Sigma Planning Corp Q1 2021 Filing
Filed May 6, 2021
Portfolio Value
$3.1T
Holdings
1,304
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (1,304 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | ETNEATON CORP PLC SHS | 27,547 | $3.8B | 0.12% | |
| 202 | FDXFEDEX CORP | 13,401 | $3.8B | 0.12% | |
| 203 | CCLCARNIVAL CORP | 142,687 | $3.8B | 0.12% | |
| 204 | PINSPINTEREST INC CL A | 51,079 | $3.8B | 0.12% | |
| 205 | FTCFIRST TRUST LARGE CAP GROWTH ALPHADEX FUND | 38,590 | $3.8B | 0.12% | |
| 206 | VOEVANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF | 27,750 | $3.7B | 0.12% | |
| 207 | IGSBISHARES 1-3 YR CREDIT BOND ETF | 68,151 | $3.7B | 0.12% | |
| 208 | SYKSTRYKER CORP | 15,013 | $3.7B | 0.12% | |
| 209 | ISRGINTUITIVE SURGICAL, INC. | 4,947 | $3.7B | 0.12% | |
| 210 | RTXRAYTHEON TECHNOLOGIES CORP COM | 46,841 | $3.6B | 0.12% | |
| 211 | TDOCTELADOC HEALTH INC COM | 19,864 | $3.6B | 0.12% | |
| 212 | FBNDFIDELITY TOTAL BOND ETF | 68,557 | $3.6B | 0.11% | |
| 213 | IBMINTL BUSINESS MACHINES | 26,838 | $3.6B | 0.11% | |
| 214 | SLQDISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 69,040 | $3.6B | 0.11% | |
| 215 | RWJREVENUESHARES SMALL CAP ETF | 31,346 | $3.6B | 0.11% | |
| 216 | NOBLPROSHARES TR S&P 500 ARISTOCRATS | 41,366 | $3.6B | 0.11% | |
| 217 | FTAFIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS | 55,178 | $3.5B | 0.11% | |
| 218 | VNQVANGUARD REIT INDEX ETF | 37,700 | $3.5B | 0.11% | |
| 219 | GISGENERAL MLS INC COM | 55,975 | $3.4B | 0.11% | |
| 220 | HDVISHARES TR HIGH DIVID EQUITY FD | 35,927 | $3.4B | 0.11% | |
| 221 | DDOMINION RESOURCES INC | 44,610 | $3.4B | 0.11% | |
| 222 | FENYFIDELITY MSCI ENERGY INDEX ETF | 254,179 | $3.4B | 0.11% | |
| 223 | AMGNAMGEN INC | 13,505 | $3.4B | 0.11% | |
| 224 | FYXFIRST TR SMALL CAP CORE ALPHADEX FD COMSHS | 37,044 | $3.4B | 0.11% | |
| 225 | GFLWVICTORYSHARES NASDAQ NEXT 50 ETF | 103,753 | $3.3B | 0.10% | |
| 226 | VRSNVERISIGN INC | 16,466 | $3.3B | 0.10% | |
| 227 | VOOGVANGUARD ADMIRAL FUNDS INC S&P 500 GROWTH INDEX | 13,868 | $3.3B | 0.10% | |
| 228 | 4I1PHILIP MORRIS INTL INC | 36,714 | $3.3B | 0.10% | |
| 229 | SKYYFIRST TR EXCHANGE-TRADED FD II ISE CLOUD COMPUTING INDEX FD | 34,025 | $3.3B | 0.10% | |
| 230 | —PIMCO INCOME OPPORTUNITY FUND | 122,577 | $3.2B | 0.10% | |
| 231 | VUGVANGUARD GROWTH ETF | 12,517 | $3.2B | 0.10% | |
| 232 | AMDADVANCED MICRO DEVICES INC COM | 40,352 | $3.2B | 0.10% | |
