Rockefeller Capital Management L.P. Q1 2018 Filing
Filed May 9, 2018
Portfolio Value
$6.1B
Holdings
528
Report Date
Q1 2018
Filing Type
13F-HR
All Holdings (528 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —Williams Partners MLP | 3,615 | $124.0M | 2.05% | |
| 202 | AMCXAMC Networks Inc | 2,325 | $120.0M | 1.98% | |
| 203 | ILFiShares Latin America 40 ETF | 3,170 | $119.0M | 1.97% | |
| 204 | AAPLApple Inc. | 73,008 | $118.1M | 1.95% | |
| 205 | ROSTRoss Stores, Inc. | 1,490,835 | $116.3M | 1.92% | |
| 206 | —Shire PLC - ADR | 757,057 | $113.1M | 1.87% | |
| 207 | —Five Prime Therapeutics, Inc | 6,444 | $111.0M | 1.83% | |
| 208 | MDTMedtronic, PLC | 1,368,574 | $109.8M | 1.81% | |
| 209 | SLBSchlumberger Ltd. | 78,826 | $109.0M | 1.80% | |
| 210 | RAREUltragenyx Pharmaceutical Inc. | 2,116 | $108.0M | 1.78% | |
| 211 | BPBP PLC - Spons ADR | 2,654,215 | $107.6M | 1.78% | |
| 212 | ALKSAlkermes, PLC | 1,850 | $107.0M | 1.77% | |
| 213 | 7HPHP Inc. | 4,848 | $106.0M | 1.75% | |
| 214 | INCYIncyte Corporation | 1,277 | $106.0M | 1.75% | |
| 215 | SPYSPDR S&P 500 ETF Trust | 396,271 | $104.3M | 1.72% | |
| 216 | RGAReinsurance Group of America, Inc. | 664,158 | $102.3M | 1.69% | |
| 217 | —SemGroup Corp - Class A | 4,745 | $102.0M | 1.69% | |
| 218 | TAPMolson Coors Brewing Co. | 1,356 | $102.0M | 1.69% | |
| 219 | CVSCVS Health Corporation | 1,623,535 | $101.0M | 1.67% | |
| 220 | EFAiShares MSCI EAFE ETF | 627,622 | $99.7M | 1.65% | |
| 221 | DISThe Walt Disney Company | 117,846 | $98.8M | 1.63% | |
| 222 | GDGeneral Dynamics Corporation | 435 | $96.0M | 1.59% | |
| 223 | YB4PSavara Inc. | 10,143 | $93.0M | 1.54% | |
| 224 | —K2M Group Holdings Inc | 4,927 | $93.0M | 1.54% | |
| 225 | SYFSynchrony Financial | 2,755,812 | $92.4M | 1.53% | |
| 226 | COTYCoty Inc - Class A | 5,038 | $92.0M | 1.52% | |
| 227 | FGENEURFibroGen Inc | 2,002 | $92.0M | 1.52% | |
| 228 | NYFiShares New York Muni Bond ETF | 1,660 | $91.0M | 1.50% | |
| 229 | ASMLASML Holdings NV NY Reg Shs ADR | 456 | $91.0M | 1.50% | |
| 230 | IJHiShares Core S&P Mid-Cap ETF | 479 | $90.0M | 1.49% | |
| 231 | LULULululemon Athletica Inc. | 1,000 | $89.0M | 1.47% | |
| 232 | TMOThermo Fisher Scientific Inc. | 19,395 | $87.9M | 1.45% | |
| 233 | BDXBecton Dickinson & Co. | 403,175 | $87.4M | 1.44% | |
| 234 | FFord Motor Company | 964,250 | $86.6M | 1.43% | |
| 235 | NTAPNetApp, Inc. | 1,400 | $86.0M | 1.42% | |
| 236 | UNUSDUnilever NV - NY Shares | 1,523 | $86.0M | 1.42% | |
| 237 | HPEHewlett Packard Enterprise Company | 4,848 | $85.0M | 1.40% | |
| 238 | —Phillips 66 Partners MLP | 1,788 | $85.0M | 1.40% | |
| 239 | UALUnited Continental Holdings Inc. | 1,220,344 | $84.8M | 1.40% | |
| 240 | OLEDUniversal Display Corporation | 830 | $84.0M | 1.39% | |
| 241 | PYPLPayPal Holdings Inc. | 1,100 | $83.0M | 1.37% | |
| 242 | CERNCHFCerner Corporation | 1,402,230 | $81.3M | 1.34% | |
| 243 | NVSNNovartis AG - ADR | 1,003,079 | $81.1M | 1.34% | |
| 244 | NKENike Inc. - CL B | 1,194,643 | $79.4M | 1.31% | |
| 245 | BABAAlibaba Group Holding Ltd. | 430 | $79.0M | 1.31% | |
| 246 | BIIBBiogen Idec Inc. | 287,864 | $78.8M | 1.30% | |
| 247 | IAUUSDiShares Gold Trust | 102,860 | $76.2M | 1.26% | |
| 248 | WRBW.R. Berkley Corporation | 1,025 | $75.0M | 1.24% | |
