Nantahala Capital Management, LLC Q4 2021 Filing
Filed February 14, 2022
Portfolio Value
$2.8T
Holdings
125
Report Date
Q4 2021
Filing Type
13F-HR
All Holdings (125 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | 2,192,630 | $487.8B | 17.16% | Put |
| 2 | WWAYFAIR INC | 807,700 | $153.4B | 5.40% | Call |
| 3 | ESTAESTABLISHMENT LABS HLDGS INC | 2,123,236 | $143.5B | 5.05% | |
| 4 | XBISPDR SER TR | 1,050,000 | $117.6B | 4.14% | Put |
| 5 | LNWOSCIENTIFIC GAMES CORP | 1,652,833 | $110.5B | 3.89% | Call |
| 6 | TNLTRAVEL PLUS LEISURE CO | 1,941,252 | $107.3B | 3.77% | Call |
| 7 | CDXSCODEXIS INC | 3,214,097 | $100.5B | 3.54% | |
| 8 | IMAIMAX CORP | 5,197,490 | $92.7B | 3.26% | Call |
| 9 | QUREUNIQURE NV | 4,469,213 | $92.7B | 3.26% | Call |
| 10 | THCTENET HEALTHCARE CORP | 875,900 | $71.6B | 2.52% | Call |
| 11 | SNDXSYNDAX PHARMACEUTICALS INC | 3,050,559 | $66.8B | 2.35% | Call |
| 12 | TAUSDTRAVELCENTERS OF AMERICA INC | 1,272,570 | $65.7B | 2.31% | |
| 13 | MLKNMILLERKNOLL INC | 1,464,507 | $57.4B | 2.02% | |
| 14 | GDENGOLDEN ENTMT INC | 1,071,315 | $54.1B | 1.90% | |
| 15 | CASHMETA FINL GROUP INC | 895,792 | $53.4B | 1.88% | |
| 16 | KROSKEROS THERAPEUTICS INC | 836,398 | $48.9B | 1.72% | Call |
| 17 | CVNACARVANA CO | 203,700 | $47.2B | 1.66% | Call |
| 18 | LXFRLUXFER HOLDINGS PLC | 2,118,233 | $40.9B | 1.44% | |
| 19 | RDVTRED VIOLET INC | 1,023,459 | $40.6B | 1.43% | |
| 20 | IMTXIMMATICS N.V | 2,918,662 | $39.2B | 1.38% | |
| 21 | PTONPELOTON INTERACTIVE INC | 1,002,342 | $35.8B | 1.26% | Call |
| 22 | RMRRMR GROUP INC | 963,726 | $33.4B | 1.18% | |
| 23 | —APOLLO ENDOSURGERY INC | 3,761,783 | $31.7B | 1.12% | |
| 24 | DXPEDXP ENTERPRISES INC | 1,223,258 | $31.4B | 1.10% | |
| 25 | CUECUE BIOPHARMA INC | 2,539,700 | $28.7B | 1.01% | |
| 26 | ALTGALTA EQUIPMENT GROUP INC | 1,946,541 | $28.5B | 1.00% | |
| 27 | IMXIINTERNATIONAL MNY EXPRESS IN | 1,611,488 | $25.7B | 0.90% | |
| 28 | SMLRSEMLER SCIENTIFIC INC | 279,085 | $25.6B | 0.90% | |
| 29 | PAYAUSDPAYA HOLDINGS INC | 3,799,961 | $24.1B | 0.85% | |
| 30 | DHXDHI GROUP INC | 3,726,184 | $23.3B | 0.82% | |
| 31 | —FORTRESS BIOTECH INC | 9,086,005 | $22.7B | 0.80% | |
| 32 | AUTLAUTOLUS THERAPEUTICS PLC | 4,077,509 | $21.2B | 0.74% | |
| 33 | DRIOEURDARIOHEALTH CORP | 1,411,681 | $18.3B | 0.64% | |
| 34 | TSHATAYSHA GENE THERAPIES INC | 1,456,147 | $17.0B | 0.60% | |
| 35 | SCSANTANDER CONSUMER USA HLDGS | 395,176 | $16.6B | 0.58% | |
| 36 | VRMUSDVROOM INC | 1,500,000 | $16.2B | 0.57% | Call |
| 37 | —BBQ HLDGS INC | 1,000,000 | $15.8B | 0.56% | |
| 38 | SWAVUSDSHOCKWAVE MED INC | 80,000 | $14.3B | 0.50% | Put |
| 39 | RDIREADING INTL INC | 3,475,832 | $14.0B | 0.49% | |
| 40 | —SHIFT TECHNOLOGIES INC | 4,116,943 | $14.0B | 0.49% | |
| 41 | —ZOGENIX INC | 14,000,000 | $13.9B | 0.49% | |
| 42 | AKBAAKEBIA THERAPEUTICS INC | 5,918,565 | $13.4B | 0.47% | Call |
| 43 | AGLEUSDAEGLEA BIOTHERAPEUTICS INC | 2,813,560 | $13.4B | 0.47% | |
| 44 | —AVALO THERAPEUTICS INC | 7,145,874 | $12.1B | 0.43% | |
| 45 | —HELIOGEN INC | 775,001 | $12.0B | 0.42% | |
| 46 | —ZOGENIX INC | 718,182 | $11.7B | 0.41% | Call |
| 47 | —FALCON MINERALS CORP | 2,374,707 | $11.6B | 0.41% | |
| 48 | —CURIS INC | 2,391,691 | $11.4B | 0.40% | |
| 49 | HLFHERBALIFE NUTRITION LTD | 278,000 | $11.4B | 0.40% | Call |