| 233 | PDIPIMCO DYNAMIC INCOMEFD SHS | 112,290 | $3.2B | 0.10% | |
| 234 | ARKQARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF | 36,990 | $3.1B | 0.10% | |
| 235 | FRELFIDELITY MSCI REAL ESTATE INDEX ETF | 112,862 | $3.1B | 0.10% | |
| 236 | FDISFIDELITY MSCI CONSUMER DISCRETIONARY INDEX ETF | 40,469 | $3.1B | 0.10% | |
| 237 | MUMICRON TECHNOLOGY | 34,628 | $3.1B | 0.10% | |
| 238 | VLUEISHARES TRUST MSCI USA VALUE FACTOR ETF | 29,535 | $3.0B | 0.10% | |
| 239 | LLYLILLY ELI & CO COM | 15,993 | $3.0B | 0.10% | |
| 240 | AWCAMERICAN WATER WORKS CO | 19,836 | $3.0B | 0.10% | |
| 241 | DOCUDOCUSIGN INC COM | 14,614 | $3.0B | 0.09% | |
| 242 | VWOVANGUARD FTSE EMERGING MARKETS ETF | 56,715 | $3.0B | 0.09% | |
| 243 | FTGCFIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND | 139,857 | $2.9B | 0.09% | |
| 244 | STIPISHARES 0-5 YR TIPS BOND ETF | 27,607 | $2.9B | 0.09% | |
| 245 | GMGENERAL MOTORS CORP | 50,786 | $2.9B | 0.09% | Call |
| 246 | ORCLORACLE CORPORATION | 41,553 | $2.9B | 0.09% | |
| 247 | TMOTHERMO FISHER SCIENTIFIC INC COM | 6,367 | $2.9B | 0.09% | |
| 248 | PGXPOWERSHARES GLOBAL PREFERRED ETF | 186,623 | $2.8B | 0.09% | |
| 249 | MDTMEDTRONIC PLC SHS | 23,598 | $2.8B | 0.09% | |
| 250 | SHWSHERWIN WILLIAMS CO COM | 3,772 | $2.8B | 0.09% | |
| 251 | DOWDOW INC COM | 43,360 | $2.8B | 0.09% | |
| 252 | DLNWISDOMTREE LARGE CAP DIVIDEND | 23,913 | $2.7B | 0.09% | |
| 253 | TDIVFIRST TR EXCHANGE TRADED FD VI NASD TECH DIV | 50,425 | $2.7B | 0.09% | |
| 254 | VOTVANGUARD MID CAP GROWTH ETF | 12,574 | $2.7B | 0.09% | |
| 255 | LUVSOUTHWEST AIRLS CO COM | 44,140 | $2.7B | 0.09% | |
| 256 | DDDUPONT DE NEMOURS INC COM | 34,496 | $2.7B | 0.09% | |
| 257 | VCSHVANGUARD SHORT TERM CORP BOND FD ETF | 32,213 | $2.7B | 0.08% | |
| 258 | VEUVANGUARD FTSE ALL-WORLD EX-US | 43,537 | $2.6B | 0.08% | |
| 259 | BOCTINNOVATOR S&P 500 BUFFER ETF - OCTOBER | 84,471 | $2.6B | 0.08% | |
| 260 | QUALISHARES MSCI USA QUALITY FACTOR ETF | 21,410 | $2.6B | 0.08% | |
| 261 | AGGYWISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUND | 50,911 | $2.6B | 0.08% | |
| 262 | BSCLINVESCO BULLETSHARES 2021 CORPORATE BOND ETF | 121,083 | $2.6B | 0.08% | |
| 263 | HTGCHERCULES CAPITAL INC COM | 158,757 | $2.5B | 0.08% | |
| 264 | SMMVISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF | 68,435 | $2.5B | 0.08% | |
| 265 | BSCMUSDINVESCO BULLETSHARES 2022 CORPORATE BOND ETF | 116,360 | $2.5B | 0.08% | |
