Who Owns AFSM?
First Trust Active Factor Small Cap ETF — Institutional Ownership & 13F Holdings
$36.57
-0.10 (-0.27%)
Market Cap
$47.8M
Shares Outstanding
1,427,283
Institutional Holders
21
Total Inst. Value
$22.8M
% of Float Held
—
QoQ Holder Change
+16
Institutional data as of Q1 2025
New Positions
5
Closed Positions
2
Increased
12
Decreased
4
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | TRUIST FINANCIAL CORP | $6.8M | 242,968 |
| 2 | Federation des caisses Desjardins du Quebec | $3.3M | 117,177 |
| 3 | Beacon Financial Advisory LLCNew | $2.9M | 102,445 |
| 4 | Cetera Investment Advisers | $1.7M | 60,079 |
| 5 | CARY STREET PARTNERS FINANCIAL LLC | $1.7M | 59,481 |
| 6 | Snowden Capital Advisors LLC | $904K | 32,361 |
| 7 | Boyce & Associates Wealth Consulting, Inc.New | $856K | 30,626 |
| 8 | WORLD EQUITY GROUP, INC. | $852K | 30,501 |
| 9 | OSAIC HOLDINGS, INC. | $636K | 22,744 |
| 10 | Tower Research Capital LLC (TRC) | $633K | 22,647 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| TRUIST FINANCIAL CORP | +23K | $6.8M |
| Federation des caisses Desjardins du Quebec | +5K | $3.3M |
| Beacon Financial Advisory LLCNew | +102K | $2.9M |
| Cetera Investment Advisers | +4K | $1.7M |
| Snowden Capital Advisors LLC | +6K | $904K |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| CARY STREET PARTNERS FINANCIAL LLC | -2K | $1.7M |
| CREATIVE FINANCIAL DESIGNS INC /ADV | -2K | $461K |
| Prospera Financial Services Inc | -2K | $467K |
| Sigma Planning Corp | -1K | $239K |
Related Stocks
Frequently Asked Questions
How many institutional investors hold AFSM?
As of Q1 2025, 21 institutional investors report holding AFSM (First Trust Active Factor Small Cap ETF) in their 13F filings.
Which hedge fund owns the most AFSM?
The largest institutional holder of AFSM is TRUIST FINANCIAL CORP with $6.8M in shares.
Are institutions buying or selling AFSM?
This quarter, 5 institutions opened new positions in AFSM and 2 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.