Nantahala Capital Management, LLC Q3 2020 Filing
Filed November 16, 2020
Portfolio Value
$3.3T
Holdings
106
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (106 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 5,286,413 | $791.9B | 24.22% | Put |
| 2 | WWAYFAIR INC | 1,304,000 | $379.5B | 11.61% | Call |
| 3 | CVNACARVANA CO | 1,034,800 | $230.8B | 7.06% | Call |
| 4 | LNWOSCIENTIFIC GAMES CORP | 4,616,402 | $161.2B | 4.93% | Call |
| 5 | QUREUNIQURE NV | 2,645,858 | $97.4B | 2.98% | Call |
| 6 | THCTENET HEALTHCARE CORP | 3,184,725 | $78.1B | 2.39% | Call |
| 7 | CDXSCODEXIS INC | 5,363,484 | $63.0B | 1.93% | |
| 8 | FUODOLBY LABORATORIES INC | 938,656 | $62.2B | 1.90% | |
| 9 | —VONAGE HLDGS CORP | 5,683,712 | $58.1B | 1.78% | Call |
| 10 | CUCAAVIS BUDGET GROUP | 2,157,700 | $56.8B | 1.74% | Put |
| 11 | —QAD INC | 1,184,365 | $50.0B | 1.53% | |
| 12 | VACMARRIOTT VACTINS WORLDWID CO | 527,683 | $47.9B | 1.47% | |
| 13 | —APTOSE BIOSCIENCES INC | 6,889,157 | $41.3B | 1.26% | |
| 14 | WYNEURWYNDHAM DESTINATIONS INC | 1,304,435 | $40.1B | 1.23% | |
| 15 | TFFPEURTFF PHARMACEUTICALS INC | 2,032,988 | $37.5B | 1.15% | |
| 16 | ESTAESTABLISHMENT LABS HLDGS INC | 1,919,190 | $35.6B | 1.09% | |
| 17 | CUECUE BIOPHARMA INC | 2,342,216 | $35.3B | 1.08% | |
| 18 | BMY-RBRISTOL-MYERS SQUIBB CO | 15,437,336 | $34.7B | 1.06% | |
| 19 | CASHMETA FINL GROUP INC | 1,799,727 | $34.6B | 1.06% | |
| 20 | IMXIINTERNATIONAL MNY EXPRESS IN | 2,318,668 | $33.3B | 1.02% | |
| 21 | —FORTRESS BIOTECH INC | 8,224,938 | $33.2B | 1.02% | |
| 22 | GDENGOLDEN ENTMT INC | 2,127,788 | $29.4B | 0.90% | |
| 23 | LXFRLUXFER HOLDINGS PLC | 2,277,665 | $28.6B | 0.87% | |
| 24 | IMTXIMMATICS N.V | 2,622,164 | $27.0B | 0.82% | |
| 25 | TAUSDTRAVELCENTERS OF AMERICA INC | 1,298,740 | $25.4B | 0.78% | |
| 26 | HCAHCA HEALTHCARE INC | 201,448 | $25.1B | 0.77% | Put |
| 27 | —FIRSTCASH INC | 431,569 | $24.7B | 0.76% | |
| 28 | DXPEDXP ENTERPRISES INC | 1,500,559 | $24.2B | 0.74% | |
| 29 | TBBKBANCORP INC DEL | 2,623,939 | $22.7B | 0.69% | |
| 30 | WRLDWORLD ACCEP CORP DEL | 212,042 | $22.4B | 0.68% | |
| 31 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 3,123,430 | $22.1B | 0.68% | |
| 32 | PENNPENN NATL GAMING INC | 300,000 | $21.8B | 0.67% | Put |
| 33 | WVEWAVE LIFE SCIENCES LTD | 2,378,426 | $20.2B | 0.62% | |
| 34 | SNDXSYNDAX PHARMACEUTICALS INC | 1,338,691 | $19.8B | 0.60% | |
| 35 | ALTGALTA EQUIPMENT GROUP INC | 2,445,524 | $19.1B | 0.59% | |
| 36 | —BIODELIVERY SCIENCES INTL IN | 5,065,955 | $18.9B | 0.58% | |
| 37 | —SOLENO THERAPEUTICS INC | 7,426,368 | $18.6B | 0.57% | |
| 38 | —AKUMIN INC | 5,683,712 | $18.5B | 0.56% | |
| 39 | UPLDUPLAND SOFTWARE INC | 478,523 | $18.0B | 0.55% | |
| 40 | —INSU ACQUISITION CORP II | 1,575,000 | $16.3B | 0.50% | |
| 41 | EHTHEHEALTH INC | 195,000 | $15.4B | 0.47% | |
| 42 | EXASEXACT SCIENCES CORP | 150,000 | $15.3B | 0.47% | Put |
| 43 | FRG1EURFRANCHISE GROUP INC | 598,334 | $15.2B | 0.46% | |
| 44 | JYNTJOINT CORP | 848,881 | $14.8B | 0.45% | |
| 45 | —CRH MED CORP | 6,777,905 | $14.7B | 0.45% | |
| 46 | —INSURANCE ACQUISITION CORP | 1,225,538 | $14.5B | 0.44% | |
| 47 | PARPAR TECHNOLOGY CORP | 356,637 | $14.4B | 0.44% | |
| 48 | AKBAAKEBIA THERAPEUTICS INC | 5,746,623 | $14.4B | 0.44% | |
