NEXPOINT ASSET MANAGEMENT, L.P. Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$1.6B

Holdings

278

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (278 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VSTVISTRA ENERGY CORP	7,905,950	$211.3M	13.18%
2	GQ9SPDR GOLD TRUST	1,000,000	$138.9M	8.66%	Call
3	NXRTNEXPOINT RESIDENTIAL TR INC	2,460,766	$115.1M	7.17%
4	—LORAL SPACE & COMMUNICATNS I	2,083,434	$86.3M	5.38%
5	NXDTNEXPOINT STRATEGIC OPORTUNT	4,008,717	$71.9M	4.48%
6	—PORTOLA PHARMACEUTICALS INC	1,578,679	$42.3M	2.64%	Put
7	ETENERGY TRANSFER LP	3,120,664	$40.8M	2.54%
8	AVYAUSDAVAYA HLDGS CORP	3,485,260	$35.7M	2.22%
9	FTNTFORTINET INC	463,325	$35.6M	2.22%	Put
10	BHR 5.5 PERP bBRAEMAR HOTELS & RESORTS INC	1,500,000	$31.3M	1.95%
11	PXDEURPIONEER NAT RES CO	236,800	$29.8M	1.86%	Put
12	—ARCH COAL INC	400,751	$29.7M	1.85%
13	HRTXHERON THERAPEUTICS INC	1,561,981	$28.9M	1.80%	Put
14	BMYBRISTOL MYERS SQUIBB CO	478,200	$24.3M	1.51%	Put
15	CSTLCASTLE BIOSCIENCES INC	1,030,995	$18.6M	1.16%
16	WMBWILLIAMS COS INC DEL	714,176	$17.2M	1.07%
17	EPDENTERPRISE PRODS PARTNERS L	578,931	$16.5M	1.03%
18	AERIEURAERIE PHARMACEUTICALS INC	808,391	$15.5M	0.97%
19	STNESTONECO LTD	428,672	$14.9M	0.93%	Put
20	MPLXMPLX LP	464,403	$13.0M	0.81%
21	SRCUSDSPIRIT RLTY CAP INC NEW	257,586	$12.3M	0.77%
22	RTN1USDRAYTHEON CO	60,500	$11.9M	0.74%
23	VMCVULCAN MATLS CO	78,000	$11.8M	0.74%	Put
24	SKYSKYLINE CHAMPION CORPORATION	388,755	$11.7M	0.73%
25	MLB1MERCADOLIBRE INC	21,100	$11.6M	0.73%
26	METAFACEBOOK INC	59,000	$10.5M	0.66%	Put
27	SPYSPDR S&P 500 ETF TR	35,000	$10.4M	0.65%	Put
28	CDKCDK GLOBAL INC	205,333	$9.9M	0.62%
29	IWMISHARES TR	60,000	$9.1M	0.57%	Put
30	NEXTNEXTDECADE CORP	1,570,284	$9.0M	0.56%
31	ROPROPER TECHNOLOGIES INC	23,000	$8.2M	0.51%	Put
32	WESWESTERN MIDSTREAM PARTNERS L	328,158	$8.2M	0.51%
33	AMZNAMAZON COM INC	4,600	$8.0M	0.50%
34	VVISA INC	44,500	$7.7M	0.48%	Put
35	AMEAMETEK INC NEW	83,000	$7.6M	0.48%	Put
36	MSFTMICROSOFT CORP	53,000	$7.4M	0.46%	Put
37	SGRYSURGERY PARTNERS INC	990,304	$7.3M	0.46%
38	SBACSBA COMMUNICATIONS CORP NEW	28,000	$6.8M	0.42%	Put
39	PAMPAMPA ENERGIA S A	387,780	$6.7M	0.42%
40	PDCOEURPATTERSON COMPANIES INC	375,900	$6.7M	0.42%
41	IRTINDEPENDENCE RLTY TR INC	456,527	$6.5M	0.41%
42	MAMASTERCARD INC	23,500	$6.4M	0.40%	Put
43	AALAMERICAN AIRLS GROUP INC	225,966	$6.1M	0.38%
44	NERVGBPMINERVA NEUROSCIENCES INC	783,214	$6.1M	0.38%
45	NEENEXTERA ENERGY INC	26,000	$6.1M	0.38%	Put
46	XLYSELECT SECTOR SPDR TR	50,000	$6.0M	0.38%	Put
47	CITUSDCIT GROUP INC	133,100	$6.0M	0.38%	Put
