Rockefeller Capital Management L.P. Q1 2018 Filing
Filed May 9, 2018
Portfolio Value
$6.1B
Holdings
528
Report Date
Q1 2018
Filing Type
13F-HR
All Holdings (528 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | SCZiShares MSCI EAFE Small-Cap ETF | 6,050 | $394.0M | 6.51% | |
| 102 | RDS/ARoyal Dutch Shell PLC-ADR A | 129,586 | $389.9M | 6.44% | |
| 103 | BKNGBooking Holdings Inc | 187 | $389.0M | 6.43% | |
| 104 | COSTCostco Wholesale Corporation | 2,054 | $387.0M | 6.40% | |
| 105 | NSUSDNuStar Energy MLP | 18,850 | $384.0M | 6.35% | |
| 106 | BONDPIMCO Active Bond - ETF | 3,659 | $381.0M | 6.30% | |
| 107 | UNFUniFirst Corporation | 2,335 | $377.0M | 6.23% | |
| 108 | LLYEli Lilly & Co. | 4,768 | $369.0M | 6.10% | |
| 109 | DVNDevon Energy Corporation | 11,373 | $362.0M | 5.98% | |
| 110 | ABJAABB Ltd. - Spon ADR | 15,089 | $358.0M | 5.92% | |
| 111 | SNYSanofi-Aventis - ADR | 8,716 | $349.0M | 5.77% | |
| 112 | TJXThe TJX Companies, Inc. | 4,257 | $347.0M | 5.73% | |
| 113 | LRCXEURLam Research Corporation | 1,650 | $335.0M | 5.54% | |
| 114 | YUMYum! Brands, Inc. | 3,892 | $331.0M | 5.47% | |
| 115 | BAXBaxter Int'l Inc. | 5,012 | $326.0M | 5.39% | |
| 116 | VOVanguard Mid-Cap ETF | 2,067 | $319.0M | 5.27% | |
| 117 | TIPiShares TIPS Bond ETF | 28,290 | $306.9M | 5.07% | |
| 118 | NBIXNeurocrine Biosciences, Inc. | 3,675 | $305.0M | 5.04% | |
| 119 | AGGiShares Core U.S. Aggregate Bond ETF | 2,833 | $304.0M | 5.02% | |
| 120 | AMGNAmgen Inc. | 1,692 | $289.0M | 4.78% | |
| 121 | AM6Amicus Therapeutics Inc. | 19,169 | $288.0M | 4.76% | |
| 122 | NTRSNorthern Trust Corporation | 2,750 | $284.0M | 4.69% | |
| 123 | SMFGSumitomo Mitsui Financial Group, Inc | 33,082 | $281.0M | 4.64% | |
| 124 | WATWaters Corporation | 1,370 | $272.0M | 4.49% | |
| 125 | COFCapital One Financial Corp. | 89,234 | $269.3M | 4.45% | |
| 126 | OIIOceaneering International, Inc | 14,460 | $268.0M | 4.43% | |
| 127 | TRVThe Travelers Companies, Inc. | 1,933 | $268.0M | 4.43% | |
| 128 | WEPMagellan Midstream Partners, MLP | 4,592 | $268.0M | 4.43% | |
| 129 | CFGCitizens Financial Group Inc | 6,328 | $266.0M | 4.40% | |
| 130 | CWIConsumer Discretionary Select Sector | 6,849 | $266.0M | 4.40% | |
| 131 | EXPDExpeditors International of Washington, | 4,185 | $265.0M | 4.38% | |
| 132 | IEMGiShares Core MSCI Emerging Markets ETF | 4,500 | $263.0M | 4.35% | |
| 133 | ORCLOracle Corporation | 874,534 | $259.8M | 4.29% | |
| 134 | TROWT. Rowe Price Group Inc. | 2,366 | $255.0M | 4.21% | |
| 135 | MCHPMicrochip Technology Inc. | 2,734 | $250.0M | 4.13% | |
| 136 | VGKVanguard FTSE Europe ETF | 4,268 | $248.0M | 4.10% | |
| 137 | VAREURVarian Medical Systems, Inc. | 2,000 | $245.0M | 4.05% | |
| 138 | SPGSimon Property Group, Inc. | 1,562 | $241.0M | 3.98% | |
| 139 | STTState Street Corp. | 2,420 | $241.0M | 3.98% | |
| 140 | AXSAxis Capital Holdings Limited | 4,150 | $239.0M | 3.95% | |
| 141 | KTKT Corporation Sponsored ADR | 2,369,333 | $238.3M | 3.94% | |
| 142 | SHYiShares 1-3 Year Treasury Bond ETF | 2,844 | $238.0M | 3.93% | |
| 143 | CCLCarnival Corporation | 755,471 | $236.4M | 3.91% | |
| 144 | ABBVAbbVie Inc. | 41,773 | $235.7M | 3.90% | |
| 145 | DOVDover Corp. | 38,494 | $225.6M | 3.73% | |
| 146 | CDKCDK Global Inc. | 3,561 | $225.0M | 3.72% | |
| 147 | LBTYBLiberty Global, PLC. - Series C | 7,200 | $219.0M | 3.62% | |
| 148 | APUAmerigas Partners MLP | 5,354 | $214.0M | 3.54% | |
