Rockefeller Capital Management L.P. Q1 2018 Filing

Filed May 9, 2018

Portfolio Value

$6.1B

Holdings

528

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (528 positions)

#StockSharesValue% PortfolioType
1
PEPPepsico, Inc
162,141$1.7B28.74%
2
IBMInt'l Business Machines Corp.
78,221$1.7B27.93%
3
EMREmerson Electric Co.
22,989$1.6B25.96%
4
ADPAutomatic Data Processing
11,507$1.3B21.56%
5
Athenahealth Inc
8,995$1.3B21.25%
6
APCAnadarko Petroleum Corporation
21,174$1.3B21.14%
7
EEMiShares MSCI Emerging Markets ETF
56,284$1.2B19.92%
8
BMYBristol Myers Squibb Co.
347,626$1.1B18.95%
9
DGXQuest Diagnostics Incorporated
205,723$1.1B18.71%
10
WECWEC Energy Group, Inc.
296,170$1.1B18.15%
11
AMTAmerican Tower Corporation
6,850$996.0M16.46%
12
ZBHZimmer Biomet Holdings, Inc.
9,100$992.0M16.39%
13
EWJiShares MSCI Japan ETF
16,242$986.0M16.29%
14
AWCAmerican Water Works Co., Inc.
746,147$980.4M16.20%
15
LNGCheniere Energy, Inc.
18,225$974.0M16.10%
16
CRMSalesforce.com, Inc.
8,238$958.0M15.83%
17
TILEInterface, Inc.
38,014$958.0M15.83%
18
ALXNAlexion Pharmaceuticals, Inc.
8,550$953.0M15.75%
19
VCRVanguard Consumer Discretionary ETF
6,000$952.0M15.73%
20
GISGeneral Mills, Inc.
21,075$950.0M15.70%
21
KMXCarMax, Inc.
14,904$923.0M15.25%
22
CICIGNA Corporation
5,445$913.0M15.09%
23
MTDMettler-Toledo International
1,588$913.0M15.09%
24
VISVanguard Industrials ETF
6,500$904.0M14.94%
25
NEENextEra Energy, Inc.
5,497$898.0M14.84%
26
HDBHDFC Bank Ltd. - ADR
9,005$889.0M14.69%
27
IJRiShares Core S&P Small-Cap ETF
11,428$880.0M14.54%
28
AFLAflac, Inc.
20,024$877.0M14.49%
29
Goldcorp Inc.
61,375$848.0M14.01%
30
PNRPentair, PLC
12,323$840.0M13.88%
31
FirstCash Inc
328,977$822.9M13.60%
32
BAMBrookfield Asset Management
21,063$821.0M13.57%
33
Enbridge Energy Partners, MLP
84,992$819.0M13.53%
34
IGSBiShares 1-3 Year Credit Bond ETF
7,811$811.0M13.40%
35
TXNTexas Instruments Inc.
79,693$806.5M13.33%
36
IBBiShares Nasdaq Biotechnology ETF
7,500$801.0M13.24%
37
VFCV.F. Corporation
10,798$800.0M13.22%
38
Aqua America Inc.
23,473$799.0M13.20%
39
Foundation Medicine Inc.
10,000$788.0M13.02%
40
VEUVanguard FTSE All-World Ex-US Index Fund
14,320$778.0M12.86%
41
RTN1USDRaytheon Company
3,600$777.0M12.84%
42
HALHalliburton Co.
16,382$769.0M12.71%
43
KOCoca Cola Company
17,031$739.0M12.21%
44
DUKDuke Energy Corporation
9,303$721.0M11.91%
45
APPNAppian Corporation
28,537$719.0M11.88%
46
WMTWalmart Inc
22,974$716.3M11.84%
47
National Instruments Corporation
14,121$714.0M11.80%
48
APTVAptiv PLC
8,378$712.0M11.77%
49