48	CAAPCORPORACION AMER ARPTS S A	1,312,328	$5.9M	0.37%
49	CBRECBRE GROUP INC	111,500	$5.9M	0.37%	Put
50	GPNGLOBAL PMTS INC	37,000	$5.9M	0.37%	Put
51	—ATHENE HLDG LTD	136,000	$5.7M	0.36%	Put
52	TRGPTARGA RES CORP	141,769	$5.7M	0.36%
53	PSTLPOSTAL REALTY TRUST INC	357,117	$5.7M	0.35%
54	BBTUSDBB&T CORP	105,500	$5.6M	0.35%
55	AONAON PLC	29,000	$5.6M	0.35%	Put
56	SPGIS&P GLOBAL INC	22,000	$5.4M	0.34%	Put
57	—JERNIGAN CAP INC	270,379	$5.2M	0.32%
58	PBRPETROLEO BRASILEIRO SA PETRO	326,000	$4.7M	0.29%
59	SPLKCHFSPLUNK INC	40,000	$4.7M	0.29%	Put
60	NKENIKE INC	50,000	$4.7M	0.29%	Put
61	WEAWESTERN ALLIANCE BANCORP	100,000	$4.6M	0.29%	Put
62	CMECME GROUP INC	20,600	$4.4M	0.27%	Put
63	HOLXHOLOGIC INC	86,000	$4.3M	0.27%
64	—PARATEK PHARMACEUTICALS INC	966,493	$4.2M	0.26%
65	—K12 INC	155,215	$4.1M	0.26%
66	FXIISHARES TR	100,000	$4.0M	0.25%	Put
67	EPAMEPAM SYS INC	21,000	$3.8M	0.24%	Put
68	INTCINTEL CORP	74,000	$3.8M	0.24%
69	PFPTPROOFPOINT INC	29,000	$3.7M	0.23%	Put
70	CRMSALESFORCE COM INC	25,000	$3.7M	0.23%	Put
71	TGTXTG THERAPEUTICS INC	649,460	$3.6M	0.23%
72	—PROGENICS PHARMACEUTICALS IN	716,880	$3.6M	0.23%
73	BACVERIZON COMMUNICATIONS INC	60,000	$3.6M	0.23%
74	ETRAE TRADE FINANCIAL CORP	82,000	$3.6M	0.22%	Put
75	NOWSERVICENOW INC	14,000	$3.6M	0.22%	Put
76	—SEMGROUP CORP	216,037	$3.5M	0.22%
77	ITUBITAU UNIBANCO HLDG SA	413,000	$3.5M	0.22%
78	KMIKINDER MORGAN INC DEL	163,004	$3.4M	0.21%
79	0DFCDIREXION SHS ETF TR	41,300	$3.2M	0.20%
80	HCCWARRIOR MET COAL INC	155,706	$3.0M	0.19%
81	ZAYOEURZAYO GROUP HLDGS INC	89,376	$3.0M	0.19%
82	AMATAPPLIED MATLS INC	60,200	$3.0M	0.19%
83	CPBCAMPBELL SOUP CO	63,000	$3.0M	0.18%
84	FISFIDELITY NATL INFORMATION SV	22,000	$2.9M	0.18%	Put
85	BKIEURBLACK KNIGHT INC	47,406	$2.9M	0.18%	Put
86	IQVIQVIA HLDGS INC	19,000	$2.8M	0.18%
87	ALSALLSTATE CORP	26,000	$2.8M	0.18%
88	IHRTIHEARTMEDIA INC	187,117	$2.8M	0.17%
89	URIUNITED RENTALS INC	22,500	$2.8M	0.17%	Put
90	A4SAMERIPRISE FINL INC	19,000	$2.8M	0.17%	Put
91	CEPUCENTRAL PUERTO S A	934,000	$2.8M	0.17%
92	BKOBLUEROCK RESIDENTIAL GRW REI	233,732	$2.8M	0.17%
93	CERNCHFCERNER CORP	40,000	$2.7M	0.17%
94	BABAALIBABA GROUP HLDG LTD	15,500	$2.6M	0.16%	Put
95	EMEEMCOR GROUP INC	30,000	$2.6M	0.16%
96	YPFYPF SOCIEDAD ANONIMA	278,600	$2.6M	0.16%
97	USX1UNITED STATES STL CORP NEW	219,800	$2.5M	0.16%
98	CHRSCOHERUS BIOSCIENCES INC	124,825	$2.5M	0.16%
99	GOOGLALPHABET INC	2,000	$2.4M	0.15%
100	—CRESTWOOD EQUITY PARTNERS LP	65,168	$2.4M	0.15%

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