Sigma Planning Corp Q4 2016 Filing

Filed January 23, 2017

Portfolio Value

$914.9B

Holdings

731

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (731 positions)

#StockSharesValue% PortfolioType
601
ISCVISHARES TR
1,563$223.0M0.02%
602
GVIISHARES TR
2,022$222.0M0.02%
603
XHBSPDR SERIES TRUST
6,543$222.0M0.02%
604
BHPBHP BILLITON LTD
6,172$221.0M0.02%
605
GU9GUESS INC
18,225$221.0M0.02%
606
DESWISDOMTREE TR
2,662$220.0M0.02%
607
MSDMORGAN STANLEY EMER MKTS DEB
24,040$219.0M0.02%
608
GAPGAP INC DEL
9,707$218.0M0.02%
609
EOGEOG RES INC
2,138$216.0M0.02%
610
PDTHANCOCK JOHN PREMUIM DIV FD
13,725$215.0M0.02%
611
AGREURAVANGRID INC
5,683$215.0M0.02%
612
VPLVANGUARD INTL EQUITY INDEX F
3,698$215.0M0.02%
613
DTDWISDOMTREE TR
2,623$213.0M0.02%
614
AIVIWISDOMTREE TR
5,700$213.0M0.02%
615
DNPDNP SELECT INCOME FD
20,836$213.0M0.02%
616
HIGHLAND FDS I
11,344$213.0M0.02%
617
KYNKAYNE ANDERSON MLP INVT CO
10,845$212.0M0.02%
618
SILVER WHEATON CORP
10,995$212.0M0.02%
619
XNEAXNUVEEN AMT FREE QLTY MUN INC
15,900$212.0M0.02%
620
NBHNEUBERGER BERMAN INTER MUNI
13,011$212.0M0.02%
621
ALLIANZGI NFJ DIVID INT & PR
16,715$211.0M0.02%
622
CLAYMORE EXCHANGE TRD FD TR
8,505$210.0M0.02%
623
FXOFIRST TR EXCHANGE TRADED FD
7,768$210.0M0.02%
624
DEODIAGEO P L C
2,017$210.0M0.02%
625
POWERSHARES ETF TRUST
7,532$210.0M0.02%
626
IGSBISHARES TR
1,993$209.0M0.02%
627
PTLCPACER FDS TR
8,716$208.0M0.02%
628
AIGAMERICAN INTL GROUP INC
3,184$208.0M0.02%
629
NBBNUVEEN BUILD AMER BD FD
10,076$208.0M0.02%
630
DWMWISDOMTREE TR
4,431$206.0M0.02%
631
TCP CAP CORP
12,185$206.0M0.02%
632
BKNGPRICELINE GRP INC
140$205.0M0.02%
633
IWVISHARES TR
1,542$205.0M0.02%
634
WRBBERKLEY W R CORP
3,074$204.0M0.02%
635
MVTBLACKROCK MUNIVEST FD II INC
13,387$204.0M0.02%
636
BBTUSDBB&T CORP
4,321$203.0M0.02%
637
POWERSHARES ETF TR II
7,514$203.0M0.02%
638
SEASEABRIDGE GOLD INC
24,729$202.0M0.02%
639
YUMYUM BRANDS INC
3,189$202.0M0.02%
640
WDCWESTERN DIGITAL CORP
2,964$201.0M0.02%
641
VFHVANGUARD WORLD FDS
3,385$201.0M0.02%
642
PHGKONINKLIJKE PHILIPS N V
6,583$201.0M0.02%
643
THL CR INC
20,008$200.0M0.02%
644
VEUVANGUARD INTL EQUITY INDEX F
4,534$200.0M0.02%
645
QAIINDEXIQ ETF TR
6,985$200.0M0.02%
646
DIPLOMAT PHARMACY INC
15,665$197.0M0.02%
647
SPIRIT RLTY CAP INC NEW
18,055$196.0M0.02%
648
ABXBARRICK GOLD CORP
12,218$195.0M0.02%
649
AGNCAGNC INVT CORP
10,688$194.0M0.02%
650
NUVEEN NORTH CAROLINA QLTY M
14,795$191.0M0.02%
651
ARNCCHFARCONIC INC
