RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2020 Filing

Filed May 18, 2020

Portfolio Value

$1.5B

Holdings

272

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (272 positions)

#	Stock	Shares	Value	% Portfolio
1	NADNUVEEN QUALITY MUNCP INCOME	5,499,636	$75.6M	5.06%
2	XNEAXNUVEEN AMT FREE QLTY MUN INC	4,184,226	$56.7M	3.80%
3	WIWWESTERN AST INFL LKD OPP & I	4,903,585	$46.9M	3.14%
4	XEVVXEATON VANCE LTD DUR INCOME F	3,726,767	$39.4M	2.64%
5	HIOWESTERN ASSET HIGH INCM OPP	8,081,584	$34.0M	2.28%
6	EIMEATON VANCE MUN BD FD	2,704,527	$33.8M	2.26%
7	EHIWESTERN ASSET GLB HI INCOME	4,249,413	$31.8M	2.13%
8	BWGBRANDYWINEGBL GLBAL INM OPRT	2,986,012	$31.5M	2.11%
9	TRYBARINGS BDC INC	3,946,404	$29.5M	1.98%
10	GHYPGIM GLOBAL HIGH YIELD FD INC	2,482,017	$27.5M	1.84%
11	NVGNUVEEN AMT FREE MUN CR INC F	1,865,500	$27.4M	1.83%
12	—VOYA PRIME RATE TR	7,165,176	$26.6M	1.78%
13	DSUBLACKROCK DEBT STRAT FD INC	3,096,596	$26.2M	1.75%
14	HFROHIGHLAND INCOME FUNDHIGHLAND INCOME	2,932,617	$25.0M	1.68%
15	MYIBLACKROCK MUNIYIELD QLTY FD	1,897,474	$24.3M	1.62%
16	XJQCXNUVEEN CR STRATEGIES INCM FD	4,169,593	$23.6M	1.58%
17	NACNUVEEN CA QUALTY MUN INCOME	1,600,463	$21.9M	1.47%
18	BRWTEMPLETON GLOBAL INCOME FD	3,996,268	$21.4M	1.43%
19	—INVESCO DYNAMIC CR OPP FD	2,223,331	$17.7M	1.19%
20	—NEW MTN FIN	21,000,000	$17.2M	1.15%
21	DPGDUFF & PHELPS UTIL CORP BD T	2,028,860	$17.0M	1.14%
22	VGMINVESCO TR INVT GRADE MUNS	1,397,539	$16.9M	1.13%
23	GBDCGOLUB CAP BDC INC	1,330,677	$16.7M	1.12%
24	XEMDXWESTERN ASSET EMRG MKT DEBT	1,555,312	$16.4M	1.10%
25	BTZBLACKROCK CR ALLCTN INC TR	1,299,457	$15.2M	1.02%
26	VVRINVESCO SR INCOME TR	4,491,902	$14.5M	0.97%
27	ISDPGIM HIGH YIELD BOND FUND INC	1,245,838	$14.4M	0.97%
28	XAODXABERDEEN TOTAL DYNAMIC DIVD	2,153,026	$14.2M	0.95%
29	MUCBLACKROCK MUNIHLDNGS CALI QL	1,006,234	$13.4M	0.90%
30	—BLACKROCK TCP CAPITAL	15,000,000	$13.2M	0.89%
31	ARCCARES CAP CORP	1,211,881	$13.1M	0.88%
32	—ALLIANZGI NFJ DIVID INT & PR	1,356,378	$13.0M	0.87%
33	RQICOHEN & STEERS QUALITY RLTY	1,351,053	$12.2M	0.82%
34	XAWFXALLIANCEBERNSTEIN GBL HGH IN	1,313,394	$12.2M	0.81%
35	—EATON VANCE FLTG RATE INCOM	1,045,193	$12.2M	0.81%
36	NRKNUVEEN NEW YORK AMT QLT MUNI	964,774	$12.1M	0.81%
37	PDXPIMCO ENRGY TACTICAL CR OPP	2,169,354	$11.6M	0.78%
38	—BLACKROCK CAPITAL	12,600,000	$10.6M	0.71%
39	NXDTNEXPOINT STRATEGIC OPORTUNT	1,257,555	$10.4M	0.70%
40	MHNBLACKROCK MUNIHLDGS NY QLTY	800,996	$10.1M	0.68%
41	XPHDXPIONEER FLOATING RATE TR	1,313,124	$10.0M	0.67%
42	PMOPUTNAM MUN OPPORTUNITIES TR	797,557	$9.5M	0.64%
43	NQPNUVEEN PENNSYLVANIA QLT MUN	668,401	$8.9M	0.60%
44	BYMBLACKROCK MUNICIPL INC QLTY	665,219	$8.8M	0.59%
45	VMOINVESCO MUN OPPORTUNITY TR	745,484	$8.5M	0.57%
46	FDDFIRST TR HIGH INCOME L/S FD	687,031	$8.4M	0.56%
47	EVFEATON VANCE SR INCOME TR	1,768,225	$8.2M	0.55%
48	—BLACKROCK NY MUNI INC QLTY T	651,102	$8.1M	0.55%
