Nantahala Capital Management, LLC Q3 2021 Filing
Filed November 15, 2021
Portfolio Value
$3.2T
Holdings
123
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (123 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,299,593 | $503.0B | 15.85% | Put |
| 2 | WWAYFAIR INC | 807,700 | $206.4B | 6.50% | Call |
| 3 | ESTAESTABLISHMENT LABS HLDGS INC | 2,057,039 | $147.2B | 4.64% | |
| 4 | LNWOSCIENTIFIC GAMES CORP | 1,580,127 | $131.3B | 4.14% | Call |
| 5 | QUREUNIQURE NV | 3,865,118 | $123.7B | 3.90% | Call |
| 6 | TNLTRAVEL PLUS LEISURE CO | 1,932,294 | $105.4B | 3.32% | Call |
| 7 | IMAIMAX CORP | 4,616,492 | $87.6B | 2.76% | Call |
| 8 | CDXSCODEXIS INC | 3,749,241 | $87.2B | 2.75% | |
| 9 | TLTISHARES TR | 600,000 | $86.6B | 2.73% | Put |
| 10 | —QAD INC | 926,756 | $81.0B | 2.55% | |
| 11 | —VONAGE HLDGS CORP | 4,212,298 | $67.9B | 2.14% | Call |
| 12 | CUCAAVIS BUDGET GROUP | 550,000 | $64.1B | 2.02% | Put |
| 13 | TAUSDTRAVELCENTERS OF AMERICA INC | 1,272,570 | $63.4B | 2.00% | |
| 14 | XBISPDR SER TR | 500,000 | $62.9B | 1.98% | Put |
| 15 | CVNACARVANA CO | 203,700 | $61.4B | 1.94% | Call |
| 16 | CASHMETA FINL GROUP INC | 1,151,305 | $60.4B | 1.90% | |
| 17 | THCTENET HEALTHCARE CORP | 875,900 | $58.2B | 1.83% | Call |
| 18 | MLKNMILLER HERMAN INC | 1,468,766 | $55.3B | 1.74% | |
| 19 | SNDXSYNDAX PHARMACEUTICALS INC | 2,657,159 | $50.8B | 1.60% | |
| 20 | MRKMERCK & CO INC | 600,000 | $45.1B | 1.42% | Call |
| 21 | GDENGOLDEN ENTMT INC | 901,237 | $44.2B | 1.39% | |
| 22 | LXFRLUXFER HOLDINGS PLC | 2,112,728 | $41.5B | 1.31% | |
| 23 | CUECUE BIOPHARMA INC | 2,571,082 | $37.5B | 1.18% | |
| 24 | DXPEDXP ENTERPRISES INC | 1,175,806 | $34.8B | 1.10% | |
| 25 | IMTXIMMATICS N.V | 2,647,449 | $34.4B | 1.08% | |
| 26 | —SHIFT TECHNOLOGIES INC | 4,474,220 | $31.1B | 0.98% | |
| 27 | KROSKEROS THERAPEUTICS INC | 760,383 | $30.1B | 0.95% | |
| 28 | ALTGALTA EQUIPMENT GROUP INC | 1,940,082 | $26.6B | 0.84% | |
| 29 | —FORTRESS BIOTECH INC | 8,140,794 | $26.2B | 0.83% | |
| 30 | RDVTRED VIOLET INC | 1,000,000 | $25.8B | 0.81% | |
| 31 | IMXIINTERNATIONAL MNY EXPRESS IN | 1,533,660 | $25.6B | 0.81% | |
| 32 | RHPRYMAN HOSPITALITY PPTYS INC | 300,000 | $25.1B | 0.79% | Put |
| 33 | TSHATAYSHA GENE THERAPIES INC | 1,249,309 | $23.3B | 0.73% | |
| 34 | —APOLLO ENDOSURGERY INC | 2,514,328 | $22.8B | 0.72% | |
| 35 | RMRRMR GROUP INC | 626,751 | $21.0B | 0.66% | |
| 36 | —CURIS INC | 2,462,248 | $19.3B | 0.61% | |
| 37 | AUTLAUTOLUS THERAPEUTICS PLC | 2,936,791 | $19.2B | 0.61% | |
| 38 | SMLRSEMLER SCIENTIFIC INC | 145,419 | $18.2B | 0.57% | |
| 39 | RDIREADING INTL INC | 3,470,315 | $17.6B | 0.55% | |
| 40 | PTONPELOTON INTERACTIVE INC | 200,000 | $17.4B | 0.55% | Call |
| 41 | PAYAUSDPAYA HOLDINGS INC | 1,481,096 | $16.1B | 0.51% | |
| 42 | DHXDHI GROUP INC | 3,375,606 | $16.1B | 0.51% | |
| 43 | —APTOSE BIOSCIENCES INC | 7,355,730 | $16.0B | 0.51% | |
| 44 | —AKUMIN INC | 6,320,740 | $15.7B | 0.49% | |
| 45 | —AVALO THERAPEUTICS INC | 6,952,401 | $15.2B | 0.48% | |
| 46 | —BBQ HLDGS INC | 1,000,000 | $15.1B | 0.48% | |
| 47 | DRIOEURDARIOHEALTH CORP | 1,063,515 | $14.5B | 0.46% | |
| 48 | AKBAAKEBIA THERAPEUTICS INC | 4,978,195 | $14.3B | 0.45% | |
| 49 | EXASEXACT SCIENCES CORP | 150,000 | $14.3B | 0.45% | Put |
| 50 | TDOCTELADOC HEALTH INC | 100,000 | $12.7B | 0.40% | Put |
