RIVERNORTH CAPITAL MANAGEMENT, LLC Q2 2021 Filing

Filed August 16, 2021

Portfolio Value

$1.8B

Holdings

484

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (484 positions)

#	Stock	Shares	Value	% Portfolio
1	XNEAXNUVEEN AMT FREE QLTY MUN INC	7,565,026	$118.8M	6.77%
2	NADNUVEEN QUALITY MUNCP INCOME	6,223,349	$99.6M	5.68%
3	BRWSABA CAPITAL INCOME & OPRNT	11,748,128	$55.3M	3.15%
4	WIWWESTERN AST INFL LKD OPP & I	3,145,918	$41.2M	2.35%
5	NACNUVEEN CA QUALTY MUN INCOME	2,096,176	$33.2M	1.89%
6	FSC1EUROAKTREE SPECIALTY LENDING CO	4,695,804	$31.4M	1.79%
7	MYIBLACKROCK MUNIYIELD QUALITY	2,031,351	$30.2M	1.72%
8	NRKNUVEEN NEW YORK AMT QLT MUNI	2,123,617	$30.1M	1.72%
9	—BLACKROCK CAP INVT CORP	29,441,000	$29.9M	1.70%
10	EIMEATON VANCE MUN BD FD	2,114,761	$28.9M	1.65%
11	PDXPIMCO ENERGY & TACTICAL CR O	2,204,159	$27.6M	1.57%
12	EVFEATON VANCE SR INCOME TR	3,994,915	$27.2M	1.55%
13	VVRINVESCO SR INCOME TR	5,722,588	$25.5M	1.45%
14	—BLACKROCK TCP CAPITAL CORP	24,558,000	$25.1M	1.43%
15	HIOWESTERN ASSET HIGH INCOME OP	4,493,026	$23.7M	1.35%
16	EFTEATON VANCE FLTING RATE INC	1,642,306	$23.6M	1.35%
17	BWGBRANDYWINEGBL GBL INCM OPP F	1,661,460	$21.0M	1.19%
18	EDDMORGAN STANLEY EMERGING MKTS	3,139,146	$19.2M	1.09%
19	CLMCORNERSTONE STRATEGIC VALUE	1,643,262	$19.1M	1.09%
20	VGMINVESCO TR INVT GRADE MUNS	1,298,653	$18.2M	1.04%
21	XHIEXMILLER HOWARD HIGH INC EQTY	1,723,456	$18.1M	1.03%
22	BGBBLACKSTONE STRATEGIC CREDIT	1,286,198	$17.9M	1.02%
23	MVFBLACKROCK MUNIVEST FD INC	1,857,543	$17.9M	1.02%
24	TRYBARINGS BDC INC	1,601,022	$16.9M	0.96%
25	NCZVIRTUS ALLIANZGI CONVERTIBLE	3,156,276	$16.9M	0.96%
26	CPZCALAMOS LNG SHR EQT DYNAMIC	809,085	$16.8M	0.96%
27	MHDBLACKROCK MUNIHOLDINGS FD IN	1,001,319	$16.8M	0.96%
28	KYNKAYNE ANDERSON NEXTGEN ENRGY	2,186,781	$16.6M	0.94%
29	XEFRXEATON VANCE SR FLTNG RTE TR	1,155,714	$16.4M	0.93%
30	—INVESCO DYNAMIC CR OPPORTUNI	1,349,415	$16.0M	0.91%
31	MMUWESTERN ASSET MANAGED MUNS F	1,169,312	$15.8M	0.90%
32	IQIINVESCO QUALITY MUN INCOME T	1,154,044	$15.6M	0.89%
33	GOFGUGGENHEIM ENHANCED EQT INCM	1,803,965	$15.5M	0.89%
34	GHYPGIM GLOBAL HIGH YIELD FD FO	954,582	$15.2M	0.87%
35	KTFDWS MUN INCOME TR	1,182,239	$14.5M	0.82%
36	NXDTNEXPOINT STRATEGIC OPPORTES	1,000,140	$13.8M	0.78%
37	—FIRST TR SR FLOATING RATE 20	1,434,279	$13.7M	0.78%
38	XBFZXBLACKROCK CALIF MUN INCOME T	900,266	$13.5M	0.77%
39	IIMINVESCO VALUE MUN INCOME TR	761,940	$12.6M	0.72%
40	AFBALLIANCEBERNSTEIN NATL MUN I	807,206	$12.3M	0.70%
41	TYGTORTOISE ENERGY INFRA CORP	409,858	$11.8M	0.67%
42	XAWFXALLIANCEBERNSTEIN GLOBAL HIG	929,948	$11.6M	0.66%
43	MUBISHARES TR	96,980	$11.4M	0.65%
44	NZFNUVEEN MUNICIPAL CREDIT INC	651,231	$11.2M	0.64%
45	—CC NEUBERGER PRIN HLDGS II	1,103,156	$10.9M	0.62%
46	EMOCLEARBRIDGE ENERGY MIDSTRM O	462,690	$10.7M	0.61%
47	FDDFIRST TR HIGH INCOME LONG /	663,712	$10.5M	0.60%
