 0.42% | Call |
| 51 | —FALCON MINERALS CORP | 2,626,748 | $13.3B | 0.38% | |
| 52 | —FINTECH ACQUISITION CORP V | 1,000,000 | $13.1B | 0.37% | |
| 53 | DHXDHI GROUP INC | 3,778,900 | $12.8B | 0.36% | |
| 54 | EXASEXACT SCIENCES CORP | 100,000 | $12.4B | 0.35% | Put |
| 55 | VMDVIEMED HEALTHCARE INC | 1,700,596 | $12.2B | 0.35% | |
| 56 | NAUTNAUTILUS BIOTECHNOLOGY INC | 1,190,810 | $12.0B | 0.34% | |
| 57 | WVEWAVE LIFE SCIENCES LTD | 1,794,232 | $11.9B | 0.34% | |
| 58 | AUTLAUTOLUS THERAPEUTICS PLC | 1,793,500 | $11.9B | 0.34% | |
| 59 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 1,677,036 | $11.7B | 0.33% | |
| 60 | LINCLINCOLN EDL SVCS CORP | 1,458,208 | $11.3B | 0.32% | |
| 61 | —SOLENO THERAPEUTICS INC | 9,765,129 | $11.1B | 0.32% | |
| 62 | GYRECATALYST BIOSCIENCES INC | 2,531,360 | $11.0B | 0.31% | |
| 63 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 6,000,000 | $10.9B | 0.31% | |
| 64 | HOMEAT HOME GROUP INC | 285,000 | $10.5B | 0.30% | |
| 65 | —FTAC ATHENA ACQUISITION CORP | 1,000,000 | $10.2B | 0.29% | |
| 66 | —FINTECH ACQUISITION CORP VI | 1,000,000 | $10.1B | 0.29% | |
| 67 | —FTAC PARNASSUS ACQUISITN COR | 1,000,000 | $10.1B | 0.29% | |
| 68 | —INSU ACQUISITION CORP III | 1,000,000 | $10.1B | 0.29% | |
| 69 | —FTAC HERA ACQUISITION CORP | 1,000,000 | $10.0B | 0.29% | |
| 70 | —SOARING EAGLE ACQUISITION CO | 979,358 | $9.8B | 0.28% | |
| 71 | SRLSCULLY ROYALTY LTD | 779,349 | $9.5B | 0.27% | |
| 72 | PRTY1EURPARTY CITY HOLDCO INC | 1,000,000 | $9.3B | 0.27% | Call |
| 73 | TSHATAYSHA GENE THERAPIES INC | 432,072 | $9.2B | 0.26% | |
| 74 | ZVOIZOVIO INC | 3,141,286 | $8.1B | 0.23% | |
| 75 | CUCAAVIS BUDGET GROUP | 103,100 | $8.0B | 0.23% | |
| 76 | HCAHCA HEALTHCARE INC | 35,600 | $7.4B | 0.21% | |
| 77 | ACADACADIA PHARMACEUTICALS INC | 300,000 | $7.3B | 0.21% | Call |
| 78 | RILYB. RILEY FINANCIAL INC | 94,858 | $7.2B | 0.20% | |
| 79 | SSKNSTRATA SKIN SCIENCES INC | 4,583,908 | $7.2B | 0.20% | |
| 80 | —ZOGENIX INC | 386,696 | $6.7B | 0.19% | |
| 81 | —HARPOON THERAPEUTICS INC | 443,247 | $6.1B | 0.17% | |
| 82 | —DOVER MOTORSPORTS INC | 2,597,086 | $5.8B | 0.17% | |
| 83 | XGNEXAGEN INC | 367,936 | $5.5B | 0.16% | |
| 84 | RGSUSDREGIS CORP MINN | 550,000 | $5.1B | 0.15% | Put |
| 85 | —IKENA ONCOLOGY INC | 349,660 | $4.9B | 0.14% | |
| 86 | —IMAC HLDGS INC | 2,473,637 | $4.9B | 0.14% | |
| 87 | HOOKGBPHOOKIPA PHARMA INC | 512,108 | $4.7B | 0.13% | |
| 88 | —ELOXX PHARMACEUTICALS INC | 2,266,287 | $4.5B | 0.13% | |
| 89 | —ARYA SCIENCES ACQU CORP IV | 400,000 | $4.3B | 0.12% | |
| 90 | —LAVA THERAPEUTICS NV | 381,227 | $4.1B | 0.12% | |
| 91 | —ROTH CH ACQUISITION III CO | 399,006 | $4.1B | 0.12% | |
| 92 | —B RILEY PRINCIPAL 150 MERGER | 375,000 | $3.8B | 0.11% | |
| 93 | MACKEURMERRIMACK PHARMACEUTICALS IN | 571,946 | $3.7B | 0.10% | |
| 94 | TFFPEURTFF PHARMACEUTICALS INC | 367,817 | $3.5B | 0.10% | |
| 95 | NPCENEUROPACE INC | 147,404 | $3.5B | 0.10% | |
| 96 | —HEALTHCOR CATALIO ACQU CORP | 354,296 | $3.5B | 0.10% | |
| 97 | TORCEURADICET BIO INC | 310,540 | $3.2B | 0.09% | |
| 98 | TBHCKIRKLANDS INC | 132,500 | $3.0B | 0.09% | Put |
| 99 | GLMDGALMED PHARMACEUTICALS LTD | 944,631 | $2.9B | 0.08% | |
| 100 | —ACER THERAPEUTICS INC | 934,755 | $2.7B | 0.08% |
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