Rockefeller Capital Management L.P. Q3 2018 Filing
Filed November 2, 2018
Portfolio Value
$6.6B
Holdings
755
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (755 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | FTITechnipFMC PLC | 14,100 | $441.0M | 6.69% | |
| 102 | QCOMQualcomm Inc. | 89,137 | $441.0M | 6.69% | |
| 103 | ULUnilever Plc - Sponsored ADR | 7,928 | $436.0M | 6.62% | |
| 104 | APDAir Products and Chemicals, Inc. | 2,611 | $436.0M | 6.62% | |
| 105 | DEODiageo Plc - sponsored ADR | 2,995 | $424.0M | 6.44% | |
| 106 | BKNGBooking Holdings Inc | 205 | $407.0M | 6.18% | |
| 107 | UNFUniFirst Corporation | 2,335 | $405.0M | 6.15% | |
| 108 | VWOVanguard Emerging Markets ETF | 290,791 | $404.5M | 6.14% | |
| 109 | OIIOceaneering International, Inc | 14,460 | $399.0M | 6.06% | |
| 110 | BAXBaxter Int'l Inc. | 5,095 | $393.0M | 5.97% | |
| 111 | CECelanese Corp Ser - A | 3,441 | $392.0M | 5.95% | |
| 112 | LBTYBLiberty Global, PLC. - Series C | 13,744 | $387.0M | 5.87% | |
| 113 | SCZiShares MSCI EAFE Small-Cap ETF | 6,050 | $377.0M | 5.72% | |
| 114 | YUMYum! Brands, Inc. | 4,070 | $370.0M | 5.62% | |
| 115 | OLEDUniversal Display Corporation | 3,138 | $370.0M | 5.62% | |
| 116 | BSVVanguard Short-Term Bond ETF | 4,606 | $360.0M | 5.46% | |
| 117 | KRKroger Co. | 12,251 | $357.0M | 5.42% | |
| 118 | AQLTiShares Core MSCI EAFE - ETF | 33,698 | $355.8M | 5.40% | |
| 119 | GQ9SPDR Gold Shares | 36,295 | $355.7M | 5.40% | |
| 120 | AMGNAmgen Inc. | 1,707 | $354.0M | 5.37% | |
| 121 | ARMKAramark | 153,188 | $341.3M | 5.18% | |
| 122 | TDOCTeladoc Health, Inc. | 3,828 | $331.0M | 5.02% | |
| 123 | CWIConsumer Discretionary Select Sector | 8,777 | $328.0M | 4.98% | |
| 124 | APCAnadarko Petroleum Corporation | 22,278 | $321.2M | 4.88% | |
| 125 | UNUSDUnilever NV - NY Shares | 5,773 | $321.0M | 4.87% | |
| 126 | WEPMagellan Midstream Partners, MLP | 4,592 | $311.0M | 4.72% | |
| 127 | SPGSimon Property Group, Inc. | 1,746 | $309.0M | 4.69% | |
| 128 | EXPDExpeditors International of Washington, | 4,185 | $308.0M | 4.68% | |
| 129 | SRPTSarepta Therapeutics, Inc. | 1,857 | $300.0M | 4.55% | |
| 130 | AGGiShares Core U.S. Aggregate Bond ETF | 2,833 | $299.0M | 4.54% | |
| 131 | PTCTPTC Therapeutics Inc. | 6,307 | $296.0M | 4.49% | |
| 132 | LRCXEURLam Research Corporation | 1,918 | $291.0M | 4.42% | |
| 133 | PRGOPerrigo Company PLC | 4,079 | $289.0M | 4.39% | |
| 134 | WATWaters Corporation | 1,460 | $285.0M | 4.33% | |
| 135 | NTRSNorthern Trust Corporation | 2,772 | $283.0M | 4.30% | |
| 136 | ELANElanco Animal Health Inc | 7,847 | $274.0M | 4.16% | |
| 137 | CDEVEURCentennial Resource Development, Inc. | 12,500 | $273.0M | 4.14% | |
| 138 | AVNSAvanos Medical Inc | 3,929 | $269.0M | 4.08% | |
| 139 | COFCapital One Financial Corp. | 84,660 | $266.8M | 4.05% | |
| 140 | APTVAptiv PLC | 3,125 | $262.0M | 3.98% | |
| 141 | KTKT Corporation Sponsored ADR | 2,556,254 | $260.7M | 3.96% | |
| 142 | CCLCarnival Corporation | 780,863 | $260.6M | 3.96% | |
| 143 | TROWT. Rowe Price Group Inc. | 2,366 | $258.0M | 3.92% | |
| 144 | ABBVAbbVie Inc. | 39,995 | $257.5M | 3.91% | |
| 145 | MARMarriott International Cl A | 1,950 | $257.0M | 3.90% | |
| 146 | DHRDanaher Corporation | 24,021 | $252.4M | 3.83% | |
| 147 | TRVThe Travelers Companies, Inc. | 1,927 | $250.0M | 3.79% | |
| 148 | CFGCitizens Financial Group Inc | 6,328 | $244.0M | 3.70% | |
