Rockefeller Capital Management L.P. Q3 2022 Filing

Filed November 2, 2022

Portfolio Value

$19.3M

Holdings

4,260

Report Date

Q3 2022

Filing Type

13F-HR

All Holdings (4,260 positions)

#	Stock	Shares	Value	% Portfolio
1901	GAPGAP INC	15,000	$123K	0.64%
1902	MCHBHOMESTREET INC	4,298	$123K	0.64%
1903	SWCHEURSWITCH INC	3,672	$123K	0.64%
1904	NVTSNAVITAS SEMICONDUCTOR CORP	25,086	$121K	0.63%
1905	KYNKAYNE ANDERSON NEXTGEN ENRGY	17,230	$121K	0.63%
1906	FPWRFIRST TR EXCHANGE-TRADED FD	5,017	$121K	0.63%
1907	USOUNITED STS OIL FD LP	1,869	$121K	0.63%
1908	—ETF MANAGERS TR	26,507	$121K	0.63%
1909	FNDCSCHWAB STRATEGIC TR	4,496	$121K	0.63%
1910	ADCTADC THERAPEUTICS SA	24,971	$120K	0.62%
1911	1939900DBROOKFIELD INFRASTRUCTURE CO	2,960	$120K	0.62%
1912	IGTINTERNATIONAL GAME TECHNOLOG	7,622	$120K	0.62%
1913	—FREYR BATTERY	8,452	$120K	0.62%
1914	IXCISHARES TR	3,611	$120K	0.62%
1915	FFINFIRST FINL BANKSHARES INC	2,890	$120K	0.62%
1916	LBRTLIBERTY ENERGY INC	9,427	$119K	0.62%
1917	ONCBEIGENE LTD	885	$119K	0.62%
1918	SJIEURSOUTH JERSEY INDS INC	3,582	$119K	0.62%
1919	DFUSDIMENSIONAL ETF TRUST	3,055	$118K	0.61%
1920	XHBSPDR SER TR	2,180	$118K	0.61%
1921	BTABLACKROCK LONG-TERM MUN ADVA	12,015	$118K	0.61%
1922	LEALEAR CORP	995	$118K	0.61%
1923	FCGFIRST TR EXCHANGE-TRADED FD	5,190	$118K	0.61%
1924	CBUCOMMUNITY BK SYS INC	1,965	$118K	0.61%
1925	EELVINVESCO EXCH TRADED FD TR II	5,648	$118K	0.61%
1926	DBEUDBX ETF TR	3,956	$118K	0.61%
1927	LPTVQLOOP MEDIA INC	26,666	$118K	0.61%
1928	ASHASHLAND INC	1,237	$117K	0.60%
1929	EVLVEVOLV TECHNOLOGIES HLDNGS IN	55,400	$117K	0.60%
1930	ATHMAUTOHOME INC	4,081	$117K	0.60%
1931	NYFISHARES TR	2,336	$117K	0.60%
1932	CWISPDR INDEX SHS FDS	5,541	$117K	0.60%
1933	ALTLPACER FDS TR	3,250	$116K	0.60%
1934	PRNTARK ETF TR	5,908	$116K	0.60%
1935	HCQAMN HEALTHCARE SVCS INC	1,107	$116K	0.60%
1936	AOKISHARES TR	3,581	$116K	0.60%
1937	YETIYETI HLDGS INC	4,047	$115K	0.59%
1938	LNTHLANTHEUS HLDGS INC	1,642	$115K	0.59%
1939	BANFBANCFIRST CORP	1,293	$115K	0.59%
1940	PMLPIMCO MUN INCOME FD II	12,138	$115K	0.59%
1941	SFSTIFEL FINL CORP	2,230	$115K	0.59%
1942	ANAUTONATION INC	1,138	$115K	0.59%
1943	PHRPHREESIA INC	4,524	$115K	0.59%
1944	AQLTISHARES TR	4,536	$114K	0.59%
1945	CMBSISHARES TR	2,496	$114K	0.59%
1946	ISIIONIS PHARMACEUTICALS INC	2,581	$114K	0.59%
1947	TPVGTRIPLEPOINT VENTURE GROWTH B	10,530	$114K	0.59%
1948	BLFSBIOLIFE SOLUTIONS INC	5,037	$114K	0.59%
1949	KDPKEURIG DR PEPPER INC	3,207	$114K	0.59%