| 266 | OREALTY INCOME CORP | 39,119 | $2.5B | 0.08% | |
| 267 | SYYSYSCO CORP COM | 31,436 | $2.5B | 0.08% | |
| 268 | VHTVANGUARD HEALTH CARE ETF | 10,778 | $2.5B | 0.08% | |
| 269 | EMQQEMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF | 38,535 | $2.5B | 0.08% | |
| 270 | GEGENERAL ELECTRIC CO COM | 187,188 | $2.5B | 0.08% | Call |
| 271 | VAWVANGUARD MATERIALS ETF | 14,118 | $2.4B | 0.08% | |
| 272 | SDYSPDR SER TR S&P DIVID ETF | 20,671 | $2.4B | 0.08% | |
| 273 | ENBENBRIDGE INC COM | 66,966 | $2.4B | 0.08% | |
| 274 | BSCOINVESCO BULLETSHARES 2024 CORPORATE BOND ETF | 109,263 | $2.4B | 0.08% | |
| 275 | IWFISHARES RUSSELL 1000 GROWTH ETF | 9,947 | $2.4B | 0.08% | |
| 276 | FTSLFirst Trust Senior Loan Fund | 50,450 | $2.4B | 0.08% | |
| 277 | LVLNKBW REGIONAL BANKINGETF | 36,112 | $2.4B | 0.08% | |
| 278 | QQQINVESCO BULLETSHARES 2023 CORPORATE BOND ETF | 109,471 | $2.4B | 0.08% | |
| 279 | IWRISHARES TR RUSSELL MIDCAP INDEX FD | 32,059 | $2.4B | 0.08% | |
| 280 | FYCFIRST TR EXCHANGE-TRADED ALPHADEX FD SMALL | 33,989 | $2.4B | 0.08% | |
| 281 | KBWBINVESCO KBW BANK ETF | 38,127 | $2.4B | 0.08% | |
| 282 | ICVTISHARES CONVERTIBLE BOND ETF | 24,020 | $2.4B | 0.08% | |
| 283 | BSCPINVESCO BULLETSHARES 2025 CORPORATE BOND ETF | 105,814 | $2.3B | 0.07% | |
| 284 | WFCWELLS FARGO CO NEW COM | 59,727 | $2.3B | 0.07% | |
| 285 | IWYISHARES TRUST RUSSELL 200 GROWTH INDEX FD | 17,210 | $2.3B | 0.07% | |
| 286 | IXCISHARES S&P GLOBAL ENERGY | 93,346 | $2.3B | 0.07% | |
| 287 | DKNG1USDDRAFTKINGS INC COM CL A | 37,440 | $2.3B | 0.07% | |
| 288 | AXPAMERICAN EXPRESS CO COM | 16,003 | $2.3B | 0.07% | |
| 289 | PHKPIMCO HIGH INCOME FD | 334,667 | $2.3B | 0.07% | |
| 290 | FNYFIRST TR EXCHANGE-TRADED ALPHADEX FD MID CAP | 33,091 | $2.3B | 0.07% | |
| 291 | UNPUNION PAC CORP COM | 10,116 | $2.2B | 0.07% | |
| 292 | GILDGILEAD SCIENCES INC | 34,060 | $2.2B | 0.07% | |
| 293 | IEIISHARES 3-7 YR TREASURY BOND ETF | 16,929 | $2.2B | 0.07% | |
| 294 | RSGREPUBLIC SERVICES INC | 22,126 | $2.2B | 0.07% | |
| 295 | AZOAUTOZONE INC NEV | 1,560 | $2.2B | 0.07% | |
| 296 | NIONIO INC SPON ADS | 55,422 | $2.2B | 0.07% | Call |
| 297 | CRWDCROWDSTRIKE HLDGS INC CL A | 11,635 | $2.1B | 0.07% | |
| 298 | GNRCGENERAC HLDGS INC COM | 6,462 | $2.1B | 0.07% | |
| 299 | ESGVVANGUARD ESG U.S. STOCK ETF | 28,499 | $2.1B | 0.07% | |
| 300 | APDAIR PRODS & CHEMS INC COM | 7,423 | $2.1B | 0.07% |