49	—SOURCE CAP INC	263,148	$8.1M	0.54%
50	VKQINVESCO MUN TR	679,913	$8.0M	0.53%
51	—NUVEEN GEORGIA QLTY MUN INC	667,231	$7.9M	0.53%
52	IIMINVESCO VALUE MUN INCOME TR	560,225	$7.9M	0.53%
53	MYNCLOUGH GLOBAL OPPORTUNITIES	1,084,135	$7.8M	0.52%
54	XEADXWELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD	1,214,449	$7.7M	0.52%
55	AFBALLIANCEBERNSTEIN NATL MUNI	600,719	$7.7M	0.51%
56	BCXBLACKROCK RES & COMM STRAT T	1,441,601	$7.3M	0.49%
57	XIGDXVOYA GLBL EQTY DIV & PREM OP	1,559,160	$7.1M	0.48%
58	JGHNUVEEN GLOBAL HIGH IN	610,577	$6.8M	0.46%
59	XNCMXNUVEEN CALIFORNIA AMT QLT MU	470,730	$6.7M	0.45%
60	FCTFIRST TR SR FLG RTE INCM FD	682,997	$6.5M	0.44%
61	PEOADAM NAT RES FD INC	775,232	$6.4M	0.43%
62	—ALLIANZGI ART INTEL & TECH	394,363	$6.3M	0.42%
63	FSC1EUROAKTREE SPECIALTY LENDING CO	1,938,535	$6.3M	0.42%
64	EDDMORGAN STANLEY EM MKTS DM DE	1,190,056	$6.2M	0.42%
65	XBFZXBLACKROCK CALIF MUN INCOME T	482,428	$6.1M	0.41%
66	AEFABERDEEN EMRG MRKTS EQT INM	1,179,674	$6.1M	0.41%
67	—NUVEEN MARYLAND QLT MUN INC	478,094	$6.0M	0.40%
68	HIXWESTERN ASSET HIGH INCM FD I	1,178,625	$5.9M	0.40%
69	ARDCARES DYNAMIC CR ALLOCATION F	544,939	$5.9M	0.39%
70	—NEUBERGER BRMAN NY MUNI FD I	503,408	$5.8M	0.39%
71	—INTERPRIVATE ACQUISITION COR	300,000	$5.6M	0.37%
72	SWZSWISS HELVETIA FD INC	789,381	$5.5M	0.37%
73	DTFDTF TAX-FREE INCOME INC	387,640	$5.4M	0.36%
74	GNRUQGREENROSE ACQUISITION CORP	300,000	$5.3M	0.35%
75	XEVMXEATON VANCE CALIF MUN BD FD	474,508	$5.0M	0.34%
76	—ANDINA ACQUISITION CORP III	300,000	$5.0M	0.33%
77	—DMY TECHNOLOGY GROUP INC	250,000	$4.9M	0.33%
78	XGLQXCLOUGH GLOBAL EQUITY FD	545,289	$4.8M	0.32%
79	—NUVEEN MICHIGAN QLT MUN INC	351,817	$4.7M	0.32%
80	EFTEATON VANCE FLTING RATE INC	457,859	$4.7M	0.31%
81	TEITEMPLETON EMERG MKTS INCOME	626,072	$4.7M	0.31%
82	—WEALTHBRIDGE ACQUISITION LTD	225,000	$4.6M	0.31%
83	MYNBLACKROCK MUNIYIELD NY QLTY	379,338	$4.6M	0.31%
84	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.6M	0.31%
85	—Yunhong International	200,000	$4.5M	0.30%
86	—NUVEEN OHIO QLTY MUN INCOME	305,068	$4.5M	0.30%
87	VLTINVESCO HIGH INCOME TR II	415,251	$4.4M	0.30%
88	RMTROYCE MICRO-CAP TR INC	784,042	$4.4M	0.29%
89	—ATLAS TECHNICAL CONSULTANTS	200,000	$4.3M	0.29%
90	NZFNUVEEN MUNICIPAL CREDIT INC	303,735	$4.3M	0.29%
91	NANNUVEEN NEW YORK QLT MUN INC	313,748	$4.1M	0.28%
92	MQTBLACKROCK MUNIY QUALITY FD I	331,970	$4.1M	0.27%
93	HGLBHIGHLAND GLOBAL ALLOCATION F	924,265	$4.0M	0.27%
94	—TUSCAN HLDGS CORP II	400,000	$4.0M	0.27%
95	—DELAWARE ENHANCED GBL DIV &	524,184	$3.9M	0.26%
96	—East Stone Acquisition Corporation	165,000	$3.9M	0.26%
97	—MERIDA MERGER CORP I	400,000	$3.9M	0.26%
98	XFRAXBLACKROCK FLOAT RATE OME STR	382,671	$3.8M	0.26%
99	AVKADVENT CONVERTIBLE & INCOME	359,764	$3.8M	0.26%
100	—BLACKROCK NY MUNICIPAL BOND	268,183	$3.8M	0.25%

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