Nantahala Capital Management, LLC Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$3.2T
Holdings
106
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (106 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 3,050,000 | $598.0B | 18.53% | Put |
| 2 | WWAYFAIR INC | 1,304,000 | $294.5B | 9.12% | Call |
| 3 | LNWOSCIENTIFIC GAMES CORP | 4,565,860 | $189.4B | 5.87% | Call |
| 4 | CDXSCODEXIS INC | 5,300,620 | $115.7B | 3.59% | Call |
| 5 | QUREUNIQURE NV | 2,749,039 | $99.3B | 3.08% | Call |
| 6 | —QAD INC | 1,236,146 | $78.1B | 2.42% | |
| 7 | ESTAESTABLISHMENT LABS HLDGS INC | 2,042,099 | $76.9B | 2.38% | |
| 8 | —VONAGE HLDGS CORP | 5,880,865 | $75.7B | 2.35% | Call |
| 9 | FUODOLBY LABORATORIES INC | 770,845 | $74.9B | 2.32% | |
| 10 | THCTENET HEALTHCARE CORP | 1,759,759 | $70.3B | 2.18% | Call |
| 11 | CASHMETA FINL GROUP INC | 1,540,646 | $56.3B | 1.75% | |
| 12 | SPRYSILVERBACK THERAPEUTICS INC | 1,206,471 | $54.4B | 1.69% | |
| 13 | VACMARRIOTT VACTINS WORLDWID CO | 384,987 | $52.8B | 1.64% | |
| 14 | WYNEURWYNDHAM DESTINATIONS INC | 1,117,394 | $50.1B | 1.55% | |
| 15 | CVNACARVANA CO | 207,543 | $49.7B | 1.54% | Call |
| 16 | TAUSDTRAVELCENTERS OF AMERICA INC | 1,291,003 | $42.1B | 1.30% | |
| 17 | GDENGOLDEN ENTMT INC | 2,031,172 | $40.4B | 1.25% | |
| 18 | SNDXSYNDAX PHARMACEUTICALS INC | 1,798,453 | $40.0B | 1.24% | |
| 19 | LXFRLUXFER HOLDINGS PLC | 2,344,245 | $38.5B | 1.19% | |
| 20 | KROSKEROS THERAPEUTICS INC | 534,514 | $37.7B | 1.17% | |
| 21 | TBBKBANCORP INC DEL | 2,755,982 | $37.6B | 1.17% | |
| 22 | DXPEDXP ENTERPRISES INC | 1,533,170 | $34.1B | 1.06% | |
| 23 | IMXIINTERNATIONAL MNY EXPRESS IN | 2,134,092 | $33.1B | 1.03% | |
| 24 | HCAHCA HEALTHCARE INC | 201,317 | $33.1B | 1.03% | Put |
| 25 | —APTOSE BIOSCIENCES INC | 7,272,673 | $31.9B | 0.99% | |
| 26 | CUECUE BIOPHARMA INC | 2,506,772 | $31.4B | 0.97% | |
| 27 | —SHIFT TECHNOLOGIES INC | 3,788,396 | $31.3B | 0.97% | |
| 28 | IMAIMAX CORP | 1,618,281 | $29.2B | 0.90% | |
| 29 | —FORTRESS BIOTECH INC | 8,680,909 | $27.5B | 0.85% | |
| 30 | IMTXIMMATICS N.V | 2,514,489 | $27.1B | 0.84% | |
| 31 | —FIRSTCASH INC | 387,189 | $27.1B | 0.84% | |
| 32 | WVEWAVE LIFE SCIENCES LTD | 3,357,305 | $26.4B | 0.82% | |
| 33 | —INSU ACQUISITION CORP II | 1,698,075 | $26.4B | 0.82% | |
| 34 | ALTGALTA EQUIPMENT GROUP INC | 2,600,012 | $25.7B | 0.80% | |
| 35 | TFFPEURTFF PHARMACEUTICALS INC | 1,763,476 | $25.3B | 0.78% | |
| 36 | CUCAAVIS BUDGET GROUP | 657,700 | $24.5B | 0.76% | Call |
| 37 | UPLDUPLAND SOFTWARE INC | 501,100 | $23.0B | 0.71% | |
| 38 | —BIODELIVERY SCIENCES INTL IN | 5,123,671 | $21.5B | 0.67% | |
| 39 | EHTHEHEALTH INC | 299,734 | $21.2B | 0.66% | |
| 40 | EXASEXACT SCIENCES CORP | 150,000 | $19.9B | 0.62% | Put |
| 41 | AKBAAKEBIA THERAPEUTICS INC | 7,040,487 | $19.7B | 0.61% | |
| 42 | G2CEVERI HLDGS INC | 1,363,786 | $18.8B | 0.58% | |
| 43 | JYNTJOINT CORP | 693,172 | $18.2B | 0.56% | |
| 44 | —AKUMIN INC | 5,784,556 | $17.4B | 0.54% | |
| 45 | —CERECOR INC | 6,233,316 | $16.5B | 0.51% | |
| 46 | —CRH MED CORP | 6,892,005 | $16.1B | 0.50% | |
| 47 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 1,974,302 | $15.5B | 0.48% | |
| 48 | VMDVIEMED HEALTHCARE INC | 1,951,480 | $15.2B | 0.47% | |
| 49 | —SOLENO THERAPEUTICS INC | 7,871,356 | $15.2B | 0.47% | |
