RIVERNORTH CAPITAL MANAGEMENT, LLC Q4 2020 Filing

Filed February 16, 2021

Portfolio Value

$1.7B

Holdings

355

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (355 positions)

#	Stock	Shares	Value	% Portfolio
1	NADNUVEEN QUALITY MUNCP INCOME	6,162,363	$94.7M	5.62%
2	XNEAXNUVEEN AMT FREE QLTY MUN INC	6,216,679	$93.9M	5.57%
3	WIWWESTERN AST INFL LKD OPP & I	4,370,751	$54.2M	3.22%
4	—VOYA PRIME RATE TR	10,050,389	$44.9M	2.67%
5	XEVVXEATON VANCE LTD DURATION INC	3,339,990	$41.9M	2.48%
6	OBDCOWL ROCK CAPITAL CORPORATION	2,823,663	$35.7M	2.12%
7	FSC1EUROAKTREE SPECIALTY LENDING CO	5,898,335	$32.9M	1.95%
8	—NEW MTN FIN CORP	31,390,000	$32.4M	1.93%
9	VVRINVESCO SR INCOME TR	7,422,256	$29.5M	1.75%
10	—BLACKROCK CAP INVT CORP	28,419,000	$28.3M	1.68%
11	NMCONUVEEN MUN CR OPPORTUNITIES	2,075,528	$26.9M	1.60%
12	XJQCXNUVEEN CR STRATEGIES INCOME	4,212,395	$26.7M	1.58%
13	BCSFBAIN CAP SPECIALTY FIN INC	2,160,905	$26.2M	1.56%
14	MYIBLACKROCK MUNIYIELD QUALITY	1,803,410	$26.1M	1.55%
15	TRYBARINGS BDC INC	2,811,814	$25.9M	1.54%
16	—INVESCO DYNAMIC CR OPPORTUNI	2,394,274	$25.7M	1.53%
17	—BLACKROCK TCP CAPITAL CORP	24,558,000	$25.0M	1.49%
18	PDXPIMCO ENRGY TACTICAL CR OPP	2,943,936	$23.8M	1.41%
19	EVFEATON VANCE SR INCOME TR	3,692,326	$23.5M	1.39%
20	BWGBRANDYWINEGBL GBL INCM OPP F	1,813,670	$22.7M	1.34%
21	GHYPGIM GLOBAL HIGH YIELD FD FO	1,518,352	$22.1M	1.31%
22	EIMEATON VANCE MUN BD FD	1,528,517	$20.8M	1.23%
23	XAWFXALLIANCEBERNSTEIN GLOBAL HIG	1,765,870	$20.8M	1.23%
24	VGMINVESCO TR INVT GRADE MUNS	1,550,620	$20.5M	1.22%
25	IIMINVESCO CALIF MUN INCOME TR	1,169,145	$18.3M	1.09%
26	—EATON VANCE FLTG RATE INCOM	1,113,676	$17.3M	1.03%
27	HIOWESTERN ASSET HIGH INCOME OP	3,475,663	$17.2M	1.02%
28	NACNUVEEN CA QUALTY MUN INCOME	1,118,086	$16.9M	1.01%
29	—NUVEEN MICH QUALITY MUN INCO	1,147,627	$16.9M	1.01%
30	BGBBLACKSTONE STRATEGIC CREDIT	1,329,305	$16.6M	0.98%
31	—ALLIANZGI CONV & INCOME FD I	3,252,471	$16.6M	0.98%
32	DSUBLACKROCK DEBT STRATEGIES FD	1,496,325	$15.6M	0.93%
33	ISDPGIM HIGH YIELD BOND FUND IN	955,242	$14.3M	0.85%
34	VKIINVESCO ADVANTAGE MUN INCOME	1,203,847	$13.7M	0.81%
35	NXDTNEXPOINT STRATEGIC OPPORTES	1,280,913	$13.5M	0.80%
36	CPZCALAMOS LNG SHR EQT DYNAMIC	771,046	$13.4M	0.80%
37	FDDFIRST TR HIGH INCOME L/S FD	899,149	$13.3M	0.79%
38	XEMDXWESTERN ASSET EMERGING MKTS	931,982	$13.0M	0.77%
39	XFRAXBLACKROCK FLOATING RATE INCO	1,051,616	$12.7M	0.76%
40	VMOINVESCO MUN OPPORTUNITY TR	984,786	$12.6M	0.75%
41	BRWTEMPLETON GLOBAL INCOME FD	2,236,275	$12.3M	0.73%
42	AFBALLIANCEBERNSTEIN NATL MUN I	831,018	$12.0M	0.71%
43	KYNKAYNE ANDERSON NEXTGEN ENRGY	2,058,874	$11.8M	0.70%
44	NRKNUVEEN NEW YORK AMT QLT MUNI	870,671	$11.8M	0.70%
45	NZFNUVEEN MUNICIPAL CREDIT INC	705,084	$11.4M	0.67%
46	EDDMORGAN STANLEY EMERGING MKTS	1,793,774	$11.3M	0.67%
47	—NUVEEN MARYLAND QLT MUN INC	790,330	$11.2M	0.66%