| 51 | SPRYSILVERBACK THERAPEUTICS INC | 1,226,631 | $12.2B | 0.39% | |
| 52 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 1,516,955 | $12.1B | 0.38% | |
| 53 | HLFHERBALIFE NUTRITION LTD | 278,000 | $11.8B | 0.37% | Call |
| 54 | —FALCON MINERALS CORP | 2,494,913 | $11.7B | 0.37% | |
| 55 | IPOAGBPVIRGIN GALACTIC HOLDINGS INC | 400,000 | $10.1B | 0.32% | Call |
| 56 | —FINTECH ACQUISITION CORP V | 991,432 | $10.0B | 0.32% | |
| 57 | —FINTECH ACQUISITION CORP VI | 1,000,000 | $10.0B | 0.32% | |
| 58 | GYRECATALYST BIOSCIENCES INC | 2,432,212 | $10.0B | 0.32% | |
| 59 | —ARYA SCIENCES ACQUISITN CORP | 1,000,000 | $9.9B | 0.31% | |
| 60 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 6,000,000 | $9.8B | 0.31% | |
| 61 | —INSU ACQUISITION CORP III | 999,996 | $9.8B | 0.31% | |
| 62 | —FTAC HERA ACQUISITION CORP | 999,991 | $9.7B | 0.31% | |
| 63 | LINCLINCOLN EDL SVCS CORP | 1,434,674 | $9.6B | 0.30% | |
| 64 | —SOLENO THERAPEUTICS INC | 9,765,129 | $9.0B | 0.28% | |
| 65 | HCAHCA HEALTHCARE INC | 35,600 | $8.6B | 0.27% | |
| 66 | SRLSCULLY ROYALTY LTD | 752,434 | $8.5B | 0.27% | |
| 67 | SSKNSTRATA SKIN SCIENCES INC | 4,575,812 | $8.4B | 0.27% | |
| 68 | VMDVIEMED HEALTHCARE INC | 1,433,201 | $8.0B | 0.25% | |
| 69 | —ZOGENIX INC | 481,782 | $7.3B | 0.23% | |
| 70 | ZVOIZOVIO INC | 3,001,190 | $7.2B | 0.23% | |
| 71 | PRTY1EURPARTY CITY HOLDCO INC | 1,000,000 | $7.1B | 0.22% | Call |
| 72 | —METROMILE INC | 1,900,177 | $6.7B | 0.21% | |
| 73 | NAUTNAUTILUS BIOTECHNOLOGY INC | 1,044,267 | $6.4B | 0.20% | |
| 74 | PWPPERELLA WEINBERG PARTNERS | 480,784 | $6.4B | 0.20% | |
| 75 | —DOVER MOTORSPORTS INC | 2,586,043 | $6.3B | 0.20% | |
| 76 | PAYOPAYONEER GLOBAL INC | 655,169 | $5.6B | 0.18% | |
| 77 | RILYB. RILEY FINANCIAL INC | 93,757 | $5.5B | 0.17% | |
| 78 | ACADACADIA PHARMACEUTICALS INC | 300,000 | $5.0B | 0.16% | Call |
| 79 | —ATHENA TECHNOLOGY ACQUISI CO | 499,586 | $5.0B | 0.16% | |
| 80 | WVEWAVE LIFE SCIENCES LTD | 994,131 | $4.9B | 0.15% | |
| 81 | —ARYA SCIENCES ACQU CORP IV | 399,248 | $4.0B | 0.13% | |
| 82 | IMV1EURIMV INC | 2,268,030 | $3.8B | 0.12% | |
| 83 | —B RILEY PRINCIPAL 150 MERGER | 375,000 | $3.8B | 0.12% | |
| 84 | —IMAC HLDGS INC | 2,414,310 | $3.6B | 0.11% | |
| 85 | IDWMIDW MEDIA HLDGS INC | 1,242,243 | $3.5B | 0.11% | |
| 86 | —HEALTHCOR CATALIO ACQU CORP | 354,296 | $3.5B | 0.11% | |
| 87 | —HARPOON THERAPEUTICS INC | 418,483 | $3.3B | 0.10% | |
| 88 | FFAIFARADAY FUTRE INTLGT ELCTR I | 350,000 | $3.3B | 0.10% | |
| 89 | TMCTMC THE METALS COMPANY INC | 700,000 | $3.2B | 0.10% | |
| 90 | HOOKGBPHOOKIPA PHARMA INC | 495,388 | $2.9B | 0.09% | |
| 91 | XGNEXAGEN INC | 211,616 | $2.9B | 0.09% | |
| 92 | MACKEURMERRIMACK PHARMACEUTICALS IN | 569,971 | $2.8B | 0.09% | |
| 93 | INABEURIN8BIO INC | 375,000 | $2.6B | 0.08% | |
| 94 | TBHCKIRKLANDS INC | 132,500 | $2.5B | 0.08% | Put |
| 95 | TORCEURADICET BIO INC | 310,540 | $2.4B | 0.08% | |
| 96 | —ACER THERAPEUTICS INC | 914,197 | $2.3B | 0.07% | |
| 97 | NPCENEUROPACE INC | 141,641 | $2.2B | 0.07% | |
| 98 | —LAVA THERAPEUTICS NV | 369,290 | $2.2B | 0.07% | |
| 99 | GFAIGUARDFORCE AI CO LTD | 533,128 | $2.1B | 0.07% | |
| 100 | TFFPEURTFF PHARMACEUTICALS INC | 271,067 | $2.1B | 0.07% |
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