| 249 | T7DTransDigm Group, Inc. | 244 | $75.0M | 1.24% | |
| 250 | —Express Scripts Holding, Inc. | 22,131 | $74.5M | 1.23% | |
| 251 | JECUSDJacobs Engineering Group, Inc. | 1,250 | $74.0M | 1.22% | |
| 252 | XOMExxon Mobil Corporation | 979,892 | $73.1M | 1.21% | |
| 253 | ACNAccenture Plc | 7,040 | $73.0M | 1.21% | |
| 254 | COPConocoPhillips | 1,202,079 | $71.3M | 1.18% | |
| 255 | —Buckeye Partners, MLP | 1,870 | $70.0M | 1.16% | |
| 256 | AALAmerican Airlines Group Inc. | 1,300 | $68.0M | 1.12% | |
| 257 | DC4Dexcom, Inc. | 905,217 | $67.1M | 1.11% | |
| 258 | VNQVanguard Real Estate ETF | 890 | $67.0M | 1.11% | |
| 259 | BRK/BBerkshire Hathaway Inc - Cl B | 42,222 | $66.4M | 1.10% | |
| 260 | 4I1Philip Morris International Inc. | 664 | $66.0M | 1.09% | |
| 261 | FTVFortive Corporation | 43,310 | $63.3M | 1.05% | |
| 262 | EIDOiShares MSCI Indonesia ETF | 2,341 | $63.0M | 1.04% | |
| 263 | TAT&T Inc | 51,736 | $62.8M | 1.04% | |
| 264 | REGNRegeneron Pharmaceuticals | 178,439 | $61.4M | 1.02% | |
| 265 | ILMNIllumina, Inc. | 259,685 | $61.4M | 1.01% | |
| 266 | IWRiShares Russell Mid-Cap ETF | 298 | $61.0M | 1.01% | |
| 267 | YUMCYum China Holdings Inc | 1,459 | $61.0M | 1.01% | |
| 268 | VYXNCR Corp. | 1,927,587 | $60.8M | 1.00% | |
| 269 | DALDelta Air Lines, Inc. | 1,100 | $60.0M | 0.99% | |
| 270 | DWDMorgan Stanley | 1,100 | $59.0M | 0.97% | |
| 271 | DELLDell Technologies Inc - CL V | 787 | $58.0M | 0.96% | |
| 272 | —BHP Billiton Plc - ADR | 1,445 | $57.0M | 0.94% | |
| 273 | IWDiShares Russell 1000 Value ETF | 474 | $57.0M | 0.94% | |
| 274 | EOGEOG Resources Inc. | 525,689 | $55.3M | 0.91% | |
| 275 | TSMTaiwan Semiconductor Manufacturing | 1,261 | $55.0M | 0.91% | |
| 276 | —Delphi Technologies PLC | 1,148 | $55.0M | 0.91% | |
| 277 | WOOFoot Locker, Inc. | 1,202,615 | $54.8M | 0.91% | |
| 278 | GOOGLAlphabet Inc. - Class A | 52,267 | $54.2M | 0.90% | |
| 279 | —AzurRx BioPharma Inc | 16,971 | $53.0M | 0.88% | |
| 280 | MSGNMSG Networks Inc. | 2,325 | $53.0M | 0.88% | |
| 281 | VMBSVanguard Mortgage Backed Securities ETF | 1,026,925 | $53.0M | 0.88% | |
| 282 | FITBFifth Third Bancorp | 1,630,679 | $51.8M | 0.86% | |
| 283 | OMCOmnicom Group | 708 | $51.0M | 0.84% | |
| 284 | LQDiShares iBoxx $ Investment Grade | 436 | $51.0M | 0.84% | |
| 285 | MTArcelorMittal - NY Registered | 1,584 | $50.0M | 0.83% | |
| 286 | DHID. R. Horton, Inc. | 1,125 | $49.0M | 0.81% | |
| 287 | ECLEcolab Inc. | 52,232 | $48.1M | 0.80% | |
| 288 | NOWServiceNow Inc | 290 | $48.0M | 0.79% | |
| 289 | VSMEURVersum Materials Inc | 1,285 | $48.0M | 0.79% | |
| 290 | DEODiageo Plc - sponsored ADR | 345 | $47.0M | 0.78% | |
| 291 | SHLXUSDShell Midstream Partners LP - MLP | 2,210 | $47.0M | 0.78% | |
| 292 | UTXZUnited Technologies Corp. | 24,638 | $46.1M | 0.76% | |
| 293 | CVXChevron Corporation | 398,456 | $45.4M | 0.75% | |
| 294 | LNCLincoln National Corporation | 600 | $44.0M | 0.73% | |
| 295 | MPLXMPLX MLP | 1,340 | $44.0M | 0.73% | |
| 296 | LKQ1LKQ Corporation | 1,157 | $44.0M | 0.73% | |
| 297 | IBNIcici Bank Limited - Spon ADR | 4,848,056 | $42.9M | 0.71% | |
| 298 | AVGOBroadcom Limited | 16,049 | $42.7M | 0.71% | |
| 299 | CXCemex S.A. de C.V. Spons ADR | 6,424,977 | $42.5M | 0.70% | |
| 300 | GEGeneral Electric Co. | 398,855 | $42.3M | 0.70% |