48	TEITEMPLETON EMERGING MKTS INCO	1,365,123	$10.6M	0.63%
49	MHNBLACKROCK MUNIHLDGS NY QLTY	749,440	$10.6M	0.63%
50	XFEBFIRST TR MLP & ENERGY INCOM	1,782,091	$10.4M	0.61%
51	MHIPIONEER MUN HIGH INCOME TR	810,606	$10.1M	0.60%
52	BYMBLACKROCK MUN INCOME QUALITY	657,394	$10.0M	0.59%
53	JGHNUVEEN GLOBAL HIGH INCOME FD	639,958	$10.0M	0.59%
54	XPMAXPIONEER MUN HIGH INCOME ADVA	827,327	$9.6M	0.57%
55	—FIRST TR SR FLOATING RATE 20	1,048,094	$9.4M	0.56%
56	CHICALAMOS CONV OPPORTUNITIES &	690,328	$9.3M	0.55%
57	NVGNUVEEN AMT FREE MUN CR INC F	539,640	$9.1M	0.54%
58	MQTBLACKROCK MUNIYIELD QUALITY	626,016	$8.8M	0.52%
59	IQIINVESCO QUALITY MUN INCOME T	610,476	$8.0M	0.47%
60	—SOURCE CAP INC	199,020	$7.9M	0.47%
61	DPGDUFF & PHELPS UTIL CORP BD T	792,473	$7.9M	0.47%
62	DTFDTF TAX-FREE INCOME INC	532,312	$7.9M	0.47%
63	ARDCARES DYNAMIC CR ALLOCATION F	538,316	$7.7M	0.46%
64	—OAKTREE STRATEGIC INCOME COR	980,887	$7.6M	0.45%
65	BITBLACKROCK MULTI-SECTOR INC T	399,340	$7.0M	0.42%
66	BGHBARINGS GLOBAL SHORT DURATIO	455,439	$6.9M	0.41%
67	XEVMXEATON VANCE CALIF MUN BD FD	576,303	$6.8M	0.40%
68	EMOCLEARBRIDGE ENERGY MIDSTRM O	502,224	$6.7M	0.40%
69	GLOCLOUGH GLOBAL OPPORTUNITIES	602,189	$6.7M	0.40%
70	DIAXNUVEEN DOW 30 DYNAMIC OVERWR	433,875	$6.6M	0.39%
71	—HERCULES CAPITAL INC	6,000,000	$6.2M	0.37%
72	—BLACKROCK NEW YORK MUN INCOM	454,270	$6.2M	0.37%
73	VKQINVESCO MUN TR	476,013	$6.1M	0.36%
74	AVKADVENT CONVERTIBLE & INCOME	367,156	$6.1M	0.36%
75	AEFABERDEEN EMRG MRKTS EQT INM	734,462	$6.0M	0.36%
76	XHIEXMILLER HOWARD HIGH INC EQTY	721,461	$5.6M	0.33%
77	NEANUVEEN FLTNG RTE INCM OPP FD	631,651	$5.5M	0.32%
78	—FIRST TR ENERGY INCOME & GRO	504,782	$5.4M	0.32%
79	MYNBLACKROCK MUNIYIELD N Y QUAL	390,941	$5.2M	0.31%
80	XBXMXNUVEEN S&P 500 BUY-WRITE INC	402,940	$5.2M	0.31%
81	MUCBLACKROCK MUNIHOLDINGS QUALI	375,193	$5.1M	0.30%
82	MCIBARINGS CORPORATE INVS	378,183	$5.0M	0.30%
83	BSLBLACKSTONE SENIOR FLOATNG RA	348,522	$5.0M	0.29%
84	DHFBNY MELLON HIGH YIELD STRATE	1,641,608	$4.9M	0.29%
85	—NUVEEN GEORGIA QLTY MUN INC	346,236	$4.5M	0.27%
86	—TUSCAN HLDGS CORP II	399,998	$4.4M	0.26%
87	—SPECIAL OPPORTUNITIES FD INC	161,353	$4.1M	0.24%
88	FUNDSPROTT FOCUS TR INC	593,451	$4.1M	0.24%
89	NQPNUVEEN PENNSYLVANIA QLT MUN	266,969	$3.9M	0.23%
90	MPVBARINGS PARTN INVS	324,847	$3.9M	0.23%
91	MVFBLACKROCK MUNIVEST FD INC	419,302	$3.9M	0.23%
92	—FST TR NEW OPPORT MLP & ENE	867,857	$3.7M	0.22%
93	HGLBHIGHLAND GLOBAL ALLOCATION F	566,457	$3.7M	0.22%
94	—APOLLO TACTICAL INCOME FD IN	253,338	$3.7M	0.22%
95	—CHURCHILL CAPITAL CORP IV	354,990	$3.6M	0.21%
96	XFEBFIRST TR ENERGY INFRASTRCTR	324,886	$3.4M	0.20%
97	XIGDXVOYA GLBL EQTY DIV & PREM OP	576,275	$3.0M	0.18%
98	—MERIDA MERGER CORP I	287,546	$2.9M	0.17%
99	—CHURCHILL CAP CORP II	279,039	$2.9M	0.17%
100	XEADXWELLS FARGO ADVANTAGE INCOME	352,774	$2.9M	0.17%

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