48	—NUVEEN CORPORATE INCM NOVEME	1,039,875	$9.8M	0.56%
49	ISDPGIM HIGH YIELD BOND FUND IN	566,019	$9.2M	0.52%
50	MCIBARINGS CORPORATE INVS	600,278	$9.1M	0.52%
51	XNCMXNUVEEN CALIFORNIA AMT QLT MU	545,802	$8.9M	0.51%
52	XEVMXEATON VANCE CALIF MUN BD FD	739,119	$8.8M	0.50%
53	XFRAXBLACKROCK FLOATING RATE INCO	657,990	$8.7M	0.50%
54	MHIPIONEER MUNICIPAL HIGH INCOM	668,119	$8.7M	0.49%
55	MFMMFS MUN INCOME TR	1,208,445	$8.6M	0.49%
56	DIAXNUVEEN DOW 30 DYNMC OVERWRT	502,766	$8.6M	0.49%
57	TEITEMPLETON EMERGING MKTS INCO	1,065,179	$8.5M	0.48%
58	NTGTORTOISE MIDSTRM ENERGY FD I	276,635	$8.3M	0.47%
59	BGHBARINGS GLOBAL SHORT DURATIO	475,680	$8.1M	0.46%
60	BTTBLACKROCK MUN TARGET TERM TR	302,030	$7.9M	0.45%
61	BRWTEMPLETON GLOBAL INCOME FD	1,311,393	$7.3M	0.42%
62	FEGEFIRST EAGLE ALTR CAP BDC INC	1,604,107	$7.3M	0.42%
63	—BLACKROCK MUNIHLDS INVSTM QL	490,870	$7.3M	0.41%
64	NANNUVEEN NEW YORK QLT MUN INC	477,547	$7.2M	0.41%
65	AEFABERDEEN EMRG MRKTS EQT INM	774,412	$7.0M	0.40%
66	MQTBLACKROCK MUNIYIELD QUALITY	463,382	$6.7M	0.38%
67	NQPNUVEEN PENNSYLVANIA QLT MUN	441,636	$6.7M	0.38%
68	MHNBLACKROCK MUNIHLDGS NY QLTY	444,317	$6.6M	0.37%
69	—BLACKROCK MUNIYIELD CALIF FD	414,934	$6.4M	0.36%
70	FTHYFIRST TR HIGH YIELD OPPRT 20	318,206	$6.4M	0.36%
71	MPVBARINGS PARTN INVS	444,831	$6.1M	0.35%
72	CEF/USPROTT PHYSICAL GOLD & SILVE	322,071	$6.0M	0.34%
73	DTFDTF TAX-FREE INCOME INC	397,036	$6.0M	0.34%
74	CCIXCHURCHILL CAPITAL CORP VII	610,005	$5.9M	0.34%
75	—AUSTERLITZ ACQUISITION CORP	598,464	$5.8M	0.33%
76	NVGNUVEEN AMT FREE MUN CR INC F	325,950	$5.8M	0.33%
77	BYMBLACKROCK MUN INCOME QUALITY	354,797	$5.6M	0.32%
78	JWSMFJAWS MUSTANG ACQUISITION COR	566,894	$5.5M	0.32%
79	—ARES ACQUISITION CORPORATION	567,200	$5.5M	0.32%
80	—FAR PEAK ACQUISITION CORP	549,998	$5.5M	0.31%
81	NDMONUVEEN DYNAMIC MUN OPPORTUNI	293,715	$5.0M	0.28%
82	—LAZARD GROWTH ACQUISITION CO	500,000	$4.9M	0.28%
83	MUCBLACKROCK MUNIHOLDINGS QUALI	340,683	$4.8M	0.27%
84	XEMDXWESTERN ASSET EMERGING MKTS	337,562	$4.7M	0.27%
85	NXJNUVEEN NEW JERSEY QULT MUN F	301,185	$4.7M	0.27%
86	—TREBIA ACQUISITION CORP	461,908	$4.6M	0.26%
87	—KKR ACQUISITION HOLDING I CO	462,964	$4.5M	0.26%
88	—BLACKROCK MUNIYIELD CALIF QU	286,017	$4.5M	0.26%
89	—CONX CORP	456,000	$4.5M	0.26%
90	—NUVEEN OHIO QLTY MUN INCOME	269,800	$4.4M	0.25%
91	—EATON VANCE NEW YORK MUN INC	287,429	$4.3M	0.25%
92	—SOARING EAGLE ACQUISITION CO	400,000	$4.2M	0.24%
93	MYDBLACKROCK MUNIYIELD FD INC	266,356	$4.0M	0.23%
94	—TUSCAN HLDGS CORP II	399,998	$4.0M	0.23%
95	—COMPUTE HEALTH ACQUISITIN CO	400,000	$3.9M	0.22%
96	—APOLLO TACTICAL INCOME FD IN	250,083	$3.9M	0.22%
97	JGHNUVEEN GLOBAL HIGH INCOME FD	240,678	$3.9M	0.22%
98	—FIRST EAGLE SENIOR LOAN FUND	233,660	$3.7M	0.21%
99	PTACOHEN & STEERS TAX ADVAN PFD	123,167	$3.1M	0.18%
100	NCANUVEEN CALIFORNIA MUNI VLU F	290,854	$3.1M	0.18%

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