OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Q2 2023 Filing

Filed August 14, 2023

Portfolio Value

$18.9M

Holdings

543

Report Date

Q2 2023

Filing Type

13F-HR

All Holdings (543 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	BYND 0 03/15/27BEYOND MEA	40,700,000	$10.6M	55.91%
2	AALAMERICAN A	13,792,200	$4.1M	21.73%	Put
3	SYBXSYNLOGIC I	608,234	$261K	1.38%
4	OPHTEURIVERIC BIO	5,850,120	$230K	1.22%
5	PDCEUSDPDC ENERGY	3,101,445	$221K	1.17%
6	8INSYNEOS HEA	3,342,622	$141K	0.74%
7	—MERSANA TH	415,000	$114K	0.60%	Call
8	IWMISHARES TR	370,000	$103K	0.54%	Put
9	SSS1EURLIFE STORA	734,310	$98K	0.52%
10	ANNXANNEXON IN	775,556	$92K	0.49%	Call
11	CNXXWCONX CORP	460,218	$84K	0.44%
12	—AFTERNEXT	678,553	$59K	0.31%
13	SAVE 1 05/15/26SPIRIT AIR	67,313,000	$55K	0.29%
14	PTON 0 02/15/26PELOTON IN	67,500,000	$51K	0.27%
15	UALUNITED AIR	333,900	$51K	0.27%	Put
16	MPTMEDICAL PP	200,000	$45K	0.24%	Put
17	—CONYERS PA	979,817	$44K	0.23%
18	07WAMR COOPER	150,000	$37K	0.20%	Put
19	OXY/WSOCCIDENTAL	1,000,000	$37K	0.19%
20	FUBOFUBOTV INC	100,000	$34K	0.18%	Call
21	MSTR 0 02/15/27MICROSTRAT	50,000,000	$33K	0.17%
22	LQDISHARES TR	300,000	$32K	0.17%
23	JETSETF SER SO	150,000	$32K	0.17%	Put
24	—VECTIVBIO	1,847,666	$31K	0.16%
25	DISHDISH NETWO	226,400	$31K	0.16%	Put
26	—CONYERS PA	2,867,097	$29K	0.15%
27	—GENERATION	938,800	$29K	0.15%
28	CCIXCHURCHILL	193,548	$28K	0.15%
29	RYAAYRYANAIR HO	246,778	$27K	0.14%
30	DISH 0 12/15/25DISH NETWO	50,000,000	$27K	0.14%
31	—NEAR INTEL	225,128	$26K	0.14%
32	—SCREAMING	2,492,371	$26K	0.14%
33	—BIOPLUS AC	182,071	$25K	0.13%
34	AGIOAGIOS PHAR	116,221	$25K	0.13%	Call
35	—PARATEK PH	25,000,000	$24K	0.13%
36	RSPINVESCO EX	55,000	$24K	0.13%	Put
37	—GORES HOLD	2,265,792	$23K	0.12%
38	TREE 0.5 07/15/25LENDINGTRE	30,000,000	$23K	0.12%
39	—RMG ACQUIS	184,086	$23K	0.12%
40	BAND 0.5 04/01/28BANDWIDTH	35,000,000	$22K	0.12%
41	AFRM 0 11/15/26AFFIRM HLD	30,000,000	$22K	0.12%
42	—PERCEPTION	231,101	$22K	0.12%
43	DKNGDRAFTKINGS	307,500	$22K	0.12%	Put
44	—SOCIAL LEV	128,141	$21K	0.11%
45	—GENERATION	1,980,000	$21K	0.11%
46	TVTX 2.25 03/01/29TRAVERE TH	25,000,000	$20K	0.11%
47	—NEW PROVID	1,857,465	$20K	0.10%
48	—ACORDA THE	30,000,000	$19K	0.10%
49	REXRREXFORD IN	363,425	$19K	0.10%
50	SBACSBA COMMUN	78,625	$18K	0.10%
51	PETQ 4 06/01/26PETIQ INC	20,000,000	$18K	0.10%
52	MGMMGM RESORT	444,402	$18K	0.10%	Put
53	EXREXTRA SPAC	119,873	$18K	0.09%
54	NVDANVIDIA COR	41,732	$18K	0.09%
55	FUBO 3.25 02/15/26FUBOTV INC	30,000,000	$17K	0.09%
56	—THUNDER BR	138,065	$17K	0.09%
57	CCIXCHURCHILL	92,080	$17K	0.09%
58	CCLCARNIVAL C	250,000	$17K	0.09%	Put
59	RDNRADIAN GRO	54,900	$17K	0.09%	Put
60	MATMATTEL INC	1,083,029	$16K	0.09%	Call
61	WHWYNDHAM HO	230,343	$16K	0.08%
62	—ALPHA HEAL	1,485,000	$15K	0.08%
63	ELMEELME COMMU	893,005	$15K	0.08%
64	—AFTERNEXT	1,395,656	$14K	0.08%
65	RDFN 0.5 04/01/27REDFIN COR	20,000,000	$14K	0.07%
66	EXPEEXPEDIA GR	131,500	$13K	0.07%	Put
67	—ALTITUDE A	231,102	$13K	0.07%
68	—CORNER GRO	109,287	$13K	0.07%
69	—CC NEUBERG	73,635	$13K	0.07%
70	SUISUN CMNTYS	97,129	$13K	0.07%
71	AYXEURALTERYX IN	275,000	$12K	0.07%
72	IRINGERSOLL	187,018	$12K	0.06%
73	CHHCHOICE HOT	103,684	$12K	0.06%
74	—APPLIED OP	15,000,000	$12K	0.06%
75	SELXCHENGHE AC	222,541	$12K	0.06%
76	—BILANDER A	1,123,806	$11K	0.06%
77	ADCAGREE RLTY	173,638	$11K	0.06%
78	SUACWSHOULDERUP	288,877	$11K	0.06%
79	AKTSQAKOUSTIS T	300,000	$11K	0.06%	Call
80	OHIOMEGA HEAL	345,931	$11K	0.06%
81	CFLTCONFLUENT	300,000	$11K	0.06%
82	ELSEQUITY LIF	156,408	$10K	0.06%
83	CPTCAMDEN PPT	93,669	$10K	0.05%
84	NAVINAVIENT CO	60,000	$10K	0.05%	Put
85	—CORNER GRO	116,665	$10K	0.05%
86	BURUWNUBURU INC	230,109	$10K	0.05%
87	MAAMID-AMER A	65,176	$10K	0.05%
88	BIDUNBAIDU INC	70,000	$10K	0.05%
89	CCIXCHURCHILL	921,523	$10K	0.05%
90	AMTAMERICAN T	48,635	$9K	0.05%
91	—SK GROWTH	890,167	$9K	0.05%
92	8CWCROWN CAST	79,338	$9K	0.05%
93	—BLUESCAPE	226,519	$9K	0.05%
94	—MOUNTAIN &	136,155	$9K	0.05%
95	JWSMFJAWS MUSTA	172,581	$9K	0.05%
96	—PRIVETERRA	108,918	$9K	0.05%
97	—OXBRIDGE A	197,427	$9K	0.05%
98	—ACCRETION	97,876	$9K	0.05%
99	ESTCELASTIC N	140,035	$9K	0.05%
100	FRFIRST INDL	169,879	$9K	0.05%

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