RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$1.7B

Holdings

263

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (263 positions)

#	Stock	Shares	Value	% Portfolio
1	XNEAXNUVEEN AMT FREE QLTY MUN INC	5,605,557	$80.6M	4.84%
2	NADNUVEEN QUALITY MUNCP INCOME	5,214,707	$76.1M	4.57%
3	XEVVXEATON VANCE LTD DUR INCOME F	4,935,575	$65.4M	3.93%
4	HIOWESTERN ASSET HIGH INCM OPP	9,680,707	$49.1M	2.95%
5	BTZBLACKROCK CR ALLCTN INC TR	3,225,326	$45.1M	2.71%
6	BWGBRANDYWINEGBL GLBAL INM OPRT	3,205,494	$40.5M	2.43%
7	GHYPGIM GLOBAL HIGH YIELD FD INCOM	2,666,271	$40.0M	2.40%
8	XEMDXWESTERN ASSET EMRG MKT DEBT	2,771,600	$39.6M	2.37%
9	XJQCXNUVEEN CR STRATEGIES INCM FD	5,008,350	$38.4M	2.31%
10	WIWWESTERN AST INFL LKD OPP & I	3,156,612	$36.4M	2.19%
11	HFROHIGHLAND INCOME FUNDHIGHLAND INCOME	2,726,491	$33.9M	2.03%
12	BRWTEMPLETON GLOBAL INCOME FD	5,444,227	$33.4M	2.00%
13	DSUBLACKROCK DEBT STRAT FD INC	2,911,397	$32.6M	1.96%
14	EHIWESTERN ASSET GLB HI INCOME	3,246,243	$32.5M	1.95%
15	PDXPIMCO ENRGY TACTICAL CR OPP	1,931,669	$31.9M	1.91%
16	—VOYA PRIME RATE TR	6,258,680	$31.4M	1.88%
17	TRYBARINGS BDC INC	2,815,252	$28.9M	1.74%
18	MYIBLACKROCK MUNIYIELD QLTY FD	1,976,701	$26.7M	1.60%
19	NVGNUVEEN AMT FREE MUN CR INC FC	1,555,548	$25.9M	1.56%
20	KYNKAYNE ANDERSN MLP MIDS INVT	1,709,656	$23.8M	1.43%
21	—INVESCO DYNAMIC CR OPP FD	2,046,157	$23.2M	1.39%
22	XAODXABERDEEN TOTAL DYNAMIC DIVD	2,247,624	$20.1M	1.21%
23	ISDPGIM HIGH YIELD BOND FUND IN	1,197,054	$18.4M	1.11%
24	NRKNUVEEN NEW YORK AMT QLT MUNI	1,296,781	$17.6M	1.06%
25	—ALLIANZGI NFJ DIVID INT & PR	1,344,756	$17.5M	1.05%
26	PMOPUTNAM MUN OPPORTUNITIES TR	1,313,738	$17.3M	1.04%
27	MUCBLACKROCK MUNIHLDNGS CALI QL	1,216,685	$17.0M	1.02%
28	NXDTNEXPOINT STRATEGIC OPORTUNT	946,216	$16.8M	1.01%
29	EIMEATON VANCE MUN BD FD	1,263,838	$16.3M	0.98%
30	VVRINVESCO SR INCOME TR	3,718,389	$16.0M	0.96%
31	VGMINVESCO TR INVT GRADE MUNS	1,159,555	$14.9M	0.89%
32	NQPNUVEEN PENNSYLVANIA QLT MUN	945,848	$13.4M	0.80%
33	FDDFIRST TR HIGH INCOME L/S FD	790,514	$12.5M	0.75%
34	EVFEATON VANCE SR INCOME TR	1,889,129	$12.1M	0.73%
35	GLOCLOUGH GLOBAL OPPORTUNITIES	1,217,947	$11.5M	0.69%
36	MHNBLACKROCK MUNIHLDGS NY QLTY	800,425	$10.9M	0.65%
37	EFTEATON VANCE FLTING RATE INC	753,572	$10.3M	0.62%
38	AFBALLIANCEBERNSTEIN NATL MUNI	737,868	$10.3M	0.62%
39	—DELAWARE ENHANCED GBL DIV &	968,107	$10.1M	0.60%
40	XPHDXPIONEER FLOATING RATE TR	907,088	$10.0M	0.60%
41	UTFCOHEN & STEERS INFRASTRUCTUR	374,909	$9.8M	0.59%
42	VMOINVESCO MUN OPPORTUNITY TR	786,826	$9.7M	0.58%
43	BYMBLACKROCK MUNICIPL INC QLTY	691,579	$9.7M	0.58%
44	JGHNUVEEN GLOBAL HIGH INCOME FD	588,778	$9.6M	0.58%
45	—EATON VANCE FLTG RATE INCOM	591,577	$9.5M	0.57%
46	NACNUVEEN CA QUALTY MUN INCOME	626,369	$9.3M	0.56%
47	ARDCARES DYNAMIC CR ALLOCATION F	578,556	$8.9M	0.53%
