Sigma Planning Corp Q1 2021 Filing
Filed May 6, 2021
Portfolio Value
$3.1T
Holdings
1,304
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (1,304 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | IGOVISHARES TR S&P/CITIGROUP INTL TREASURY BD ETF | 40,169 | $2.1B | 0.07% | |
| 302 | ILMNILLUMINA INC | 5,398 | $2.1B | 0.07% | |
| 303 | AMTAMERICAN TOWER CORP | 8,671 | $2.1B | 0.07% | |
| 304 | CMECHICAGO MERCANTILE HLDGS INC | 10,115 | $2.1B | 0.07% | |
| 305 | IGIBISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 34,883 | $2.1B | 0.07% | |
| 306 | VXFVANGUARD EXTENDED MARKET ETF | 11,581 | $2.0B | 0.07% | |
| 307 | XMMOINVESCO S&P MIDCAP MOMENTUM ETF | 24,301 | $2.0B | 0.07% | |
| 308 | ESGEISHARES MSCI EM ESG SELECT ETF | 46,996 | $2.0B | 0.07% | |
| 309 | FSLYFASTLY INC CL A | 29,882 | $2.0B | 0.06% | |
| 310 | CGTHE CARLYLE GROUP | 54,535 | $2.0B | 0.06% | |
| 311 | DFEBFT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - FEBRUARY | 60,068 | $2.0B | 0.06% | |
| 312 | FBTFIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX | 12,420 | $2.0B | 0.06% | |
| 313 | VPUVANGUARD UTILITIES | 14,092 | $2.0B | 0.06% | |
| 314 | —APTOSE BIOSCIENCES INC COM NEW | 326,390 | $1.9B | 0.06% | |
| 315 | MGCVANGUARD MEGA CAP 300 ETF | 13,861 | $1.9B | 0.06% | |
| 316 | ACNACCENTURE LTD BERMUDA CL A | 7,023 | $1.9B | 0.06% | |
| 317 | AWMSKYWORKS SOLUTIONS INC COM | 10,544 | $1.9B | 0.06% | |
| 318 | VEEVVEEVA SYSTEMS INC COM CL A | 7,373 | $1.9B | 0.06% | Call |
| 319 | ADPAUTOMATIC DATA PROCESSING INC COM | 10,215 | $1.9B | 0.06% | |
| 320 | NSCNORFOLK SOUTHERN CRP | 7,146 | $1.9B | 0.06% | |
| 321 | GDXMARKET VECTORS GOLD MINERS INDEX ETF | 58,964 | $1.9B | 0.06% | |
| 322 | 8CWCROWN CASTLE INTL CORP | 11,131 | $1.9B | 0.06% | |
| 323 | BIDUNBAIDU COM ADR | 8,797 | $1.9B | 0.06% | |
| 324 | GSYINVESCO ULTRA SHORT DURATION ETF | 37,654 | $1.9B | 0.06% | |
| 325 | ARKFARK FINTECH INNOVATION ETF | 36,981 | $1.9B | 0.06% | |
| 326 | CMCSACOMCAST CORP NEW CL A | 34,829 | $1.9B | 0.06% | |
| 327 | GOFGUGGENHEIM STRATEGIC OPPORTUNITY FUND | 89,560 | $1.9B | 0.06% | |
| 328 | ZMZOOM VIDEO COMMUNICATIONS INC CL A | 5,809 | $1.9B | 0.06% | |
| 329 | IWSISHARES RUSSELL MIDCAP VALUE INDEX | 17,056 | $1.9B | 0.06% | |
| 330 | FPFFIRST TR EXCHANGE TRADED ALPHADEX FD II EMERGING MKTS ALPHADEX FD | 69,859 | $1.8B | 0.06% | |
| 331 | EFVISHARES MSCI EAFE VALUE INDEX ETF | 36,109 | $1.8B | 0.06% | |