1950	PACKRANPAK HOLDINGS CORP	33,238	$113K	0.58%
1951	KDKYNDRYL HLDGS INC	13,944	$113K	0.58%
1952	FICOFAIR ISAAC CORP	272	$112K	0.58%
1953	WLYWILEY JOHN & SONS INC	3,011	$112K	0.58%
1954	BATRAUSDLIBERTY MEDIA CORP DEL	4,000	$112K	0.58%
1955	RGLDROYAL GOLD INC	1,201	$112K	0.58%
1956	FTDSFIRST TR EXCHANGE-TRADED FD	2,886	$112K	0.58%
1957	TEVATEVA PHARMACEUTICAL INDS LTD	14,001	$112K	0.58%
1958	PIDINVESCO EXCHANGE TRADED FD T	7,300	$111K	0.57%
1959	FXEINVESCO CURRENCYSHARES EURO	1,236	$111K	0.57%
1960	MTXMINERALS TECHNOLOGIES INC	2,281	$111K	0.57%
1961	ONTOONTO INNOVATION INC	1,745	$111K	0.57%
1962	WIPSPDR SER TR	2,766	$110K	0.57%
1963	OTLYOATLY GROUP AB	41,942	$110K	0.57%
1964	BATRKUSDLIBERTY MEDIA CORP DEL	4,000	$110K	0.57%
1965	XITKSPDR SER TR	1,110	$110K	0.57%
1966	AGCOAGCO CORP	1,150	$110K	0.57%
1967	SLDPSOLID POWER INC	21,000	$110K	0.57%
1968	MXLMAXLINEAR INC	3,362	$109K	0.56%
1969	WLKPWESTLAKE CHEM PARTNERS LP	5,122	$109K	0.56%
1970	CMFISHARES TR	2,006	$108K	0.56%
1971	EGPEASTGROUP PPTYS INC	752	$108K	0.56%
1972	OXY/WSOCCIDENTAL PETE CORP	2,726	$107K	0.55%
1973	FXUFIRST TR EXCHANGE TRADED FD	3,514	$107K	0.55%
1974	BTOHANCOCK JOHN FINL OPPTYS FD	3,392	$107K	0.55%
1975	CSTLCASTLE BIOSCIENCES INC	4,140	$107K	0.55%
1976	TREXTREX CO INC	2,444	$107K	0.55%
1977	FENYFIDELITY COVINGTON TRUST	5,427	$107K	0.55%
1978	TBLLINVESCO EXCH TRADED FD TR II	1,011	$106K	0.55%
1979	BOHBANK HAWAII CORP	1,401	$106K	0.55%
1980	XFEBFIRST TR ENERGY INFRASTRCTR	7,994	$106K	0.55%
1981	IIFMORGAN STANLEY INDIA INVT FD	4,581	$106K	0.55%
1982	ODFLOLD DOMINION FREIGHT LINE IN	431	$106K	0.55%
1983	GMREUSDGLOBAL MED REIT INC	12,369	$105K	0.54%
1984	ATNMACTINIUM PHARMACEUTICALS INC	14,331	$105K	0.54%
1985	IOSPINNOSPEC INC	1,234	$105K	0.54%
1986	LRNSTRIDE INC	2,500	$105K	0.54%
1987	AIOVIRTUS ARTIFICIAL INTELLIGEN	6,794	$105K	0.54%
1988	EXPOEXPONENT INC	1,201	$105K	0.54%
1989	RYNRAYONIER INC	3,499	$104K	0.54%
1990	XHESPDR SER TR	1,221	$104K	0.54%
1991	GGNGAMCO GLOBAL GOLD NAT RES &	31,868	$104K	0.54%
1992	—BARCLAYS BANK PLC	3,000	$104K	0.54%
1993	CCCCC4 THERAPEUTICS INC	11,859	$104K	0.54%
1994	PKWINVESCO EXCHANGE TRADED FD T	1,413	$104K	0.54%
1995	IQDGWISDOMTREE TR	3,989	$104K	0.54%
1996	LANDGLADSTONE LD CORP	5,752	$104K	0.54%
1997	TSNTYSON FOODS INC	1,573	$103K	0.53%
1998	EOTEATON VANCE NATL MUN OPPORT	6,278	$103K	0.53%
1999	PRNINVESCO EXCHANGE TRADED FD T	1,268	$103K	0.53%
2000	VCELVERICEL CORP	4,466	$103K	0.53%

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