| 50 | —AKUMIN INC | 6,320,740 | $11.1B | 0.39% | |
| 51 | —APTOSE BIOSCIENCES INC | 7,604,693 | $10.3B | 0.36% | |
| 52 | —FINTECH ACQUISITION CORP VI | 1,000,000 | $10.0B | 0.35% | |
| 53 | —FINTECH ACQUISITION CORP V | 991,432 | $9.8B | 0.35% | |
| 54 | —INSU ACQUISITION CORP III | 999,996 | $9.8B | 0.34% | |
| 55 | —ARYA SCIENCES ACQUISITN CORP | 999,811 | $9.7B | 0.34% | |
| 56 | TDOCTELADOC HEALTH INC | 100,000 | $9.2B | 0.32% | Put |
| 57 | HCAHCA HEALTHCARE INC | 35,600 | $9.1B | 0.32% | |
| 58 | —FTAC HERA ACQUISITION CORP | 931,191 | $9.1B | 0.32% | |
| 59 | PAR 2.875 04/15/26PAR TECHNOLOGY CORP | 6,000,000 | $8.8B | 0.31% | |
| 60 | RILYB. RILEY FINANCIAL INC | 93,377 | $8.3B | 0.29% | |
| 61 | LINCLINCOLN EDL SVCS CORP | 1,003,024 | $7.5B | 0.26% | |
| 62 | VMDVIEMED HEALTHCARE INC | 1,423,538 | $7.4B | 0.26% | |
| 63 | SRLSCULLY ROYALTY LTD | 807,089 | $7.2B | 0.25% | |
| 64 | ACADACADIA PHARMACEUTICALS INC | 300,000 | $7.0B | 0.25% | Call |
| 65 | CBAYUSDCYMABAY THERAPEUTICS INC | 2,000,142 | $6.8B | 0.24% | |
| 66 | SSKNSTRATA SKIN SCIENCES INC | 4,575,812 | $6.7B | 0.24% | |
| 67 | SPRYSILVERBACK THERAPEUTICS INC | 1,006,462 | $6.7B | 0.24% | |
| 68 | —CIDARA THERAPEUTICS INC | 5,270,458 | $6.7B | 0.24% | |
| 69 | MAXMEDIAALPHA INC | 370,404 | $5.7B | 0.20% | |
| 70 | PRTY1EURPARTY CITY HOLDCO INC | 1,000,000 | $5.6B | 0.20% | Call |
| 71 | IPOAGBPVIRGIN GALACTIC HOLDINGS INC | 400,000 | $5.4B | 0.19% | Call |
| 72 | NAUTNAUTILUS BIOTECHNOLOGY INC | 1,029,872 | $5.3B | 0.19% | |
| 73 | HYPRHYPERFINE INC | 718,637 | $5.2B | 0.18% | |
| 74 | IMTXIMMATICS N.V | 1,071,466 | $4.7B | 0.17% | |
| 75 | —SOLENO THERAPEUTICS INC | 9,765,129 | $4.0B | 0.14% | |
| 76 | —ARYA SCIENCES ACQU CORP IV | 399,248 | $4.0B | 0.14% | |
| 77 | BG3BIG 5 SPORTING GOODS CORP | 200,000 | $3.8B | 0.13% | Put |
| 78 | ZVOIZOVIO INC | 2,980,767 | $3.8B | 0.13% | |
| 79 | —ANGION BIOMEDICA CORP | 1,267,029 | $3.7B | 0.13% | |
| 80 | —HARPOON THERAPEUTICS INC | 475,467 | $3.6B | 0.13% | |
| 81 | PWPPERELLA WEINBERG PARTNERS | 278,140 | $3.6B | 0.13% | |
| 82 | —B RILEY PRINCIPAL 150 MERGER | 349,649 | $3.5B | 0.12% | |
| 83 | KURAKURA ONCOLOGY INC | 250,000 | $3.5B | 0.12% | Call |
| 84 | NPCENEUROPACE INC | 305,906 | $3.1B | 0.11% | |
| 85 | PAYOPAYONEER GLOBAL INC | 398,684 | $2.9B | 0.10% | |
| 86 | WVEWAVE LIFE SCIENCES LTD | 907,094 | $2.8B | 0.10% | |
| 87 | —IMAC HLDGS INC | 2,392,094 | $2.7B | 0.10% | |
| 88 | GYRECATALYST BIOSCIENCES INC | 2,761,660 | $2.5B | 0.09% | |
| 89 | IMV1EURIMV INC | 2,055,212 | $2.5B | 0.09% | |
| 90 | IDWMIDW MEDIA HLDGS INC | 1,229,243 | $2.5B | 0.09% | |
| 91 | —METROMILE INC | 1,119,612 | $2.5B | 0.09% | |
| 92 | LUCDLUCID DIAGNOSTICS INC | 435,055 | $2.3B | 0.08% | |
| 93 | MACKEURMERRIMACK PHARMACEUTICALS IN | 569,971 | $2.2B | 0.08% | |
| 94 | XGNEXAGEN INC | 186,936 | $2.2B | 0.08% | |
| 95 | —ACER THERAPEUTICS INC | 901,290 | $2.1B | 0.07% | |
| 96 | —LAVA THERAPEUTICS NV | 360,808 | $2.0B | 0.07% | |
| 97 | FFAIFARADAY FUTRE INTLGT ELCTR I | 350,000 | $1.9B | 0.07% | |
| 98 | —HTG MOLECULAR DIAGNOSTICS IN | 335,015 | $1.8B | 0.06% | |
| 99 | —5 01 ACQUISITION CORP | 181,927 | $1.8B | 0.06% | |
| 100 | AURAAURA BIOSCIENCES INC | 99,146 | $1.7B | 0.06% |
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