| 50 | PAYAUSDPAYA HOLDINGS INC | 1,100,000 | $14.8B | 0.46% | |
| 51 | —FINTECH ACQUISITION CORP IV | 1,200,000 | $14.3B | 0.44% | |
| 52 | —SELECT INTERIOR CONCEPTS INC | 1,901,943 | $13.6B | 0.42% | |
| 53 | ZVOIZOVIO INC | 2,841,286 | $13.5B | 0.42% | |
| 54 | —CURIS INC | 1,632,915 | $13.4B | 0.41% | |
| 55 | PARPAR TECHNOLOGY CORP | 202,312 | $12.7B | 0.39% | |
| 56 | PLCECHILDRENS PL INC | 252,472 | $12.6B | 0.39% | |
| 57 | GYRECATALYST BIOSCIENCES INC | 1,865,334 | $11.8B | 0.36% | |
| 58 | CERE1EURCEREVEL THERAPEUTICS HLDNG I | 685,704 | $11.4B | 0.35% | |
| 59 | —FALCON MINERALS CORP | 3,537,707 | $11.1B | 0.35% | |
| 60 | —FTAC OLYMPUS ACQUISITION COR | 1,000,000 | $10.9B | 0.34% | |
| 61 | DHXDHI GROUP INC | 4,837,713 | $10.7B | 0.33% | |
| 62 | —FINTECH ACQUISITION CORP V | 1,000,000 | $10.7B | 0.33% | |
| 63 | —INSU ACQUISITION CORP III | 1,000,000 | $10.6B | 0.33% | |
| 64 | YTRAYATRA ONLINE INC | 5,315,350 | $10.3B | 0.32% | |
| 65 | —ZOGENIX INC | 511,857 | $10.2B | 0.32% | |
| 66 | LINCLINCOLN EDL SVCS CORP | 1,555,022 | $10.1B | 0.31% | |
| 67 | BMY-RBRISTOL-MYERS SQUIBB CO | 14,602,975 | $10.1B | 0.31% | |
| 68 | RDIREADING INTL INC | 1,983,928 | $10.0B | 0.31% | |
| 69 | RMRRMR GROUP INC | 246,994 | $9.5B | 0.30% | |
| 70 | RFLRAFAEL HLDGS INC | 389,370 | $9.1B | 0.28% | |
| 71 | NATRNATURES SUNSHINE PRODS INC | 600,409 | $9.0B | 0.28% | |
| 72 | DRIOEURDARIOHEALTH CORP | 594,222 | $8.5B | 0.26% | |
| 73 | PRCHPORCH GROUP INC | 600,000 | $8.2B | 0.25% | |
| 74 | —INSU ACQUISITION CORP II | 524,964 | $8.1B | 0.25% | |
| 75 | —APOLLO ENDOSURGERY INC | 2,289,263 | $7.8B | 0.24% | |
| 76 | —ARYA SCIENCES ACQUISITION CO | 700,000 | $7.6B | 0.24% | |
| 77 | 2XYSCIPLAY CORPORATION | 510,122 | $7.1B | 0.22% | |
| 78 | SSKNSTRATA SKIN SCIENCES INC | 4,683,908 | $7.0B | 0.22% | |
| 79 | —EXELA TECHNOLOGIES INC | 15,168,086 | $6.3B | 0.20% | |
| 80 | —ARMSTRONG FLOORING INC | 1,627,441 | $6.2B | 0.19% | |
| 81 | GLMDGALMED PHARMACEUTICALS LTD | 1,926,899 | $6.0B | 0.19% | |
| 82 | —PAYA HOLDINGS INC | 538,510 | $5.3B | 0.16% | |
| 83 | MACKEURMERRIMACK PHARMACEUTICALS IN | 751,843 | $5.2B | 0.16% | |
| 84 | PRTY1EURPARTY CITY HOLDCO INC | 834,002 | $5.1B | 0.16% | |
| 85 | TORCEURADICET BIO INC | 344,011 | $4.8B | 0.15% | |
| 86 | —CEREVEL THERAPEUTICS HLDNG I | 283,332 | $4.3B | 0.13% | |
| 87 | —DOVER MOTORSPORTS INC | 1,895,337 | $4.3B | 0.13% | |
| 88 | —STREAMLINE HEALTH SOLUTIONS | 2,753,599 | $4.3B | 0.13% | |
| 89 | SRLSCULLY ROYALTY LTD | 753,159 | $3.7B | 0.12% | |
| 90 | CURICURIOSITYSTREAM INC | 200,000 | $2.8B | 0.09% | |
| 91 | —ACER THERAPEUTICS INC | 989,755 | $2.6B | 0.08% | |
| 92 | SIGASIGA TECHNOLOGIES INC | 321,031 | $2.3B | 0.07% | |
| 93 | —BCTG ACQUISITION CORP | 200,000 | $2.3B | 0.07% | |
| 94 | TSHATAYSHA GENE THERAPIES INC | 78,576 | $2.1B | 0.06% | |
| 95 | —CYREN LTD | 1,839,263 | $1.9B | 0.06% | |
| 96 | —HTG MOLECULAR DIAGNOSTICS IN | 363,622 | $1.7B | 0.05% | |
| 97 | IMTXIMMATICS N.V | 226,471 | $1.5B | 0.05% | |
| 98 | —SHIFT TECHNOLOGIES INC | 249,999 | $1.3B | 0.04% | |
| 99 | —ALTA EQUIPMENT GROUP INC | 187,500 | $993.0M | 0.03% | |
| 100 | AMCXAMC NETWORKS INC | 25,751 | $921.0M | 0.03% |
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