Regal Investment Advisors LLC Q3 2017 Filing

Filed November 8, 2017

Portfolio Value

$428.7M

Holdings

279

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (279 positions)

#	Stock	Shares	Value	% Portfolio
1	IVVISHARES TR	63,394	$16.0M	3.74%
2	IJRISHARES TR	131,471	$9.8M	2.28%
3	SPYSPDR S&P 500 ETF TR	36,270	$9.1M	2.13%
4	LQDISHARES TR	74,388	$9.0M	2.10%
5	ABBVABBVIE INC	84,728	$7.5M	1.76%
6	VEAVANGUARD TAX MANAGED INTL FD	170,875	$7.4M	1.73%
7	PFFISHARES TR	181,321	$7.0M	1.64%
8	EEMISHARES TR	149,028	$6.7M	1.56%
9	TAT&T INC	160,540	$6.3M	1.47%
10	AOAISHARES	113,520	$6.1M	1.42%
11	—DOWDUPONT INC	83,824	$5.8M	1.35%
12	AAPLAPPLE INC	36,908	$5.7M	1.33%
13	EDCONSOLIDATED EDISON INC	70,022	$5.6M	1.32%
14	MSFTMICROSOFT CORP	72,759	$5.4M	1.26%
15	IJHISHARES TR	29,478	$5.3M	1.23%
16	MCDMCDONALDS CORP	33,304	$5.2M	1.22%
17	VUGVANGUARD INDEX FDS	39,147	$5.2M	1.21%
18	VWOVANGUARD INTL EQUITY INDEX F	118,094	$5.1M	1.20%
19	SCHDSCHWAB STRATEGIC TR	109,140	$5.1M	1.19%
20	PGPROCTER AND GAMBLE CO	52,654	$4.8M	1.12%
21	JNJJOHNSON & JOHNSON	36,573	$4.8M	1.11%
22	VIGVANGUARD SPECIALIZED PORTFOL	49,408	$4.7M	1.09%
23	EMREMERSON ELEC CO	74,273	$4.7M	1.09%
24	GEGENERAL ELECTRIC CO	188,351	$4.6M	1.06%
25	BSVVANGUARD BD INDEX FD INC	56,907	$4.5M	1.06%
26	MOALTRIA GROUP INC	64,080	$4.1M	0.95%
27	FTAFIRST TR LRG CP VL ALPHADEX	78,634	$4.0M	0.94%
28	VTVVANGUARD INDEX FDS	40,158	$4.0M	0.94%
29	AORISHARES	88,602	$4.0M	0.93%
30	VNQVANGUARD INDEX FDS	44,225	$3.7M	0.86%
31	DISDISNEY WALT CO	35,210	$3.5M	0.81%
32	FLOTISHARES TR	67,445	$3.4M	0.80%
33	DUKDUKE ENERGY CORP NEW	39,142	$3.3M	0.77%
34	FPFFIRST TR EXCH TRADED FD III	50,516	$3.3M	0.76%
35	—POWERSHARES QQQ TRUST	21,860	$3.2M	0.74%
36	LZBLA Z BOY INC	116,451	$3.1M	0.73%
37	PEPPEPSICO INC	27,237	$3.0M	0.71%
38	BRK/BBERKSHIRE HATHAWAY INC DEL	16,436	$3.0M	0.70%
39	FDNFIRST TR EXCHANGE TRADED FD	28,874	$3.0M	0.69%
40	RFDIFIRST TR EXCH TRADED FD III	46,622	$2.9M	0.69%
41	IWFISHARES TR	23,268	$2.9M	0.68%
42	AEPAMERICAN ELEC PWR INC	40,181	$2.8M	0.66%
43	XOMEXXON MOBIL CORP	34,237	$2.8M	0.65%
44	TLTISHARES TR	21,918	$2.7M	0.64%
45	RFEMFIRST TR EXCH TRADED FD III	39,724	$2.7M	0.62%
46	LOWLOWES COS INC	33,224	$2.7M	0.62%
47	FYXFIRST TR SML CP CORE ALPHA F	44,423	$2.6M	0.61%
48	GOOGALPHABET INC	2,716	$2.6M	0.61%