| 49 | —SELECT INTERIOR CONCEPTS INC | 2,057,208 | $14.2B | 0.43% | |
| 50 | —FINTECH ACQUISITION CORP IV | 1,950,000 | $13.7B | 0.42% | |
| 51 | 2XYSCIPLAY CORP | 817,282 | $13.3B | 0.41% | |
| 52 | —CERECOR INC | 5,791,950 | $13.2B | 0.40% | |
| 53 | HALHALLIBURTON CO | 1,086,200 | $13.1B | 0.40% | Call |
| 54 | VMDVIEMED HEALTHCARE INC | 1,498,100 | $13.0B | 0.40% | |
| 55 | G2CEVERI HLDGS INC | 1,541,052 | $12.7B | 0.39% | |
| 56 | ZVOIZOVIO INC | 2,853,087 | $11.4B | 0.35% | |
| 57 | DHXDHI GROUP INC | 4,839,595 | $10.9B | 0.33% | |
| 58 | —FINTECH ACQUISITION CORP III | 977,022 | $10.7B | 0.33% | |
| 59 | KROSKEROS THERAPEUTICS INC | 276,827 | $10.7B | 0.33% | |
| 60 | LINCLINCOLN EDL SVCS CORP | 1,860,192 | $10.3B | 0.31% | |
| 61 | —FTAC OLYMPUS ACQUISITION COR | 1,000,000 | $10.0B | 0.31% | |
| 62 | DRIOEURDARIOHEALTH CORP | 594,222 | $10.0B | 0.30% | |
| 63 | —ARYA SCIENCES ACQUISTION CO | 850,000 | $9.3B | 0.29% | |
| 64 | —FALCON MINERALS CORP | 3,308,154 | $8.1B | 0.25% | |
| 65 | GYRECATALYST BIOSCIENCES INC | 1,821,749 | $7.8B | 0.24% | |
| 66 | —ARYA SCIENCES ACQUISITION CO | 700,000 | $7.6B | 0.23% | |
| 67 | AMRSEURAMYRIS INC | 2,531,191 | $7.4B | 0.23% | |
| 68 | GLMDGALMED PHARMACEUTICALS LTD | 2,072,745 | $7.3B | 0.22% | |
| 69 | RFLRAFAEL HLDGS INC | 453,635 | $7.0B | 0.22% | |
| 70 | NATRNATURES SUNSHINE PRODS INC | 597,310 | $6.9B | 0.21% | |
| 71 | SIGASIGA TECHNOLOGIES INC | 975,438 | $6.7B | 0.20% | |
| 72 | SSKNSTRATA SKIN SCIENCES INC | 4,685,062 | $6.3B | 0.19% | |
| 73 | RDIREADING INTERNATIONAL INC | 1,900,818 | $6.1B | 0.19% | |
| 74 | —EXELA TECHNOLOGIES INC | 15,184,747 | $5.8B | 0.18% | |
| 75 | —ARMSTRONG FLOORING INC | 1,556,435 | $5.4B | 0.16% | |
| 76 | UPBDRENT A CTR INC NEW | 177,165 | $5.3B | 0.16% | |
| 77 | TORCEURADICET BIO INC | 415,189 | $4.9B | 0.15% | |
| 78 | ITCIEURINTRA CELLULAR THERAPIES INC | 174,461 | $4.5B | 0.14% | |
| 79 | —STREAMLINE HEALTH SOLUTIONS | 2,753,599 | $4.3B | 0.13% | |
| 80 | YTRAYATRA ONLINE INC | 5,320,000 | $4.0B | 0.12% | |
| 81 | SRLSCULLY ROYALTY LTD | 753,885 | $3.7B | 0.11% | |
| 82 | —APOLLO ENDOSURGERY INC | 1,913,972 | $3.2B | 0.10% | |
| 83 | DMACDIAMEDICA THERAPEUTICS INC | 756,193 | $3.2B | 0.10% | |
| 84 | —GRAYBUG VISION INC | 250,000 | $3.2B | 0.10% | |
| 85 | MACKEURMERRIMACK PHARMACEUTICALS IN | 751,943 | $3.0B | 0.09% | |
| 86 | —ACER THERAPEUTICS INC | 990,655 | $2.9B | 0.09% | |
| 87 | —DOVER MOTORSPORTS INC | 1,895,541 | $2.7B | 0.08% | |
| 88 | —NEOS THERAPEUTICS INC | 4,610,000 | $2.4B | 0.07% | |
| 89 | —BCTG ACQUISITION CORP | 200,000 | $2.1B | 0.06% | |
| 90 | GTXIEURONCTERNAL THERAPEUTICS INC | 1,200,747 | $2.0B | 0.06% | |
| 91 | PRTY1EURPARTY CITY HOLDCO INC | 834,002 | $2.0B | 0.06% | |
| 92 | —CYREN LTD | 1,839,263 | $2.0B | 0.06% | |
| 93 | —HTG MOLECULAR DIAGNOSTICS IN | 5,113,958 | $1.7B | 0.05% | |
| 94 | TSHATAYSHA GENE THERAPIES INC | 75,000 | $1.7B | 0.05% | |
| 95 | —HERTZ GLOBAL HLDGS INC | 1,300,000 | $1.4B | 0.04% | Call |
| 96 | —ON DECK CAP INC | 881,197 | $1.4B | 0.04% | |
| 97 | —SUNESIS PHARMACEUTICALS INC | 691,651 | $865.0M | 0.03% | |
| 98 | ENVAENOVA INTL INC | 48,363 | $793.0M | 0.02% | |
| 99 | —INSURANCE ACQUISITION CORP | 249,999 | $692.0M | 0.02% | |
| 100 | NNBRNN INC | 132,821 | $685.0M | 0.02% |
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