| 149 | LAZLazard Ltd. - Cl. A | 4,025 | $212.0M | 3.50% | |
| 150 | LUVSouthwest Airlines Co. | 3,627,536 | $207.8M | 3.43% | |
| 151 | VBVanguard Small-Cap ETF | 1,410 | $207.0M | 3.42% | |
| 152 | CMCSAComcast Corporation - CL A | 5,821,649 | $198.9M | 3.29% | |
| 153 | CFRCullen/Frost Bankers, Inc. | 1,814 | $192.0M | 3.17% | |
| 154 | WLYJohn Wiley & Sons, Inc. | 3,000 | $191.0M | 3.16% | |
| 155 | MSGSThe Madison Square Garden Company | 775 | $190.0M | 3.14% | |
| 156 | VVisa Inc - Class A Shares | 1,576,352 | $188.6M | 3.12% | |
| 157 | BSMBlack Stone Minerals MLP | 11,176 | $185.0M | 3.06% | |
| 158 | PNCPNC Financial Services Group | 1,219 | $184.0M | 3.04% | |
| 159 | CUKCarnival PLC - ADR | 2,791 | $183.0M | 3.02% | |
| 160 | GOOGAlphabet Inc. - Class C | 177,127 | $182.8M | 3.02% | |
| 161 | JPMJ.P. Morgan Chase & Co. | 1,647,380 | $181.2M | 2.99% | |
| 162 | —HSBC Holdings PLC - Pfd, | 7,000 | $180.0M | 2.97% | |
| 163 | AMJEURJPMorgan Alerian MLP Index ETN | 7,403 | $178.0M | 2.94% | |
| 164 | IGIBiShares Intermediate Credit Bond ETF | 1,632 | $175.0M | 2.89% | |
| 165 | CLColgate-Palmolive | 348,647 | $174.8M | 2.89% | |
| 166 | OKEONEOK, Inc. | 3,029 | $172.0M | 2.84% | |
| 167 | MIDUDirexion Daily Mid Cap Bull 3X Shares | 3,886 | $170.0M | 2.81% | |
| 168 | MOAltria Group, Inc. | 2,697 | $168.0M | 2.78% | |
| 169 | VEAVanguard FTSE Developed Markets ETF | 3,801 | $168.0M | 2.78% | |
| 170 | MDLZMondelez International Inc. | 4,000 | $167.0M | 2.76% | |
| 171 | MSFTMicrosoft Corp. | 1,777,384 | $162.2M | 2.68% | |
| 172 | MHKMohawk Industries Inc. | 695 | $161.0M | 2.66% | |
| 173 | WBAWalgreens Boots Alliance Inc | 2,438 | $160.0M | 2.64% | |
| 174 | DHRDanaher Corporation | 81,127 | $159.8M | 2.64% | |
| 175 | AMZNAmazon.Com Inc | 109,635 | $158.7M | 2.62% | |
| 176 | —Twenty First Century Fox, Inc. - A | 4,275 | $157.0M | 2.59% | |
| 177 | —EQT Midstream Partners MLP | 2,664 | $157.0M | 2.59% | |
| 178 | —Orbcomm, Inc. | 16,653 | $156.0M | 2.58% | |
| 179 | EGBNEagle Bancorp, Inc. | 2,587 | $155.0M | 2.56% | |
| 180 | WFCWells Fargo Company | 2,957,078 | $155.0M | 2.56% | |
| 181 | TDOCTeladoc, Inc. | 3,828 | $154.0M | 2.54% | |
| 182 | IVViShares Core S&P 500 ETF | 8,605 | $153.1M | 2.53% | |
| 183 | VODVodafone Group PLC - SP ADR | 5,416 | $151.0M | 2.50% | |
| 184 | DCIDonaldson Company, Inc. | 3,300 | $149.0M | 2.46% | |
| 185 | IEFiShares 7-10 Year Treasury Bond ETF | 1,440 | $149.0M | 2.46% | |
| 186 | WYWeyerhaeuser Company | 4,234 | $148.0M | 2.45% | |
| 187 | IWPiShares Russell Mid-Cap Growth ETF | 1,200 | $148.0M | 2.45% | |
| 188 | METAFacebook Inc. | 922,630 | $147.4M | 2.44% | |
| 189 | ROPRoper Industries Inc. | 67,995 | $146.0M | 2.41% | |
| 190 | IRDMIridium Communications Inc. | 12,750 | $143.0M | 2.36% | |
| 191 | CMAComerica Incorporated | 1,486,166 | $142.6M | 2.36% | |
| 192 | BXUSDThe Blackstone Group MLP | 4,456 | $142.0M | 2.35% | |
| 193 | NUVAGBPNuVasive, Inc. | 2,710 | $141.0M | 2.33% | |
| 194 | ROKRockwell Automation Inc | 800 | $139.0M | 2.30% | |
| 195 | RCLRoyal Caribbean Cruises Ltd. | 1,171,848 | $138.0M | 2.28% | |
| 196 | CLRUSDContinental Resources, Inc. | 2,289 | $135.0M | 2.23% | |
| 197 | —Spectra Energy Partners MLP | 3,919 | $132.0M | 2.18% | |
| 198 | FISFidelity National Information | 1,372 | $132.0M | 2.18% | |
| 199 | BACVerizon Communications | 130,561 | $131.1M | 2.17% | |
| 200 | IWViShares Russell 3000 ETF | 802 | $125.0M | 2.07% |