| 332 | SCZISHARES MSCI EAFE SMALL CAP ETF | 25,608 | $1.8B | 0.06% | |
| 333 | GSKGLAXOSMITHKLINE PLC SPONSORED ADR | 51,304 | $1.8B | 0.06% | |
| 334 | PZAPOWERSHARES GLOBAL EXCHANGE TRADED FD TR INSURED NATL | 68,431 | $1.8B | 0.06% | |
| 335 | FEFIRSTENERGY CORP | 52,681 | $1.8B | 0.06% | |
| 336 | CASHMETA FINL GROUP INC COM | 40,309 | $1.8B | 0.06% | |
| 337 | BDXBECTON DICKINSON & CO COM | 7,501 | $1.8B | 0.06% | |
| 338 | EEMISHARES MSCI EMERGING MARKETS ETF | 33,886 | $1.8B | 0.06% | |
| 339 | MRVLMARVELL TECHNOLOGY GROUP LTD | 36,862 | $1.8B | 0.06% | |
| 340 | IXNISHARES TRUST S&P GLOBAL INFO TECHNOLOGY | 5,865 | $1.8B | 0.06% | |
| 341 | WORKSLACK TECHNOLOGIES INC COM CL A | 44,297 | $1.8B | 0.06% | |
| 342 | DHRDANAHER CORP | 7,965 | $1.8B | 0.06% | |
| 343 | IUSGISHARES CORE S&P U.S. GROWTH ETF | 19,707 | $1.8B | 0.06% | |
| 344 | PENNPENN NATL GAMING INC | 17,050 | $1.8B | 0.06% | |
| 345 | SPYVSPDR SER TR DJ WILSHIRE LARGE CAP VALUE ETF | 46,841 | $1.8B | 0.06% | Call |
| 346 | TPLCTIMOTHY PLAN US LARGE/MID CAP CORE ETF | 53,889 | $1.8B | 0.06% | |
| 347 | QTECFIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHS | 12,124 | $1.7B | 0.06% | |
| 348 | ALSALLSTATE CORP | 15,210 | $1.7B | 0.06% | |
| 349 | PVHPVH CORPORATION COM | 16,523 | $1.7B | 0.06% | |
| 350 | SCHPSCHWAB US TIPS ETF | 28,255 | $1.7B | 0.06% | |
| 351 | PAYXPAYCHEX INC | 17,621 | $1.7B | 0.06% | |
| 352 | XLCCOMMUNICATION SERVICES SELECT SECTOR SPDRA FUND | 23,481 | $1.7B | 0.06% | |
| 353 | ZTSZOETIS INC COM CL A | 10,904 | $1.7B | 0.05% | |
| 354 | XTISHARES EXPONENTIAL TECHNOLOGIES ETF | 28,992 | $1.7B | 0.05% | |
| 355 | IYY*ISHARES TR DOW JONES U S TOTAL MKT INDEX | 17,157 | $1.7B | 0.05% | |
| 356 | WBAWALGREENS BOOTS ALLIANCE INC COM | 31,103 | $1.7B | 0.05% | |
| 357 | FNCLFIDELITY MSCI FINLS INDEX ETF | 34,821 | $1.7B | 0.05% | |
| 358 | VMWEURVMWARE INC CL A CLASS A | 11,309 | $1.7B | 0.05% | Call |
| 359 | SHYGISHARES TR 0-5 YR HIGH YIELD CORP BD ETF | 36,836 | $1.7B | 0.05% | |
| 360 | ITWILLINOIS TOOL WKS INC COM | 7,591 | $1.7B | 0.05% | |
| 361 | MRNAMODERNA INC COM | 12,828 | $1.7B | 0.05% | |
| 362 | MARMARRIOTT INTL INC | 11,316 | $1.7B | 0.05% | |
| 363 | FEPFIRST TR EXCH TRADEDALPHADEX FD II EUROPE ALPHADEX FD | 41,114 | $1.7B | 0.05% | |
| 364 | MBBISHARES MBS ETF | 15,364 | $1.7B | 0.05% | |
| 365 | FQIDIGITAL REALTY TRUST INC | 11,823 | $1.7B | 0.05% | |
| 366 | AMLPALPS TRUST ETF ALERIAN MLP | 54,464 | $1.7B | 0.05% | |
