RIVERNORTH CAPITAL MANAGEMENT, LLC Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$1.7B

Holdings

458

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (458 positions)

#	Stock	Shares	Value	% Portfolio
1	XNEAXNUVEEN AMT FREE QLTY MUN INC	9,366,718	$138.8M	8.33%
2	NADNUVEEN QUALITY MUNCP INCOME	6,282,950	$95.1M	5.71%
3	—VOYA PRIME RATE TR	11,481,199	$53.3M	3.20%
4	WIWWESTERN ASSET / CLAYMORE INF	3,825,753	$46.5M	2.79%
5	FSC1EUROAKTREE SPECIALTY LENDING CO	6,079,328	$37.7M	2.26%
6	—NEW MTN FIN CORP	31,390,000	$32.9M	1.97%
7	—INVESCO DYNAMIC CR OPPORTUNI	2,621,719	$29.8M	1.79%
8	VVRINVESCO SR INCOME TR	7,057,029	$29.6M	1.78%
9	MYIBLACKROCK MUNIYIELD QUALITY	2,022,974	$28.8M	1.73%
10	—BLACKROCK CAP INVT CORP	28,439,000	$28.6M	1.71%
11	HIOWESTERN ASSET HIGH INCOME OP	5,612,851	$28.5M	1.71%
12	EIMEATON VANCE MUN BD FD	2,140,314	$28.5M	1.71%
13	PDXPIMCO ENRGY TACTICAL CR OPP	2,597,766	$26.9M	1.61%
14	EVFEATON VANCE SR INCOME TR	3,935,046	$26.1M	1.57%
15	NACNUVEEN CA QUALTY MUN INCOME	1,703,282	$25.3M	1.52%
16	—BLACKROCK TCP CAPITAL CORP	24,558,000	$24.9M	1.50%
17	IIMINVESCO VALUE MUN INCOME TR	1,437,292	$22.5M	1.35%
18	XEVVXEATON VANCE LTD DURATION INC	1,728,858	$21.8M	1.31%
19	NCZVIRTUS ALLIANZGI CONVERTIBLE	4,286,509	$21.3M	1.28%
20	VGMINVESCO TR INVT GRADE MUNS	1,542,334	$20.8M	1.25%
21	XJQCXNUVEEN CR STRATEGIES INCOME	2,984,934	$19.4M	1.16%
22	—EATON VANCE FLTG RATE INCOM	1,042,971	$17.0M	1.02%
23	BGBBLACKSTONE STRATEGIC CREDIT	1,268,183	$16.9M	1.01%
24	BWGBRANDYWINEGBL GBL INCM OPP F	1,368,274	$16.5M	0.99%
25	GHYPGIM GLOBAL HIGH YIELD FD FO	1,102,674	$16.5M	0.99%
26	CPZCALAMOS LNG SHR EQT DYNAMIC	813,145	$16.4M	0.98%
27	KYNKAYNE ANDERSON NEXTGEN ENRGY	2,388,038	$15.9M	0.95%
28	TRYBARINGS BDC INC	1,569,817	$15.7M	0.94%
29	XAWFXALLIANCEBERNSTEIN GLOBAL HIG	1,248,821	$14.8M	0.89%
30	MHDBLACKROCK MUNIHOLDINGS QUALI	911,692	$14.6M	0.88%
31	NRKNUVEEN NEW YORK AMT QLT MUNI	1,058,917	$14.5M	0.87%
32	IQIINVESCO QUALITY MUN INCOME T	1,095,810	$14.2M	0.85%
33	EDDMORGAN STANLEY EMERGING MKTS	2,307,029	$13.9M	0.83%
34	XHIEXMILLER HOWARD HIGH INC EQTY	1,332,150	$12.8M	0.77%
35	FDDFIRST TR HIGH INCOME L/S FD	815,934	$12.3M	0.74%
36	ISDPGIM HIGH YIELD BOND FUND IN	763,312	$12.0M	0.72%
37	NZFNUVEEN MUNICIPAL CREDIT INC	728,827	$11.8M	0.71%
38	AFBALLIANCEBERNSTEIN NATL MUN I	826,547	$11.8M	0.71%
39	BRWTEMPLETON GLOBAL INCOME FD	2,199,864	$11.7M	0.70%
40	MHIPIONEER MUN HIGH INCOME TR	937,795	$11.6M	0.70%
41	MVFBLACKROCK MUNIVEST FD INC	1,190,872	$11.1M	0.66%
42	—FIRST TR SR FLOATING RATE 20	1,123,179	$10.6M	0.63%
43	DIAXNUVEEN DOW 30 DYNAMIC OVERWR	627,587	$10.2M	0.61%
44	XEMDXWESTERN ASSET EMERGING MKTS	761,055	$10.1M	0.60%
45	—NUVEEN MARYLAND QLT MUN INC	655,097	$9.3M	0.56%
46	TEITEMPLETON EMERGING MKTS INCO	1,247,645	$9.2M	0.55%
47	NVGNUVEEN AMT FREE MUN CR INC F	540,345	$9.1M	0.55%