ACWIiShares MSCI ACWI ETF
9,780$701.0M11.58%
50
STZConstellation Brands, Inc.
3,044$694.0M11.47%
51
IOOiShares Global 100 ETF
7,411$676.0M11.17%
52
LMTLockheed Martin Corporation
2,000$676.0M11.17%
53
GLWCorning Inc.
23,449$654.0M10.81%
54
CSCOCisco Systems, Inc.
523,923$631.9M10.44%
55
MMM3M Co.
9,568$625.5M10.34%
56
SCHWSchwab (Charles) Corp.
11,591$605.0M10.00%
57
BRK-BBerkshire Hathaway Inc. - Class A
11$600.7M9.93%
58
AONAon PLC
4,273$600.0M9.91%
59
R6C2Royal Dutch Shell PLC - ADR B
8,963$587.0M9.70%
60
KBIAKB Financial Group Inc. - ADR
10,010$580.0M9.58%
61
Aetna Inc.
3,420$578.0M9.55%
62
SBUXStarbucks Corporation
9,954$576.0M9.52%
63
INTUIntuit Corp.
3,305$573.0M9.47%
64
STIPiShares 0-5 Year TIPS Bond ETF
5,710$572.0M9.45%
65
GWWGrainger W W Inc.
2,000$565.0M9.34%
66
HCSGHealthcare Services Group.
693,534$562.6M9.30%
67
XECEURCimarex Energy Co.
6,000$561.0M9.27%
68
OXYOccidental Petroleum Corporation
8,568$557.0M9.20%
69
BABoeing Co.
1,697$556.0M9.19%
70
PFEPfizer Inc.
127,338$554.0M9.15%
71
BSVVanguard Short-Term Bond ETF
6,927$544.0M8.99%
72
CGThe Carlyle Group MLP
25,000$534.0M8.82%
73
HASIHannon Armstrong Sustainable
26,958$526.0M8.69%
74
TRMBTrimble Inc
723,694$523.5M8.65%
75
CHLUSDChina Mobile (Hong Kong) Limited Sp ADR
11,318$518.0M8.56%
76
CXOEURConcho Resources Inc.
3,400$511.0M8.44%
77
AEPAmerican Electric Power Company, Inc.
7,400$508.0M8.39%
78
CHTRCharter Communications Inc.
1,628$507.0M8.38%
79
MRKMerck & Co. Inc.
411,195$506.9M8.38%
80
IQVIQVIA Holdings Inc
5,150$505.0M8.35%
81
SYYSYSCO Corporation
8,268$495.0M8.18%
82
NOVEURNational Oilwell Varco, Inc.
13,269$488.0M8.06%
83
PSXPhillips 66
5,061$485.0M8.01%
84
BEPBrookfield Renewable Partners MLP
15,470$482.0M7.96%
85
ENBEnbridge Inc.
15,313$482.0M7.96%
86
GQ9SPDR Gold Shares
33,597$481.7M7.96%
87
HPHelmerich & Payne, Inc.
7,200$479.0M7.92%
88
VanEck Vectors AMT-Free Intermediate
20,263$477.0M7.88%
89
VRSKVerisk Analytics, Inc.
4,507$469.0M7.75%
90
VWOVanguard Emerging Markets ETF
292,695$463.3M7.66%
91
MCDMcDonald's Corporation
54,071$462.0M7.63%
92
AQLTiShares Core MSCI EAFE - ETF
56,425$449.3M7.42%
93
VLOValero Energy Corporation
4,761$442.0M7.30%
94
FLIRFLIR Systems, Inc.
8,846$442.0M7.30%
95
GRCThe Gorman-Rupp Company
15,069$441.0M7.29%
96
INTCIntel Corp.
251,112$431.7M7.13%
97
IWOiShares Russell 2000 Growth ETF
2,220$423.0M6.99%
98
HESHess Corp
8,138$412.0M6.81%
99
APDAir Products and Chemicals, Inc.
2,570$409.0M6.76%
100
ULUnilever Plc - Sponsored ADR
7,094$394.0M6.51%
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