49	AMGNAMGEN INC	13,418	$2.5M	0.58%
50	VVISA INC	23,395	$2.5M	0.57%
51	MUBISHARES TR	22,157	$2.5M	0.57%
52	—FIRST TR EXCH TRADED FD III	40,981	$2.4M	0.56%
53	—ANDEAVOR	23,139	$2.4M	0.56%
54	COPCONOCOPHILLIPS	47,209	$2.4M	0.55%
55	GBXGREENBRIER COS INC	49,065	$2.4M	0.55%
56	VYMVANGUARD WHITEHALL FDS INC	29,031	$2.4M	0.55%
57	VOEVANGUARD INDEX FDS	22,067	$2.3M	0.54%
58	BLKCHFBLACKROCK INC	5,098	$2.3M	0.53%
59	VOTVANGUARD INDEX FDS	18,609	$2.3M	0.53%
60	CERNCHFCERNER CORP	31,140	$2.2M	0.52%
61	MMM3M CO	10,518	$2.2M	0.52%
62	ORLYO REILLY AUTOMOTIVE INC NEW	10,032	$2.2M	0.50%
63	UBNTEURUBIQUITI NETWORKS INC	38,542	$2.2M	0.50%
64	—MONSANTO CO NEW	17,992	$2.2M	0.50%
65	UTXZUNITED TECHNOLOGIES CORP	18,561	$2.2M	0.50%
66	UNPUNION PAC CORP	18,509	$2.1M	0.50%
67	VTIVANGUARD INDEX FDS	16,430	$2.1M	0.50%
68	WFCWELLS FARGO CO NEW	38,273	$2.1M	0.49%
69	FAIFIRST TR EXCHANGE TRADED FD	80,141	$2.1M	0.49%
70	AXPAMERICAN EXPRESS CO	23,158	$2.1M	0.49%
71	PFEPFIZER INC	58,584	$2.1M	0.49%
72	MAMASTERCARD INCORPORATED	14,567	$2.1M	0.48%
73	AQLTISHARES TR	31,944	$2.0M	0.48%
74	ADIANALOG DEVICES INC	23,751	$2.0M	0.48%
75	KOCOCA COLA CO	44,941	$2.0M	0.47%
76	USMVISHARES TR	40,096	$2.0M	0.47%
77	FDTFIRST TR EXCH TRD ALPHA FD I	33,805	$2.0M	0.47%
78	BKBANK NEW YORK MELLON CORP	36,008	$1.9M	0.45%
79	DDOMINION ENERGY INC	24,712	$1.9M	0.44%
80	NSUSDNUSTAR ENERGY LP	46,205	$1.9M	0.44%
81	CLXCLOROX CO DEL	14,152	$1.9M	0.44%
82	STTSPDR SERIES TRUST	49,840	$1.9M	0.43%
83	MCKMCKESSON CORP	11,803	$1.8M	0.42%
84	CMPCOMPASS MINERALS INTL INC	27,695	$1.8M	0.42%
85	SHYISHARES TR	20,558	$1.7M	0.40%
86	CINFCINCINNATI FINL CORP	22,259	$1.7M	0.40%
87	—EXPRESS SCRIPTS HLDG CO	25,730	$1.6M	0.38%
88	HDVISHARES TR	18,808	$1.6M	0.38%
89	RLYSSGA ACTIVE ETF TR	63,835	$1.6M	0.37%
90	VBVANGUARD INDEX FDS	11,288	$1.6M	0.37%
91	VOVANGUARD INDEX FDS	10,665	$1.6M	0.37%
92	AQLTISHARES TR	16,526	$1.5M	0.36%
93	BACBANK AMER CORP	60,946	$1.5M	0.36%
94	VWOBVANGUARD WHITEHALL FDS INC	18,494	$1.5M	0.35%
95	AGGISHARES TR	13,678	$1.5M	0.35%
96	PNCPNC FINL SVCS GROUP INC	11,052	$1.5M	0.35%
97	EFAISHARES TR	21,740	$1.5M	0.35%
98	IUSVISHARES TR	28,250	$1.5M	0.34%
99	INSYEURINSYS THERAPEUTICS INC NEW	161,600	$1.4M	0.33%
100	VGKVANGUARD INTL EQUITY INDEX F	24,390	$1.4M	0.33%

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