48	MHNBLACKROCK MUNIHLDGS NY QLTY	638,292	$9.0M	0.54%
49	BYMBLACKROCK MUN INCOME QUALITY	584,013	$8.8M	0.53%
50	EMOCLEARBRIDGE ENERGY MIDSTRM O	462,690	$8.6M	0.52%
51	MMUWESTERN ASSET MANAGED MUNS F	663,469	$8.6M	0.52%
52	XEVMXEATON VANCE CALIF MUN BD FD	739,119	$8.6M	0.52%
53	BGHBARINGS GLOBAL SHORT DURATIO	526,265	$8.5M	0.51%
54	NXDTNEXPOINT STRATEGIC OPPORTES	719,830	$8.2M	0.49%
55	XBFZXBLACKROCK CALIF MUN INCOME T	564,287	$8.1M	0.49%
56	XFRAXBLACKROCK FLOATING RATE INCO	608,393	$7.9M	0.47%
57	MQTBLACKROCK MUNIYIELD QUALITY	558,802	$7.8M	0.47%
58	MCIBARINGS CORPORATE INVS	555,542	$7.7M	0.46%
59	XNCMXNUVEEN CALIFORNIA AMT QLT MU	493,719	$7.6M	0.46%
60	NDMONUVEEN DYNAMIC MUN OPPORTUNI	454,451	$7.3M	0.44%
61	NANNUVEEN NEW YORK QLT MUN INC	490,955	$7.0M	0.42%
62	JGHNUVEEN GLOBAL HIGH INCOME FD	451,665	$7.0M	0.42%
63	KTFDWS MUN INCOME TR	593,576	$6.9M	0.41%
64	DTFDTF TAX-FREE INCOME INC	457,388	$6.6M	0.39%
65	AEFABERDEEN EMRG MRKTS EQT INM	737,533	$6.4M	0.38%
66	TYGTORTOISE ENERGY INFRA CORP	246,588	$6.0M	0.36%
67	XEFRXEATON VANCE SR FLTNG RTE TR	421,089	$5.8M	0.35%
68	DSUBLACKROCK DEBT STRATEGIES FD	507,856	$5.6M	0.34%
69	PDOPIMCO DYNAMIC INCOME OPRNTS	277,597	$5.6M	0.33%
70	NQPNUVEEN PENNSYLVANIA QLT MUN	384,411	$5.5M	0.33%
71	MPVBARINGS PARTN INVS	409,429	$5.3M	0.32%
72	MYNBLACKROCK MUNIYIELD N Y QUAL	390,141	$5.2M	0.31%
73	—SOURCE CAP INC	115,867	$5.1M	0.30%
74	DHFBNY MELLON HIGH YIELD STRATE	1,617,071	$5.0M	0.30%
75	ARDCARES DYNAMIC CR ALLOCATION F	321,589	$4.8M	0.29%
76	MUCBLACKROCK MUNIHOLDINGS QUALI	358,314	$4.8M	0.29%
77	VKIINVESCO ADVANTAGE MUN INCOME	355,236	$4.2M	0.25%
78	—HERCULES CAPITAL INC	4,000,000	$4.1M	0.25%
79	—BLACKROCK MUNIHLDS INVSTM QL	285,520	$4.1M	0.24%
80	—SOARING EAGLE ACQUISITION CO	400,000	$4.0M	0.24%
81	—TUSCAN HLDGS CORP II	399,998	$4.0M	0.24%
82	VKQINVESCO MUN TR	303,262	$4.0M	0.24%
83	NEANUVEEN FLTNG RTE INCM OPP FD	409,059	$3.9M	0.23%
84	XPMAXPIONEER MUN HIGH INCOME ADVA	327,362	$3.9M	0.23%
85	—APOLLO TACTICAL INCOME FD IN	258,583	$3.8M	0.23%
86	XFEBFIRST TR MLP & ENERGY INCOM	551,512	$3.8M	0.23%
87	FTHYFIRST TR HIGH YIELD OPPRT 20	181,963	$3.6M	0.22%
88	SPESPECIAL OPPORTUNITIES FD INC	244,394	$3.6M	0.21%
89	BCSFBAIN CAP SPECIALTY FIN INC	237,119	$3.5M	0.21%
90	BTTBLACKROCK MUN TARGET TERM TR	136,615	$3.5M	0.21%
91	FEGEFIRST EAGLE ALTR CAP BDC INC	852,106	$3.4M	0.21%
92	—NUVEEN GEORGIA QLTY MUN INC	252,707	$3.3M	0.20%
93	—FIRST EAGLE SENIOR LOAN FUND	222,753	$3.2M	0.19%
94	XEADXWELLS FARGO ADVANTAGE INCOME	377,022	$3.2M	0.19%
95	—BLACKROCK NEW YORK MUN INCOM	216,087	$3.1M	0.19%
96	NCANUVEEN CALIFORNIA MUNI VLU F	294,972	$3.0M	0.18%
97	JWSMFJAWS MUSTANG ACQUISITION COR	297,050	$3.0M	0.18%
98	—PROPERTY SOLUTIONS ACQUISITI	300,000	$2.9M	0.18%
99	CCIXCHURCHILL CAPITAL CORP VII	288,800	$2.9M	0.17%
100	—MERIDA MERGER CORP I	287,546	$2.8M	0.17%

Page 1 of 5Next