48	VKQINVESCO MUN TR	717,505	$8.9M	0.53%
49	XEFRXEATON VANCE SR FLTNG RTE TR	641,239	$8.7M	0.52%
50	XBFZXBLACKROCK CALIF MUN INCOME T	637,485	$8.6M	0.52%
51	FCTFIRST TR SR FLG RTE INCM FD	663,979	$8.3M	0.50%
52	XAWFXALLIANCEBERNSTEIN GBL HGH IN	678,306	$8.2M	0.49%
53	—NUVEEN GEORGIA QLTY MUN INC	643,966	$8.1M	0.49%
54	XEVMXEATON VANCE CALIF MUN BD FD	708,848	$8.0M	0.48%
55	—SOURCE CAP INC	205,409	$7.9M	0.48%
56	—BLACKROCK NY MUNI INC QLTY T	564,651	$7.8M	0.47%
57	HGLBHIGHLAND GLOBAL ALLOCATION F	820,945	$7.7M	0.46%
58	—NUVEEN OHIO QLTY MUN INCOME	489,137	$7.5M	0.45%
59	AVKADVENT CONVERTIBLE & INCOME	483,297	$7.5M	0.45%
60	—BLACKROCK MUNIYIELD CALI QLT	523,651	$7.4M	0.45%
61	SWZSWISS HELVETIA FD INC	881,134	$7.4M	0.44%
62	AEFABERDEEN EMRG MRKTS EQT INM	923,911	$7.0M	0.42%
63	—NUVEEN MICHIGAN QLT MUN INC	487,055	$6.9M	0.41%
64	—NUVEEN MARYLAND QLT MUN INC	493,242	$6.6M	0.40%
65	XPMAXPIONEER MUN HIGH INCOME ADV	577,458	$6.2M	0.37%
66	—NEUBERGER BRMAN NY MUNI FD I	497,582	$6.2M	0.37%
67	VLTINVESCO HIGH INCOME TR II	426,744	$6.1M	0.37%
68	RMTROYCE MICRO-CAP TR INC	661,495	$5.6M	0.34%
69	XXHYBXXNEW AMER HIGH INCOME FD INC	616,787	$5.6M	0.34%
70	MYNBLACKROCK MUNIYIELD NY QLTY	426,838	$5.6M	0.34%
71	PRFINVESCO EXCHANGE TRADED FD TFTSE RAFI 1000	42,200	$5.3M	0.32%
72	—NEW MTN FIN CORP	5,000,000	$5.3M	0.32%
73	XGLQXCLOUGH GLOBAL EQUITY FD	431,737	$5.2M	0.31%
74	—NUVEEN TEXAS QLTY MUN INCME	361,727	$5.2M	0.31%
75	BITBLACKROCK MULTI-SECTOR INC T	319,462	$5.2M	0.31%
76	SPYSPDR S&P 500 ETF TR	16,000	$5.2M	0.31%
77	—SPECIAL OPPORTUNITIES FD INC	191,280	$4.9M	0.29%
78	TYGEURTORTOISE ENERGY INFRA CORP	252,483	$4.5M	0.27%
79	SPESPECIAL OPPORTUNITIES FD INC	300,085	$4.4M	0.27%
80	FUNDSPROTT FOCUS TR INC	587,935	$4.3M	0.26%
81	PEOADAM NAT RES FD INC	260,462	$4.3M	0.26%
82	PHKPIMCO HIGH INCOME FD	564,322	$4.2M	0.25%
83	—EATON VANCE TAX MNGD BUY WRI	413,653	$4.2M	0.25%
84	MQTBLACKROCK MUNIY QUALITY FD I	318,215	$4.1M	0.25%
85	—TUSCAN HLDGS CORP II	400,000	$4.0M	0.24%
86	PXHINVESCO EXCHNG TRADED FD TRFTSE RAFI EMNG	178,753	$4.0M	0.24%
87	—MERIDA MERGER CORP I	400,000	$3.9M	0.23%
88	BGTBLACKROCK FLOATING RATE INCO	277,815	$3.6M	0.21%
89	NEANUVEEN FLTNG RTE INCM OPP FD	344,762	$3.4M	0.21%
90	—PROFICIENT ALPHA ACQUSTN COR	325,000	$3.3M	0.20%
91	XIGDXVOYA GLBL EQTY DIV & PREM OP	535,546	$3.3M	0.20%
92	ACPABERDEEN INCOME CR STRATEGIE	285,663	$3.3M	0.20%
93	—CHURCHILL CAP CORP II	300,000	$3.2M	0.19%
94	NANNUVEEN NEW YORK QLT MUN INC	225,652	$3.2M	0.19%
95	—LEISURE ACQUISITION CORP	306,594	$3.2M	0.19%
96	—GRAF INDL CORP	300,000	$3.2M	0.19%
97	—ANDINA ACQUISITION CORP III	300,000	$3.2M	0.19%
98	IQIINVESCO QUALITY MUNI INC TRS	251,593	$3.2M	0.19%
99	—SCHULTZE SPL PURP ACQUSTN CO	300,000	$3.1M	0.19%
100	—TKK SYMPHONY ACQUISITION COR	300,000	$3.1M	0.18%

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