10,304$191.0M0.02%
652
XRNPXCOHEN & STEERS REIT & PFD IN
10,011$191.0M0.02%
653
DELAWARE INVTS DIV & INCOME
19,008$190.0M0.02%
654
XEFRXEATON VANCE SR FLTNG RTE TR
12,862$189.0M0.02%
655
AMERICAN CAP SR FLOATING LTD
15,698$187.0M0.02%
656
POT1EURPOTASH CORP SASK INC
10,295$186.0M0.02%
657
NADNUVEEN QUALITY MUNCP INCOME
13,303$186.0M0.02%
658
DOEURDIAMOND OFFSHORE DRILLING IN
10,498$186.0M0.02%
659
TWOTWO HBRS INVT CORP
21,154$184.0M0.02%
660
MRO*MARATHON OIL CORP
10,642$184.0M0.02%
661
NATNORDIC AMERICAN TANKERS LIMI
21,703$182.0M0.02%
662
SUPERVALU INC
39,009$182.0M0.02%
663
XFEBFIRST TR ENERGY INFRASTRCTR
10,034$181.0M0.02%
664
BARCLAYS BK PLC
28,469$180.0M0.02%
665
WENWENDYS CO
13,268$179.0M0.02%
666
XEVVXEATON VANCE LTD DUR INCOME F
13,014$179.0M0.02%
667
WTWEURWEIGHT WATCHERS INTL INC NEW
15,300$175.0M0.02%
668
NUVNUVEEN MUN VALUE FD INC
18,184$174.0M0.02%
669
MADISON STRTG SECTOR PREM FD
14,630$174.0M0.02%
670
PDIPIMCO MUNICIPAL INCOME FD
11,996$173.0M0.02%
671
GNWGENWORTH FINL INC
45,412$173.0M0.02%
672
TAHOE RES INC
18,326$173.0M0.02%
673
EZPWEZCORP INC
15,695$167.0M0.02%
674
NORTHSTAR RLTY FIN CORP
10,902$165.0M0.02%
675
FRONTIER COMMUNICATIONS CORP
48,216$163.0M0.02%
676
BGTBLACKROCK FLOATING RATE INCO
10,937$154.0M0.02%
677
CYS INVTS INC
19,720$152.0M0.02%
678
SIRIEURSIRIUS XM HLDGS INC
33,752$150.0M0.02%
679
XEROX CORP
16,895$148.0M0.02%
680
GOFGUGGENHEIM ENHNCD EQTY INCM
18,419$147.0M0.02%
681
GFNEW GERMANY FD INC
11,134$146.0M0.02%
682
BDJBLACKROCK ENHANCED EQT DIV T
15,624$127.0M0.01%
683
KAYNE ANDERSON ENRGY TTL RT
10,718$127.0M0.01%
684
ALON USA PARTNERS LP
12,388$119.0M0.01%
685
BBBLACKBERRY LTD
16,779$116.0M0.01%
686
MONOGRAM RESIDENTIAL TR INC
10,633$115.0M0.01%
687
SBIWESTERN ASSET INTM MUNI FD I
10,976$104.0M0.01%
688
JPCNUVEEN PFD INCOME OPPRTNY FD
10,500$103.0M0.01%
689
INSIGNIA SYS INC
40,300$98.0M0.01%
690
NYMTEURNEW YORK MTG TR INC
14,742$97.0M0.01%
691
PBTPERMIAN BASIN RTY TR
12,331$95.0M0.01%
692
BCXBLACKROCK RES & COMM STRAT T
11,080$92.0M0.01%
693
RMTROYCE MICRO-CAP TR INC
11,118$91.0M0.01%
694
GOLDEN STAR RES LTD CDA
121,713$91.0M0.01%
695
MHFWESTERN ASSET MUN HI INCM FD
12,576$90.0M0.01%
696
NEVSUN RES LTD
28,878$89.0M0.01%
697
AGFIRST MAJESTIC SILVER CORP
11,635$89.0M0.01%
698
DRDDRDGOLD LIMITED
16,573$88.0M0.01%
699
HLHECLA MNG CO
16,637$87.0M0.01%
700
SJTSAN JUAN BASIN RTY TR
12,824$85.0M0.01%
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