| 367 | BPBP PLC SPONSORED ADR | 67,960 | $1.7B | 0.05% | |
| 368 | NEARISHARES U S ETF TR SHORT MATURITY BD ETF | 32,885 | $1.7B | 0.05% | |
| 369 | BZUNBAOZUN INC SPONSORED ADR | 42,956 | $1.6B | 0.05% | |
| 370 | ARCCARES CAPITAL CORP COM | 87,340 | $1.6B | 0.05% | |
| 371 | KRKROGER CO COM | 44,910 | $1.6B | 0.05% | |
| 372 | BABPOWERSHARES BUILD AMERICA BOND PORTFOLIO ETF | 50,158 | $1.6B | 0.05% | |
| 373 | FNKFIRST TR EXCHANGE-TRADED ALPHADEX FD MID CAP VALUE ALPHADEX FD | 36,733 | $1.6B | 0.05% | |
| 374 | ARLOARLO TECHNOLOGIES INC COM | 246,200 | $1.5B | 0.05% | |
| 375 | SFIXSTITCH FIX INC COM CL A | 31,014 | $1.5B | 0.05% | |
| 376 | IYWISHARES DJ US TECHNOLOGY | 17,501 | $1.5B | 0.05% | |
| 377 | QDEFFLEXSHARES TRUST QUALITY DIVID DEFENSIVE INDEX FD | 29,541 | $1.5B | 0.05% | |
| 378 | VVVANGUARD LARGE CAP | 8,102 | $1.5B | 0.05% | |
| 379 | EXPIEXP WORLD HLDGS INC COM | 32,906 | $1.5B | 0.05% | |
| 380 | EMREMERSON ELEC CO COM | 16,581 | $1.5B | 0.05% | |
| 381 | BF/BBROWN FORMAN CORP CL B | 21,666 | $1.5B | 0.05% | |
| 382 | IQLTISHARES MSCI INTL QUALITY FACTOR ETF | 40,853 | $1.5B | 0.05% | |
| 383 | MAINMAIN STR CAP CORP COM | 38,003 | $1.5B | 0.05% | |
| 384 | OLEDUNIVERSAL DISPLAY CORP | 6,283 | $1.5B | 0.05% | |
| 385 | PTNQPACER TRENDPILOT 100 | 28,292 | $1.5B | 0.05% | |
| 386 | GSGOLDMAN SACHS GROUP INC | 4,515 | $1.5B | 0.05% | |
| 387 | —CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER | 52,537 | $1.5B | 0.05% | |
| 388 | UCONFIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF | 54,945 | $1.5B | 0.05% | |
| 389 | HFROHIGHLAND INCOME FD HIGHLAND INCOME | 130,936 | $1.5B | 0.05% | |
| 390 | IOOISHARES TR S&P GLOBAL 100 INDEXFD | 21,943 | $1.4B | 0.05% | |
| 391 | XELXCEL ENERGY INC COM | 21,700 | $1.4B | 0.05% | |
| 392 | FNXFIRST TR MID CAP CORE ALPHADEX FD | 15,358 | $1.4B | 0.05% | |
| 393 | XMLVPOWERSHARES EXCH T S&P 400 LOW VOLATILITY PORT | 27,449 | $1.4B | 0.05% | |
| 394 | ZTRZWEIG TOTAL RETURN FD INC | 156,001 | $1.4B | 0.05% | |
| 395 | IUSBISHARES CORE TOTAL USD BOND MARKET ETF | 27,035 | $1.4B | 0.05% | |
| 396 | CIBRFIRST TRUST NASDAQ CEA CYBERSECURITY ETF | 34,084 | $1.4B | 0.05% | |
| 397 | UBERUBER TECHNOLOGIES INC COM | 26,049 | $1.4B | 0.05% | |
| 398 | MDLZMONDELEZ INTL INC CL A | 24,179 | $1.4B | 0.05% | |
| 399 | SGOLETFS GOLD TRUST ETF | 85,637 | $1.4B | 0.04% | |
| 400 | KELKELLOGG CO COM | 22,078 | $1.4B | 0.04% |