| 149 | MSGSThe Madison Square Garden Company | 775 | $244.0M | 3.70% | |
| 150 | DISCKUSDDiscovery Communications Inc. | 8,200 | $243.0M | 3.69% | |
| 151 | TIPiShares TIPS Bond ETF | 35,842 | $241.7M | 3.67% | |
| 152 | QVCAUSDQurate Retail Inc | 10,829 | $241.0M | 3.66% | |
| 153 | VGKVanguard FTSE Europe ETF | 4,268 | $240.0M | 3.64% | |
| 154 | AXSAxis Capital Holdings Limited | 4,150 | $239.0M | 3.63% | |
| 155 | SHYiShares 1-3 Year Treasury Bond ETF | 2,844 | $236.0M | 3.58% | |
| 156 | VAREURVarian Medical Systems, Inc. | 2,060 | $231.0M | 3.51% | |
| 157 | CDLXCardlytics, Inc. | 9,231 | $231.0M | 3.51% | |
| 158 | CDKCDK Global Inc. | 3,654 | $228.0M | 3.46% | |
| 159 | HQYHealthEquity Inc | 2,389 | $226.0M | 3.43% | |
| 160 | LIVNLivaNova PLC | 1,807 | $224.0M | 3.40% | |
| 161 | LUVSouthwest Airlines Co. | 3,566,691 | $222.7M | 3.38% | |
| 162 | DOVDover Corp. | 38,710 | $222.2M | 3.37% | |
| 163 | MCHPMicrochip Technology Inc. | 2,734 | $216.0M | 3.28% | |
| 164 | —Twenty First Century Fox, Inc. - A | 4,604 | $213.0M | 3.23% | |
| 165 | APUAmerigas Partners MLP | 5,354 | $212.0M | 3.22% | |
| 166 | GOOGAlphabet Inc. - Class C | 177,038 | $211.3M | 3.21% | |
| 167 | SABRSabre Corporation | 8,079 | $211.0M | 3.20% | |
| 168 | IWRiShares Russell Mid-Cap ETF | 946 | $209.0M | 3.17% | |
| 169 | MIDUDirexion Daily Mid Cap Bull 3X Shares | 3,886 | $206.0M | 3.13% | |
| 170 | BSMBlack Stone Minerals MLP | 11,176 | $204.0M | 3.10% | |
| 171 | AMJEURJPMorgan Alerian MLP Index ETN | 7,403 | $203.0M | 3.08% | |
| 172 | ANABAnaptysBio, Inc. | 2,032 | $203.0M | 3.08% | |
| 173 | STTState Street Corp. | 2,420 | $203.0M | 3.08% | |
| 174 | IJHiShares Core S&P Mid-Cap ETF | 1,001 | $202.0M | 3.07% | |
| 175 | CMCSAComcast Corporation - CL A | 5,694,982 | $201.7M | 3.06% | |
| 176 | AMZNAmazon.Com Inc | 97,271 | $194.8M | 2.96% | |
| 177 | ISIIonis Pharmaceuticals Inc | 3,753 | $194.0M | 2.94% | |
| 178 | METAFacebook Inc. | 1,169,461 | $192.3M | 2.92% | |
| 179 | DCIDonaldson Company, Inc. | 3,300 | $192.0M | 2.91% | |
| 180 | CFRCullen/Frost Bankers, Inc. | 1,814 | $189.0M | 2.87% | |
| 181 | JPMJ.P. Morgan Chase & Co. | 1,673,338 | $188.8M | 2.87% | |
| 182 | —Nielsen Holdings PLC | 6,775 | $187.0M | 2.84% | |
| 183 | —Express Scripts Holding, Inc. | 19,964 | $185.7M | 2.82% | |
| 184 | MSFTMicrosoft Corp. | 1,609,634 | $184.1M | 2.79% | |
| 185 | MDLZMondelez International Inc. | 4,293 | $184.0M | 2.79% | |
| 186 | VVisa Inc - Class A Shares | 1,214,431 | $182.3M | 2.77% | |
| 187 | CLColgate-Palmolive | 349,433 | $182.2M | 2.77% | |
| 188 | WLYJohn Wiley & Sons, Inc. | 3,000 | $182.0M | 2.76% | |
| 189 | —HSBC Holdings PLC - Pfd, | 7,000 | $180.0M | 2.73% | |
| 190 | RCLRoyal Caribbean Cruises Ltd. | 1,377,789 | $179.0M | 2.72% | |
| 191 | CUKCarnival PLC - ADR | 2,791 | $176.0M | 2.67% | |
| 192 | IGIBiShares Intermediate-Term Corporate Bond | 3,264 | $173.0M | 2.63% | |
| 193 | PNCPNC Financial Services Group | 1,252 | $171.0M | 2.60% | |
| 194 | ISRGIntuitive Surgical, Inc. | 297 | $170.0M | 2.58% | |
| 195 | ROPRoper Industries Inc. | 29,656 | $169.6M | 2.57% | |
| 196 | VEAVanguard FTSE Developed Markets ETF | 3,801 | $164.0M | 2.49% | |
| 197 | CATCaterpillar Inc. | 1,070 | $163.0M | 2.47% | |
| 198 | IWPiShares Russell Mid-Cap Growth ETF | 1,200 | $163.0M | 2.47% | |
| 199 | LULULululemon Athletica Inc. | 1,000 | $162.0M | 2.46% | |
| 200 | IWNiShares Russell 2000 Value ETF | 1,220 | $162.0M | 2.46% |